Singapore

Legal case retrieval is a critical process for modern legal information systems. While recent studies have utilized pre-trained language models (PLMs) based on the general domain self-supervised pre-training paradigm to build models for legal case retrieval, there are limitations in using general domain PLMs as backbones. Specifically, these models may not fully capture the underlying legal features in legal case documents. To address this issue, we propose CaseEncoder, a legal document encoder that leverages fine-grained legal knowledge in both the data sampling and pre-training phases. In the data sampling phase, we enhance the quality of the training data by utilizing fine-grained law article information to guide the selection of positive and negative examples. In the pre-training phase, we design legal-specific pre-training tasks that align with the judging criteria of relevant legal cases. Based on these tasks, we introduce an innovative loss function called Biased Circle Loss to enhance the model&#39;s ability to recognize case relevance in fine grains. Experimental results on multiple benchmarks demonstrate that CaseEncoder significantly outperforms both existing general pre-training models and legal-specific pre-training models in zero-shot legal case retrieval. The source code of CaseEncoder can be found at https://github.com/Anonymous-EMNLP2023/CaseEncoder.

EMNLP 2023

CaseEncoder: A Knowledge-enhanced Pre-trained Model for Legal Case Encoding | VIDEO

legal case retrieval

knowledge

pre-trained language model

**Welcome to EMNLP 2023!**

On behalf of the EMNLP 2023 Organizing Committee, I extend a warm and heartfelt welcome to all of you to the 2023 Conference on Empirical Methods in Natural Language Processing (EMNLP). It is with immense pleasure and excitement that we gather here in Singapore, a vibrant hub of innovation and technological advancement.

The conference program is packed with insightful presentations, thought-provoking workshops, and engaging networking opportunities. In addition to the technical sessions, we have also planned several social events that will provide you with the opportunity to connect with your colleagues.

The conference is held in person at the Resorts World Convention Centre in Singapore, and available on-line with the help of Underline.

For those in Singapore, I hope that you will find time to explore the exciting Sentosa Island, Gardens by the Bay, Singapore Botanic Gardens and the many other attractions unique to Singapore.

Of course, we are grateful to our sponsors and partners for their generous support of EMNLP 2023, whose contributions make it possible for us to host this world-class event.

Yuji Matsumoto (RIKEN AIP) 
EMNLP 2023 General Chair

To access the **EMNLP 2023** event page on Underline, you need to register for the Conference. 
Please follow **[this link](https://2023.emnlp.org/registration/)** for more details.

EMNLP 2023 took place in Singapore from Dec 6th to Dec 10th, 2023.

Legal case retrieval is a critical process for modern legal information systems. While recent studies have utilized pre-trained language models (PLMs) based on the general domain self-supervised pre-training paradigm to build models for legal case retrieval, there are limitations in using general domain PLMs as backbones. Specifically, these models may not fully capture the underlying legal features in legal case documents. To address this issue, we propose CaseEncoder, a legal document encoder that leverages fine-grained legal knowledge in both the data sampling and pre-training phases. In the data sampling phase, we enhance the quality of the training data by utilizing fine-grained law article information to guide the selection of positive and negative examples. In the pre-training phase, we design legal-specific pre-training tasks that align with the judging criteria of relevant legal cases. Based on these tasks, we introduce an innovative loss function called Biased Circle Loss to enhance the model's ability to recognize case relevance in fine grains. Experimental results on multiple benchmarks demonstrate that CaseEncoder significantly outperforms both existing general pre-training models and legal-specific pre-training models in zero-shot legal case retrieval. The source code of CaseEncoder can be found at https://github.com/Anonymous-EMNLP2023/CaseEncoder.

poster

Recent studies show that prompt tuning can better leverage the power of large language models than fine-tuning on downstream natural language understanding tasks. However, the existing prompt tuning methods have training instability issues, as the variance of scores under different random seeds is quite large. To address this critical problem, we first investigate and find that the loss landscape of vanilla prompt tuning is precipitous when it is visualized, where a slight change of input data can cause a big fluctuation in the loss landscape. This is an essential factor that leads to the instability of prompt tuning. Based on this observation, we introduce perturbation-based regularizers, which can smooth the loss landscape, into prompt tuning. We propose a new algorithm, called Prompt Tuning with Perturbation-based regularizer~(PTP), which can not only alleviate training instability dramatically but also boost the performance of prompt tuning. We design two kinds of perturbation-based regularizers, including random-noise-based and adversarial-based. In particular, our proposed perturbations are flexible on both text space and embedding space. Extensive experiments show the effectiveness of our proposed methods in stabilizing the training. Our new algorithms improve the state-of-the-art prompt tuning methods by 1.94\% and 2.34\% on SuperGLUE and FewGLUE benchmarks, respectively.

