Singapore

Current practices regarding data collection for natural language processing on Amazon Mechanical Turk (MTurk) often rely on a combination of studies on data quality and heuristics shared among NLP researchers. However, without considering the perspectives of MTurk workers, these approaches are susceptible to issues regarding workers&#39; rights and poor response quality. We conducted a critical literature review and a survey of MTurk workers aimed at addressing open questions regarding best practices for fair payment, worker privacy, data quality, and considering worker incentives. We found that worker preferences are often at odds with received wisdom among NLP researchers. Surveyed workers preferred reliable, reasonable payments over uncertain, very high payments; reported frequently lying on demographic questions; and expressed frustration at having work rejected with no explanation. We also found that workers view some quality control methods, such as requiring minimum response times or Master&#39;s qualifications, as biased and largely ineffective. Based on the survey results, we provide recommendations on how future NLP studies may better account for MTurk workers&#39; experiences in order to respect workers&#39; rights and improve data quality.

EMNLP 2023

Incorporating Worker Perspectives into MTurk Annotation Practices for NLP

annotators

data collection

mechanical turk

Current practices regarding data collection for natural language processing on Amazon Mechanical Turk (MTurk) often rely on a combination of studies on data quality and heuristics shared among NLP researchers. However, without considering the perspectives of MTurk workers, these approaches are susceptible to issues regarding workers' rights and poor response quality. We conducted a critical literature review and a survey of MTurk workers aimed at addressing open questions regarding best practices for fair payment, worker privacy, data quality, and considering worker incentives. We found that worker preferences are often at odds with received wisdom among NLP researchers. Surveyed workers preferred reliable, reasonable payments over uncertain, very high payments; reported frequently lying on demographic questions; and expressed frustration at having work rejected with no explanation. We also found that workers view some quality control methods, such as requiring minimum response times or Master's qualifications, as biased and largely ineffective. Based on the survey results, we provide recommendations on how future NLP studies may better account for MTurk workers' experiences in order to respect workers' rights and improve data quality.

poster

**Welcome to EMNLP 2023!**

On behalf of the EMNLP 2023 Organizing Committee, I extend a warm and heartfelt welcome to all of you to the 2023 Conference on Empirical Methods in Natural Language Processing (EMNLP). It is with immense pleasure and excitement that we gather here in Singapore, a vibrant hub of innovation and technological advancement.

The conference program is packed with insightful presentations, thought-provoking workshops, and engaging networking opportunities. In addition to the technical sessions, we have also planned several social events that will provide you with the opportunity to connect with your colleagues.

The conference is held in person at the Resorts World Convention Centre in Singapore, and available on-line with the help of Underline.

For those in Singapore, I hope that you will find time to explore the exciting Sentosa Island, Gardens by the Bay, Singapore Botanic Gardens and the many other attractions unique to Singapore.

Of course, we are grateful to our sponsors and partners for their generous support of EMNLP 2023, whose contributions make it possible for us to host this world-class event.

Yuji Matsumoto (RIKEN AIP) 
EMNLP 2023 General Chair

To access the **EMNLP 2023** event page on Underline, you need to register for the Conference. 
Please follow **[this link](https://2023.emnlp.org/registration/)** for more details.

EMNLP 2023 took place in Singapore from Dec 6th to Dec 10th, 2023.

Knowledge graph completion (KGC) aims to predict unseen edges in knowledge graphs (KGs), resulting in the discovery of new facts. A new class of methods have been proposed to tackle this problem by aggregating path information. These methods have shown tremendous ability in the task of KGC. However they are plagued by efficiency issues. Though there are a few recent attempts to address this through learnable path pruning, they often sacrifice the performance to gain efficiency. In this work, we identify two intrinsic limitations of these methods that affect the efficiency and representation quality. To address the limitations, we introduce a new method, TAGNet, which is able to efficiently propagate information. This is achieved by only aggregating paths in a fixed window for each source-target pair. We demonstrate that the complexity of TAGNet is independent of the number of layers. Extensive experiments demonstrate that TAGNet can cut down on the number of propagated messages by as much as $90$% while achieving competitive performance on multiple KG datasets.

