Mexico

Recent developments in Large Language Models (LLMs) have manifested significant advancements. To facilitate safeguards against malicious exploitation, a body of research has concentrated on aligning LLMs with human preferences and inhibiting their generation of inappropriate content. Unfortunately, such alignments are often vulnerable: fine-tuning with a minimal amount of harmful data can easily unalign the target LLM. While being effective, such fine-tuning-based unalignment approaches also have their own limitations: (1) non-stealthiness, after fine-tuning, safety audits or red-teaming can easily expose the potential weaknesses of the unaligned models, thereby precluding their release/use. (2) non-persistence, the unaligned LLMs can be easily repaired through re-alignment, i.e., fine-tuning again with aligned data points. In this work, we show that it is possible to conduct stealthy and persistent unalignment on large language models via backdoor injections. We also provide a novel understanding of the relationship between the backdoor persistence and the activation pattern and further provide guidelines for potential trigger design. Through extensive experiments, we demonstrate that our proposed stealthy and persistent unalignment can successfully pass the safety evaluation while maintaining strong persistence against re-alignment defense.

NAACL 2024

Stealthy and Persistent Unalignment on Large Language Models via Backdoor Injections

jailbreaking

backdoor llm

safety alignment

**Welcome to ACL-IJCNLP 2021!**

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ACL-IJCNLP 2021

The great event is jointly organized by the Association for Computational Linguistics (ACL) and Asian Federation of Natural Language Processing (AFNLP).

poster

## Welcome to 2024 Annual Conference of the North American Chapter of the Association for Computational Linguistics!
This year, the conference is in Mexico City. NAACL was actually already planned for Mexico City in 2021, but due to the pandemic the entire conference was moved online. This year, finally, we get to go! So it is my sincere pleasure to welcome you to Mexico City, whether in person or virtually. Having the conference in Mexico City is a good opportunity to emphasize that NAACL is our flagship conference for ACL members not only in North America but also in Central and South America, even though NAACL has been bearing “North” in its name. At this year’s conference, we have a theme to match, with a theme track on the Languages of Latin America to showcase the linguistic diversity of the region.
 
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Finally, I would like to thank all authors, invited speakers and panelists, area chairs and reviewers, the volunteers organizing and chairing sessions, and all attendees, in-person and virtual. Thank you for helping us make NAACL 2024 come to life. 
 
Welcome and hope you all enjoy the conference! 
Katrin Erk 
The University of Texas at Austin 
NAACL-2024 General Chair 
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2024 Annual Conference of the North American Chapter of the Association for Computational Linguistics

Information extraction (IE) encounters challenges due to the variety of schemas and objectives that differ across tasks. Recent advancements hint at the potential for universal approaches to model such tasks, referred to as Universal Information Extraction (UIE). While handling diverse tasks in one model, their generalization is limited since they are actually learning task-specific knowledge. In this study, we introduce an innovative paradigm known as TRUE-UIE, wherein all IE tasks are aligned to learn the same goals: extracting mention spans and two universal relations named $\mathtt{NEXT}$ and $\mathtt{IS}$. During the decoding process, the $\mathtt{NEXT}$ relation is utilized to group related elements, while the $\mathtt{IS}$ relation, in conjunction with structured language prompts, undertakes the role of type recognition. Additionally, we consider the sequential dependency of tokens during span extraction, an aspect often overlooked in prevalent models. Our empirical experiments indicate that TRUE-UIE achieves state-of-the-art performance on established benchmarks encompassing 16 datasets, spanning 7 diverse IE tasks. Further evaluations reveal that our approach effectively share knowledge between different IE tasks, showcasing significant transferability in zero-shot and few-shot scenarios.