PTP: Boosting Stability and Performance of Prompt Tuning with Perturbation-Based Regularizer

Metaphor detection is an important and challenging task in natural language processing, which aims to distinguish between metaphorical and literal expressions in text. Previous studies mainly leverage the incongruity of source and target domains and contextual clues for detection, neglecting similar attributes shared between source and target concepts in metaphorical expressions. Based on conceptual metaphor theory, these similar attributes are essential to infer implicit meanings conveyed by the metaphor. Under the guidance of conceptual metaphor theory, in this paper, we model the likeness of attribute for the first time and propose a novel Attribute Likeness and Domain Inconsistency Learning framework (AIDIL) for word-pair metaphor detection. Specifically, we propose an attribute siamese network to mine similar attributes between source and target concepts. We then devise a domain contrastive learning strategy to learn the semantic inconsistency of concepts in source and target domains. Extensive experiments on four datasets verify that our method significantly outperforms the previous state-of-the-art methods, and demonstrate the generalization ability of our method.

Modeling Conceptual Attribute Likeness and Domain Inconsistency for Metaphor Detection

Beyond the great cognitive powers showcased by language models, it is crucial to scrutinize whether their reasoning capabilities stem from strong generalization or merely exposure to relevant data. As opposed to constructing increasingly complex logic, this paper probes into the boolean logic, the root capability of a logical reasoner. We find that any pre-trained language models even including large language models only behave like a random selector in the face of multi-nested boolean logic, a task that humans can handle with ease. To empower language models with this fundamental capability, this paper proposes a new self-supervised learning method Curriculum Logical Reasoning (Clr), where we augment the training data with nested boolean logic chain step-by-step, and program the training from simpler logical patterns gradually to harder ones. This new training paradigm allows language models to effectively generalize to much harder and longer-hop logic, which can hardly be learned through naive training. Furthermore, we show that boolean logic is a great foundation for improving the subsequent general logical tasks.

Empower Nested Boolean Logic via Self-Supervised Curriculum Learning

Pre-trained language models (PLMs) have achieved the preeminent position in dense retrieval due to their powerful capacity in modeling intrinsic semantics. However, most existing PLM-based retrieval models encounter substantial computational costs and are infeasible for processing long documents. In this paper, a novel retrieval model Longtriever is proposed to embrace three core challenges of long document retrieval: substantial computational cost, incomprehensive document understanding, and scarce annotations. Longtriever splits long documents into short blocks and then efficiently models the local semantics within a block and the global context semantics across blocks in a tightly-coupled manner. A pre-training phase is further proposed to empower Longtriever to achieve a better understanding of underlying semantic correlations. Experimental results on two popular benchmark datasets demonstrate the superiority of our proposal.

Longtriever: a Pre-trained Long Text Encoder for Dense Document Retrieval

In this work, we carry out a data archaeology to infer books that are known to ChatGPT and GPT-4 using a name cloze membership inference query. We find that OpenAI models have memorized a wide collection of copyrighted materials, and that the degree of memorization is tied to the frequency with which passages of those books appear on the web. The ability of these models to memorize an unknown set of books complicates assessments of measurement validity for cultural analytics by contaminating test data; we show that models perform much better on memorized books than on non-memorized books for downstream tasks. We argue that this supports a case for open models whose training data is known.

Speak, Memory: An Archaeology of Books Known to ChatGPT/GPT-4

Current approaches to Argument Mining (AM) tend to take a holistic or black-box view of the overall pipeline. This paper, in contrast, aims to provide a solution to achieve increased performance based on current components instead of independent all-new solutions. To that end, it presents the Deployment of Recombination and Ensemble methods for Argument Miners (DREAM) framework that allows for the (automated) combination of AM components. Using ensemble methods, DREAM combines sets of AM systems to improve accuracy for the four tasks in the AM pipeline. Furthermore, it leverages recombination by using different argument miners elements throughout the pipeline. Experiments with five systems previously included in a benchmark show that the systems combined with DREAM can outperform the previous best single systems in terms of accuracy measured by an AM benchmark.