Distance-Based Propagation for Efficient Knowledge Graph Reasoning | VIDEO

In recent years,
NLP practitioners have converged
on the following practice:
(i) import an off-the-shelf pretrained (masked) language model;
(ii) append a multilayer perceptron atop the CLS token's hidden representation
(with randomly initialized weights);
and (iii) fine-tune the entire model on a downstream task (MLP-FT).
This 
procedure 
has 
produced massive gains 
on standard NLP benchmarks,
but these models remain brittle, even to 
mild adversarial perturbations.
In this work, we demonstrate surprising gains 
in adversarial robustness enjoyed by 
Model-tuning Via Prompts (MVP),
an alternative method of adapting to downstream tasks.
Rather than appending an MLP head to make output prediction, MVP appends a prompt template to the input, and makes prediction via text infilling/completion.
Across 5 NLP datasets, 4 adversarial attacks, and 3 different models, 
MVP improves performance against adversarial 
substitutions by an average of 8% 
over standard methods and even outperforms 
adversarial training-based state-of-art defenses by 3.5%.
By combining MVP with adversarial training, 
we achieve further improvements in adversarial robustness
while maintaining performance on unperturbed examples. 
Finally, we conduct ablations to investigate 
the mechanism underlying these gains.
Notably, we find that the main causes of vulnerability of MLP-FT 
can be attributed to the misalignment between pre-training and fine-tuning tasks, 
and the randomly initialized MLP parameters.

Model-tuning Via Prompts Makes NLP Models Adversarially Robust | VIDEO

NeMo Guardrails is an open-source toolkit for easily adding programmable guardrails to LLM-based conversational systems. Guardrails (or rails for short) are a specific way of controlling the output of an LLM, such as not talking about topics considered harmful, following a predefined dialogue path, using a particular language style, and more. There are several mechanisms that allow LLM providers and developers to add guardrails that are embedded into a specific model at training, e.g. using model alignment. Using a runtime inspired from dialogue management, NeMo Guardrails provides a different approach by allowing developers to add programmable rails to LLM applications - these are user-defined, independent of the underlying LLM, and interpretable. Our initial results show that the proposed approach can be used with several LLM providers to develop controllable and safe LLM applications using programmable rails.

NeMo Guardrails: A Toolkit for Controllable and Safe LLM Applications with Programmable Rails

Non-profit industry need a system for accurately matching fund-seekers (e.g., AMERICAN NATIONAL RED CROSS) with fund-givers (e.g., BILL AND MELINDA GATES FOUNDATION) aligned in cause (e.g., cancer) and target beneficiary group (e.g., children). In this paper, we create an enterprise search system "ANGEL" for the non-profit industry that takes a fund-giver's mission description as input and returns a ranked list of fund-seekers as output, and vice-versa. ANGEL employs ColBERT, a neural information retrieval model, which we enhance by exploiting the two techniques of (a) Syntax-aware local attention (SLA) to combine syntactic information in the mission description with multi-head self-attention and (b) Dense Pseudo Relevance Feedback (DPRF) for augmentation of short mission descriptions. We create a mapping dictionary "non-profit-dict" to curate a "non-profit-search database" containing information on 594K fund-givers and 194K fund-seekers from IRS-990 filings for the non-profit industry search engines . We also curate a "non-profit-evaluation" dataset containing scored matching between 463 fund-givers and 100 fund-seekers. The research is in collaboration with a philanthropic startup that identifies itself as an "AI matching platform, fundraising assistant, and philanthropy search base." Domain experts at the philanthropic startup annotate the non-profit evaluation dataset and continuously evaluate the performance of ANGEL. ANGEL achieves an improvement of 0.14 MAP@10 and 0.16 MRR@10 over the state-of-the-art baseline on the non-profit evaluation dataset. To the best of our knowledge, ours is the first effort at building an enterprise search engine based on neural information retrieval for the non-profit industry.

Angel: Enterprise Search System for the Non-Profit Industry

Cross-lingual transfer (XLT) is an emergent ability of multilingual language models that preserves their performance on a task to a significant extent when evaluated in languages that were not included in the fine-tuning process.
While English, due to its widespread usage, is typically regarded as the primary language for model adaption in various tasks, recent studies have revealed that the efficacy of XLT can be amplified by selecting the most appropriate source languages based on specific conditions.
In this work, we propose the utilization of sub-network similarity between two languages as a proxy for predicting the compatibility of the languages in the context of XLT.
Our approach is model-oriented, better reflecting the inner workings of foundation models. 
In addition, it requires only a moderate amount of raw text from candidate languages, distinguishing it from the majority of previous methods that rely on external resources.
In experiments, we demonstrate that our method is more effective than baselines across diverse tasks.
Specifically, it shows proficiency in ranking candidates for zero-shot XLT, achieving an improvement of 4.6% on average in terms of NDCG@3.
We also provide extensive analyses that confirm the utility of sub-networks for XLT prediction.

X-SNS: Cross-Lingual Transfer Prediction through Sub-Network Similarity

Large language models (LLMs) have shown promising results in a wide array of generative NLP tasks, such as summarization and machine translation. In the context of narrative generation, however, existing models still do not capture factors that contribute to producing consistent text. For instance, it is logical that a piece of text or a story should be uniformly readable throughout and that this form of complexity should be controllable. As such, if the complexity of an input text prompt is rated first-grade reading level in the Flesch Reading Ease test, then the generated text continuing the plot should also be within this range of complexity. With this in mind, we introduce Uniform Complexity for Text Generation (UCTG), a new benchmark test which raises the challenge of making generative models observe uniform linguistic properties with respect to prompts. We experiment with over 150+ linguistically and cognitively motivated features for evaluating text complexity in humans and generative models. From our results, we find that models such as GPT-2 struggle to preserve the complexity of input prompts used in its generations, even if finetuned with professionally written texts.