TRUE-UIE: Two Universal Relations Unify Information Extraction Tasks

Despite their general capabilities, LLMs still struggle on biomedical NER tasks, which are difficult due to the presence of specialized terminology and lack of training data. In this work we set out to improve LLM performance on biomedical NER in limited data settings via a new knowledge augmentation approach which incorporates definitions of relevant concepts on-the-fly. During this process, to provide a test bed for knowledge augmentation, we perform a comprehensive exploration of prompting strategies. Our experiments show that definition augmentation is useful for both open source and closed LLMs. For example, it leads to a relative improvement of 15\% (on average) in GPT-4 performance (F1) across all (six) of our test datasets. We conduct extensive ablations and analyses to demonstrate that our performance improvements stem from adding relevant definitional knowledge. We find that careful prompting strategies also improve LLM performance, allowing them to outperform fine-tuned language models in few-shot settings. To facilitate future research in this direction, we release our code at https://github.com/allenai/beacon.

On-the-fly Definition Augmentation of LLMs for Biomedical NER

Event temporal graphs have been shown as con venient and effective representations of com plex temporal relations between events in text. Recent studies, which employ pre-trained lan guage models to auto-regressively generate lin earised graphs for constructing event temporal graphs, have shown promising results. How ever, these methods have often led to subopti mal graph generation as the linearised graphs exhibit set characteristics which are instead treated sequentially by language models. This discrepancy stems from the conventional text generation objectives, leading to erroneous pe nalisation of correct predictions caused by the misalignment of elements in target sequences. To address these challenges, we reframe the task as a conditional set generation problem, proposing a Set-aligning Framework tailored for the effective utilisation of Large Language Models (LLMs). The framework incorporates data augmentations and set-property regularisa tions designed to alleviate text generation loss penalties associated with the linearised graph edge sequences, thus encouraging the genera tion of more relation edges. Experimental re sults show that our framework surpasses exist ing baselines for event temporal graph genera tion. Furthermore, under zero-shot settings, the structural knowledge introduced through our framework notably improves model generalisa tion, particularly when the training examples available are limited.

Set-Aligning Framework for Auto-Regressive Event Temporal Graph Generation

News media often strive to minimize explicit moral language in news articles, yet most articles are dense with moral values as expressed through the reported events themselves. However, values that are reflected in the intricate dynamics among *participating entities* and *moral events* are far more challenging for most NLP systems to detect, including LLMs. To study this phenomenon, we annotate a new dataset, **MORAL EVENTS**, consisting of $5,494$ structured event annotations on $474$ news articles by diverse US media across the political spectrum. We further propose **MOKA**, a moral event extraction framework with **MO**ral **K**nowledge **A**ugmentation, which leverages knowledge derived from moral words and moral scenarios to produce structural representations of morality-bearing events. Experiments show that **MOKA** outperforms competitive baselines across three moral event understanding tasks. Further analysis shows even ostensibly nonpartisan media engage in the selective reporting of moral events.

MOKA: Moral Knowledge Augmentation for Moral Event Extraction

Adapting language models (LMs) to novel domains is often achieved through fine-tuning a pre-trained LM (PLM) on domain-specific data. Fine-tuning introduces new knowledge into an LM, enabling it to comprehend and efficiently perform a target domain task. Fine-tuning can however be inadvertently insensitive if it ignores the wide array of disparities (e.g in word meaning) between source and target domains. For instance, words such as chronic and pressure may be treated lightly in social conversations, however, clinically, these words are usually an expression of concern. To address insensitive fine-tuning, we propose Mask Specific Language Modeling (MSLM), an approach that efficiently acquires target domain knowledge by appropriately weighting the importance of domain-specific terms (DS-terms) during fine-tuning. MSLM jointly masks DS-terms and generic words, then learns mask-specific losses by ensuring LMs incur larger penalties for inaccurately predicting DS-terms compared to generic words. Results of our analysis show that MSLM improves LMs sensitivity and detection of DS-terms. We empirically show that an optimal masking rate not only depends on the LM, but also on the dataset and the length of sequences. Our proposed masking strategy outperforms advanced masking strategies such as span- and PMI-based masking.

Improving Pre-trained Language Model Sensitivity via Mask Specific losses: A case study on Biomedical NER

This paper presents multiple question generation strategies for document-level event argument extraction. These strategies do not require human involvement and result in uncontextualized questions as well as contextualized questions grounded on the event and document of interest. Experimental results show that combining uncontextualized and contextualized questions is beneficial, especially when event triggers and arguments appear in different sentences. Our approach does not have corpus-specific components, in particular, the question generation strategies transfer across corpora. We also present a qualitative analysis of the most common errors made by our best model.

