Large language models (LLMs) have demonstrated great potential for domain-specific applications, such as the law domain. However, recent disputes over GPT-4's law evaluation raise questions concerning their performance in real-world legal tasks. To systematically investigate their competency in the law, we design practical baseline solutions based on LLMs and test on the task of legal judgment prediction. In our solutions, LLMs can work alone to answer open questions or coordinate with an information retrieval (IR) system to learn from similar cases or solve simplified multi-choice questions.
We show that similar cases and multi-choice options, namely label candidates, included in prompts can help LLMs recall domain knowledge that is critical for expertise legal reasoning.
We additionally present an intriguing paradox wherein an IR system surpasses the performance of LLM+IR due to limited gains acquired by weaker LLMs from powerful IR systems. In such case, the role of LLMs becomes redundant. Our evaluation pipeline can be easily extended into other tasks to facilitate evaluations in other domains.
Code is available at https://github.com/srhthu/LM-CompEval-Legal

A Comprehensive Evaluation of Large Language Models on Legal Judgment Prediction

Legal practice is intrinsically rooted in the fabric of language, yet legal practitioners and scholars have been slow to adopt tools from natural language processing (NLP). At the same time, the legal system is experiencing an access to justice crisis, which could be partially alleviated with NLP. In this position paper, we argue that the slow uptake of NLP in legal practice is exacerbated by a disconnect between the needs of the legal community and the focus of NLP researchers. In a review of recent trends in the legal NLP literature, we find limited overlap between the legal NLP community and legal academia. Our interpretation is that some of the most popular legal NLP tasks fail to address the needs of legal practitioners. We discuss examples of legal NLP tasks that promise to bridge disciplinary disconnects and highlight interesting areas for legal NLP research that remain underexplored.

The Law and NLP: Bridging Disciplinary Disconnects

Detecting hallucinations in natural language processing (NLP) is a critical undertaking that demands a deep understanding of both the semantic and pragmatic aspects of languages. Cognitive approaches that leverage users’ behavioural signals, such as gaze, have demonstrated effectiveness in addressing NLP tasks with similar linguistic complexities. However, their potential in the context of hallucination detection remains largely unexplored. In this paper, we propose a novel cognitive approach for hallucination detection that leverages gaze signals from humans. We first collect and introduce an eye tracking corpus (IITB-HGC: IITB-Hallucination Gaze corpus) consisting of 500 instances, annotated by five annotators for hallucination detection. Our analysis reveals that humans selectively attend to relevant parts of the text based on distributional similarity, similar to the attention bias phenomenon in psychology. We identify two attention strategies employed by humans: global attention, which focuses on the most informative sentence, and local attention, which focuses on important words within a sentence. Leveraging these insights, we propose a novel cognitive framework for hallucination detection that incorporates these attention biases. Experimental evaluations on the FactCC dataset demonstrate the efficacy of our approach, obtaining a balanced accuracy of 87.1%. Our study highlights the potential of gaze-based approaches in addressing the task of hallucination detection and sheds light on the cognitive processes employed by humans in identifying inconsistencies.

Eyes Show the Way: Modelling Gaze Behaviour for Hallucination Detection

Depressive disorders constitute a severe public health issue worldwide. However, public health systems have limited capacity for case detection and diagnosis. In this regard, the widespread use of social media has opened up a way to access public information on a large scale. Computational methods can serve as support tools for rapid screening by exploiting this user-generated social media content. This paper presents an efficient semantic pipeline to study depression severity in individuals based on their social media writings. We select test user sentences for producing semantic rankings over an index of representative training sentences corresponding to depressive symptoms and severity levels. Then, we use the sentences from those results as evidence for predicting symptoms severity. For that, we explore different aggregation methods to answer one of four Beck Depression Inventory (BDI-II) options per symptom. We evaluate our methods on two Reddit-based benchmarks, achieving improvement over state of the art in terms of measuring depression level.

Semantic Similarity Models for Depression Severity Estimation | VIDEO

Legal case retrieval is a critical process for modern legal information systems. While recent studies have utilized pre-trained language models (PLMs) based on the general domain self-supervised pre-training paradigm to build models for legal case retrieval, there are limitations in using general domain PLMs as backbones. Specifically, these models may not fully capture the underlying legal features in legal case documents. To address this issue, we propose CaseEncoder, a legal document encoder that leverages fine-grained legal knowledge in both the data sampling and pre-training phases. In the data sampling phase, we enhance the quality of the training data by utilizing fine-grained law article information to guide the selection of positive and negative examples. In the pre-training phase, we design legal-specific pre-training tasks that align with the judging criteria of relevant legal cases. Based on these tasks, we introduce an innovative loss function called Biased Circle Loss to enhance the model's ability to recognize case relevance in fine grains. Experimental results on multiple benchmarks demonstrate that CaseEncoder significantly outperforms both existing general pre-training models and legal-specific pre-training models in zero-shot legal case retrieval. The source code of CaseEncoder can be found at https://github.com/Anonymous-EMNLP2023/CaseEncoder.

CaseEncoder: A Knowledge-enhanced Pre-trained Model for Legal Case Encoding | VIDEO

Reviewing and comprehending key obligations, entitlements, and prohibitions in legal contracts can be a tedious task due to their length and domain-specificity. Furthermore, the key rights and duties requiring review vary for each contracting party. In this work, we propose a new task of \textit{party-specific} extractive summarization for legal contracts to facilitate faster reviewing and improved comprehension of rights and duties. To facilitate this, we curate a dataset comprising of party-specific pairwise importance comparisons annotated by legal experts, covering ~293K sentence pairs that include obligations, entitlements, and prohibitions extracted from lease agreements. Using this dataset, we train a pairwise importance ranker and propose a pipeline-based extractive summarization system that generates a party-specific contract summary. We establish the need for incorporating domain-specific notions of importance during summarization by comparing our system against various baselines using both automatic and human evaluation methods.