Uniform Complexity for Text Generation

In this paper, we present HuatuoGPT, a Large Language Model (LLM) for medical consultation. The core recipe of HuatuoGPT is to leverage both distilled data from **ChatGPT** and real-world data from **doctors** in the supervised fine-tuning stage. This is not only because purely using **ChatGPT**-distilled data might cause 'model collapse', but also because real-world data from **doctors** would be complementary to **ChatGPT**-distilled data. The responses from ChatGPT are usually detailed, well-presented, fluent, and instruction-followed, but it cannot perform like a doctor in many aspects, e.g. for interactive diagnosis. Therefore, the extra doctors' data could tame a distilled language model to perform like doctors. To synergize the strengths of both data sources, we introduce RLMF (Reinforcement Learning from Mixed Feedback) where a reward model is trained to align the language model with the merits that both sources (ChatGPT and doctors) bring. Experimental results (in GPT-4 evaluation, human evaluation, and medical benchmark datasets) demonstrate that HuatuoGPT achieves state-of-the-art results in performing medical consultation among open-source LLMs. It is worth noting that by using additional real-world data and RLMF, the distilled language model (i.e., HuatuoGPT) outperforms its teacher model (i.e., ChatGPT) in most cases.

HuatuoGPT, Towards Taming Language Model to Be a Doctor

Large Language Models (LLMs) have emerged as influential instruments within the realm of natural language processing; nevertheless, their capacity to handle multi-party conversations (MPCs) – a scenario marked by the presence of multiple interlocutors involved in intricate information exchanges – remains uncharted. In this paper, we delve into the potential of generative LLMs such as ChatGPT and GPT-4 within the context of MPCs. An empirical analysis is conducted to assess the zero-shot learning capabilities of ChatGPT and GPT-4 by subjecting them to evaluation across three MPC datasets that encompass five representative tasks. The findings reveal that ChatGPT’s performance on a number of evaluated MPC tasks leaves much to be desired, whilst GPT-4’s results portend a promising future. Additionally, we endeavor to bolster performance through the incorporation of MPC structures, encompassing both speaker and addressee architecture. This study provides an exhaustive evaluation and analysis of applying generative LLMs to MPCs, casting a light upon the conception and creation of increasingly effective and robust MPC agents. Concurrently, this work underscores the challenges implicit in the utilization of LLMs for MPCs, such as deciphering graphical information flows and generating stylistically consistent responses.

Is ChatGPT a Good Multi-Party Conversation Solver?

In the field of information retrieval, Query Likelihood Models (QLMs) rank documents based on the probability of generating the query given the content of a document.
Recently, advanced large language models (LLMs) have emerged as effective QLMs, showcasing promising ranking capabilities. This paper focuses on investigating the genuine zero-shot ranking effectiveness of recent LLMs, which are solely pre-trained on unstructured text data without supervised instruction fine-tuning. Our findings reveal the robust zero-shot ranking ability of such LLMs, highlighting that additional instruction fine-tuning may hinder effectiveness unless a question generation task is present in the fine-tuning dataset. Furthermore, we introduce a novel state-of-the-art ranking system that integrates LLM-based QLMs with a hybrid zero-shot retriever, demonstrating exceptional effectiveness in both zero-shot and few-shot scenarios. 
We make our codebase publicly available at https://github.com/ielab/llm-qlm.

Open-source Large Language Models are Strong Zero-shot Query Likelihood Models for Document Ranking

To build ultimate dialogue agents, previous studies suggest models that ground both persona and knowledge. However, applying the dialogue system directly to the usual conversation is still limited because the system requires a complete sentence-formed persona and knowledge candidate sets from the given dataset. In contrast to the dialogue setting in the dataset, humans utilize semantic concepts in their minds rather than a set of pre-defined candidate sentences. Following this manner of human dialogue, we suggest an adaptive dialogue system that is applicable to situations where complete sentence-formed candidates are not given. Our model generates consistent and relevant persona descriptions and identifies relevant knowledge for engaging and knowledgeable responses, even with fragmentary information. We show that our model outperforms previous baselines that utilize persona and knowledge candidate sentences and conduct the human evaluation on the machine-generated responses. In addition, we conduct ablation studies to demonstrate the effectiveness of each component of our model. Furthermore, we apply our model to other dialogue datasets that only ground knowledge or persona to showcase its adaptability. Our code is available at https://github.com/dlawjddn803/BeCand.

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Distance-Based Propagation for Efficient Knowledge Graph Reasoning | VIDEO