DREAM: Deployment of Recombination and Ensembles in Argument Mining | VIDEO

Generative approaches powered by large language models (LLMs) have demonstrated emergent abilities in tasks that require complex reasoning abilities. Yet the generative nature still makes the generated content suffer from hallucinations, thus unsuitable for entity-centric tasks like entity linking (EL) requiring precise entity predictions over a large knowledge base. 
We present Instructed Generative Entity Linker (INSGENEL), the first approach that enables casual language models to perform entity linking over knowledge bases. 
Several methods of equipping language models with EL ability were proposed in this work, including (i) a sequence-to-sequence training EL objective with instruction-tuning, (ii) a novel generative EL framework based on a light-weight potential mention retriever that frees the model from heavy and non-parallelizable decoding, achieving 4$\times$ speedup without compromise on linking metrics.
INSGENEL outperforms previous generative alternatives with +6.8 F1 points gain on average, also with a huge advantage in training data efficiency and training compute consumption. In addition, our skillfully-engineered in-context learning (ICL) framework for EL still lags behind INSGENEL significantly, reaffirming that the EL task remains a persistent hurdle for general LLMs.

Instructed Language Models with Retrievers Are Powerful Entity Linkers | VIDEO

The tremendous growth of social media users interacting in online conversations has led to significant growth in hate speech affecting people from various demographics. Most of the prior works focus on detecting explicit hate speech, which is overt and leverages hateful phrases, with very little work focusing on detecting hate speech that is implicit or denotes hatred through indirect or coded language. In this paper, we present CoSyn, a context synergized neural network that explicitly incorporates user- and conversational-context for detecting implicit hate speech in online conversations. CoSyn introduces novel ways to encode these external contexts and employs a novel context interaction mechanism that clearly captures the interplay between them, making independent assessments of the amounts of information to be retrieved from these noisy contexts. Additionally, it carries out all these operations in the hyperbolic space to account for the scale-free dynamics of social media. We demonstrate the effectiveness of CoSyn on 6 hate speech datasets and show that CoSyn outperforms all our baselines in detecting implicit hate speech with absolute improvements in the range of 1.24% - 57.8%. We make our code available.

CoSyn: Detecting Implicit Hate Speech in Online Conversations Using a Context Synergized Hyperbolic Network

Proprietary and closed APIs are becoming increasingly common to process natural language, and are impacting the practical applications of natural language processing, including few-shot classification. Few-shot classification involves training a model to perform a new classification task with a handful of labeled data. This paper presents three contributions. First, we introduce a scenario where the embedding of a pre-trained model is served through a gated API with compute-cost and data-privacy constraints. Second, we propose a transductive inference, a learning paradigm that has been overlooked by the NLP community. Transductive inference, unlike traditional inductive learning, leverages the statistics of unlabelled data. We also introduce a new parameter-free transductive regularizer based on the Fisher-Rao loss, which can be used on top of the gated API embeddings. This method fully utilizes unlabelled data, does not share any label with the third-party API provider and could serve as a baseline for future research. Third, we propose an improved experimental setting and compile a benchmark of eight datasets involving multiclass classification in four different languages, with up to 151 classes. We evaluate our methods using eight backbone models, along with an episodic evaluation over 1,000 episodes, which demonstrate the superiority of transductive inference over the standard inductive setting.

Transductive Learning for Textual Few-Shot Classification in API-based Embedding Models | VIDEO

Commercial news provide rich semantics and timely information for automated financial risk detection. However, unaffordable large-scale annotation as well as training data sparseness barrier the full exploitation of commercial news in risk detection. To address this problem, we propose a semi-supervised Semantic-Topological Iteration Network, STINMatch, along with a news-enterprise knowledge graph (NEKG) to endorse the risk detection enhancement. The proposed model incorporates a label correlation matrix and interactive consistency regularization techniques into the iterative joint learning framework of text and graph modules. The carefully designed framework takes full advantage of the labeled and unlabeled data as well as their interrelations, enabling deep label diffusion coordination between article-level semantics and label correlations following the topological structure. Extensive experiments demonstrate the superior effectiveness and generalization ability of STINMatch.

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