Generating Uncontextualized and Contextualized Questions for Document-Level Event Argument Extraction

The integration of Large Language Models (LLMs) in information retrieval has raised a critical reevaluation of fairness in the text-ranking models. LLMs, such as GPT models and Llama2, have shown effectiveness in natural language understanding tasks, and prior works such as RankGPT have demonstrated that the LLMs have better performance than the traditional ranking models in the ranking task. However, their fairness remains largely unexplored. This paper presents an empirical study evaluating these LLMs using the TREC Fair Ranking dataset, focusing on the representation of binary protected attributes such as gender and geographic location, which are historically underrepresented in search outcomes. Our analysis delves into how these LLMs handle queries and documents related to these attributes, aiming to uncover biases in their ranking algorithms. We assess fairness from both user and content perspectives, contributing an empirical benchmark for evaluating LLMs as the fair ranker.

Do Large Language Models Rank Fairly? An Empirical Study on the Fairness of LLMs as Rankers

Pre-trained vector representations in natural language processing often inadvertently encode undesirable social biases. Identifying and removing unwanted biased information from vector representation is an evolving and significant challenge. Our study uniquely addresses this issue from the perspective of statistical independence, proposing a framework for reducing bias by transforming vector representations to an unbiased subspace using sufficient projection. The key to our framework lies in its generality: it adeptly mitigates bias across both debiasing and fairness tasks, and across various vector representation types, including word embeddings and output representations of transformer models. Importantly, we establish the connection between debiasing and fairness, offering theoretical guarantees and elucidating our algorithm's efficacy. Through extensive evaluation of intrinsic and extrinsic metrics, our method achieves superior performance in bias reduction while maintaining high task performance, and offers superior computational efficiency.

Debiasing with Sufficient Projection: A General Theoretical Framework for Vector Representations

Supervised classification heavily depends on datasets annotated by humans. However, in subjective tasks such as toxicity classification, these annotations often exhibit low agreement among raters. Annotations have commonly been aggregated by employing methods like majority voting to determine a single ground truth label. In subjective tasks, aggregating labels will result in biased labeling and, consequently, biased models that can overlook minority opinions. Previous studies have shed light on the pitfalls of label aggregation and have introduced a handful of practical approaches to tackle this issue. Recently proposed multi-annotator models, which predict labels individually per annotator, are vulnerable to under-determination for annotators with few samples. This problem is exacerbated in crowdsourced datasets. In this work, we propose Annotator Aware Representations for Texts (AART) for subjective classification tasks. Our approach involves learning representations of annotators, allowing for exploration of annotation behaviors. We show the improvement of our method on metrics that assess the performance on capturing individual annotators' perspectives. Additionally, we demonstrate fairness metrics to evaluate our model's equability of performance for marginalized annotators compared to others.

Capturing Perspectives of Crowdsourced Annotators in Subjective Learning Tasks

Recent observations have underscored a disparity between the inflated benchmark scores and the actual performance of LLMs, raising concerns about potential contamination of evaluation benchmarks. This issue is especially critical for closed-source models and certain open-source models where training data transparency is lacking. In this paper we study data contamination by proposing two methods tailored for both open-source and proprietary LLMs. We first introduce a retrieval-based system to explore potential overlaps between evaluation benchmarks and pretraining corpora. We further present a novel investigation protocol named Testset Slot Guessing (TS-Guessing), applicable to both open and proprietary models. This approach entails masking a wrong answer in a multiple-choice question and prompting the model to fill in the gap. Additionally, it involves obscuring an unlikely word in an evaluation example and asking the model to produce it. We find that certain commercial LLMs could surprisingly guess the missing option in various test sets. Specifically, in the MMLU benchmark, ChatGPT and GPT-4 demonstrated an exact match rate of 52\% and 57\%, respectively, in guessing the missing options in benchmark test data. We hope these results underscore the need for more robust evaluation methodologies and benchmarks in the field.

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Next from NAACL 2024

TRUE-UIE: Two Universal Relations Unify Information Extraction Tasks

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