What to Read in a Contract? Party-Specific Summarization of Legal Obligations, Entitlements, and Prohibitions

Neural language models (LMs) can be used to evaluate the truth of factual statements in two ways: they can be either queried for statement probabilities, or probed for internal representations of truthfulness. Past work has found that these two procedures sometimes disagree, and that probes tend to be more accurate than LM outputs. This has led some researchers to conclude that LMs "lie" or otherwise encode non-cooperative communicative intents. Is this an accurate description of today's LMs, or can query--probe disagreement arise in other ways? We identify three different classes of disagreement, which we term confabulation, deception, and heterogeneity. In many cases, the superiority of probes is simply attributable to better calibration on uncertain answers rather than a greater fraction of correct, high-confidence answers. In some cases, queries and probes perform better on different subsets of inputs, and accuracy can further be improved by ensembling the two.

Cognitive Dissonance: Why Do Language Model Outputs Disagree with Internal Representations of Truthfulness?

We present Dolphin, a novel benchmark that addresses the need for a natural language generation (NLG) evaluation framework dedicated to the wide collection of Arabic languages and varieties. The proposed benchmark encompasses a broad range of 13 different NLG tasks, including dialogue generation, question answering, machine translation, summarization, among others. Dolphin comprises a substantial corpus of 40 diverse and representative public datasets across 50 test splits, carefully curated to reflect real-world scenarios and the linguistic richness of Arabic. It sets a new standard for evaluating the performance and generalization capabilities of Arabic and multilingual models, promising to enable researchers to push the boundaries of current methodologies. We provide an extensive analysis of Dolphin, highlighting its diversity and identifying gaps in current Arabic NLG research. We also offer a public leaderboard that is both interactive and modular and evaluate several Arabic and multilingual models on our benchmark, allowing us to set strong baselines against which researchers can compare.

Dolphin: A Challenging and Diverse Benchmark for Arabic NLG

Given the high-stakes nature of healthcare decision-making, we aim to improve the efficiency of human annotators rather than replacing them with fully automated solutions. We introduce a new comprehensive resource, SYMPTOMIFY, a dataset of annotated vaccine adverse reaction reports detailing individual vaccine reactions. The dataset, consisting of over 800k reports, surpasses previous datasets in size. Notably, it features reasoning-based explanations alongside background knowledge obtained via language model knowledge harvesting. We evaluate performance across various methods and learning paradigms, paving the way for future comparisons and benchmarking.

SYMPTOMIFY: Transforming Symptom Annotations with Language Model Knowledge Harvesting

Debiasing methods in NLP models traditionally focus on isolating information related to a sensitive attribute (e.g., gender or race).
We instead argue that a favorable debiasing method should use sensitive information 'fairly,' with explanations, rather than blindly eliminating it. This fair balance is often subjective and can be challenging to achieve algorithmically. We explore two interactive setups with a frozen predictive model and show that users able to provide feedback can achieve a better and \emph{fairer} balance between task performance and bias mitigation. In one setup, users, by interacting with test examples, further decreased bias in the explanations (5-8%) while maintaining the same prediction accuracy. In the other setup, human feedback was able to disentangle associated bias and predictive information from the input leading to superior bias mitigation and improved task performance (4-5%) simultaneously.

InterFair: Debiasing with Natural Language Feedback for Fair Interpretable Predictions

When training data are collected from human annotators, the design of the annotation instrument, the instructions given to annotators, the characteristics of the annotators, and their interactions can impact training data. This study demonstrates that design choices made when creating an annotation instrument also impact the models trained on the resulting annotations. 

We introduce the term annotation sensitivity to refer to the impact of annotation data collection methods on the annotations themselves and on downstream model performance and predictions.

We collect annotations of hate speech and offensive language in five experimental conditions of an annotation instrument, randomly assigning annotators to conditions. We then fine-tune BERT models on each of the five resulting datasets and evaluate model performance on a holdout portion of each condition. We find considerable differences between the conditions for 1) the share of hate speech/offensive language annotations, 2) model performance, 3) model predictions, and 4) model learning curves.

Our results emphasize the crucial role played by the annotation instrument which has received little attention in the machine learning literature. We call for additional research into how and why the instrument impacts the annotations to inform the development of best practices in instrument design.

Annotation Sensitivity: Training Data Collection Methods Affect Model Performance

Given the fact description text of a legal case, legal judgment prediction (LJP) aims to predict the case's charge, applicable law article, and term of penalty. A core problem of LJP is distinguishing confusing legal cases where only subtle text differences exist. Previous studies fail to distinguish different classification errors with a standard cross-entropy classification loss and ignore the numbers in the fact description for predicting the term of penalty. To tackle these issues, in this work, first, in order to exploit the numbers in legal cases for predicting the term of penalty of certain charges, we enhance the representation of the fact description with extracted crime amounts which are encoded by a pre-trained numeracy model. Second, we propose a moco-based supervised contrastive learning to learn distinguishable representations and explore the best strategy to construct positive example pairs to benefit all three subtasks of LJP simultaneously. Extensive experiments on real-world datasets show that the proposed method achieves new state-of-the-art results, particularly for confusing legal cases. Ablation studies also demonstrate the effectiveness of each component.

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