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Model-based evaluation metrics (e.g., CLIPScore and GPTScore) have demonstrated decent correlations with human judgments in various language generation tasks. However, their impact on fairness remains largely unexplored. It is widely recognized that pretrained models can inadvertently encode societal biases, thus employing these models for evaluation purposes may inadvertently perpetuate and amplify biases. For example, an evaluation metric may favor the caption “a woman is calculating an account book” over “a man is calculating an account book,” even if the image only shows male accountants. In this paper, we conduct a systematic study of gender biases in model-based automatic evaluation metrics for image captioning tasks. We start by curating a dataset comprising profession, activity, and object concepts associated with stereotypical gender associations. Then, we demonstrate the negative consequences of using these biased metrics, including the inability to differentiate between biased and unbiased generations, as well as the propagation of biases to generation models through reinforcement learning. Finally, we present a simple and effective way to mitigate the metric bias without hurting the correlations with human judgments. Our dataset and framework lay the foundation for understanding the potential harm of model-based evaluation metrics, and facilitate future works to develop more inclusive evaluation metrics.

EMNLP 2023

Gender Biases in Automatic Evaluation Metrics for Image Captioning

automatic evaluation metrics

fairness

poster

**Welcome to EMNLP 2023!**

On behalf of the EMNLP 2023 Organizing Committee, I extend a warm and heartfelt welcome to all of you to the 2023 Conference on Empirical Methods in Natural Language Processing (EMNLP). It is with immense pleasure and excitement that we gather here in Singapore, a vibrant hub of innovation and technological advancement.

The conference program is packed with insightful presentations, thought-provoking workshops, and engaging networking opportunities. In addition to the technical sessions, we have also planned several social events that will provide you with the opportunity to connect with your colleagues.

The conference is held in person at the Resorts World Convention Centre in Singapore, and available on-line with the help of Underline.

For those in Singapore, I hope that you will find time to explore the exciting Sentosa Island, Gardens by the Bay, Singapore Botanic Gardens and the many other attractions unique to Singapore.

Of course, we are grateful to our sponsors and partners for their generous support of EMNLP 2023, whose contributions make it possible for us to host this world-class event.

Yuji Matsumoto (RIKEN AIP) 
EMNLP 2023 General Chair

To access the **EMNLP 2023** event page on Underline, you need to register for the Conference. 
Please follow **[this link](https://2023.emnlp.org/registration/)** for more details.

EMNLP 2023 took place in Singapore from Dec 6th to Dec 10th, 2023.

Evaluating the factual consistency of automatically generated summaries is essential for the progress and adoption of reliable summarization systems. Despite recent advances, existing factuality evaluation models are not robust, being especially prone to entity and relation errors in new domains. We propose FactKB---a simple new approach to factuality evaluation that is generalizable across domains, in particular with respect to entities and relations. FactKB is based on language models pretrained using facts extracted from external knowledge bases. We introduce three types of complementary factuality pretraining objectives based on entity-specific facts, facts extracted from auxiliary knowledge about entities, and facts constructed compositionally through knowledge base walks. 
The resulting factuality evaluation model achieves state-of-the-art performance on two in-domain news summarization benchmarks as well as on three out-of-domain scientific literature datasets. Further analysis of FactKB shows improved ability to detect erroneous entities and relations in summaries and is robust and easily generalizable across domains.

FactKB: Generalizable Factuality Evaluation using Language Models Enhanced with Factual Knowledge

NLPers frequently face reproducibility crisis in a comparison of various models of a real-world NLP task. Many studies have empirically showed that the standard splits tend to produce low reproducible and unreliable conclusions, and they attempted to improve the splits by using more random repetitions. However, the improvement on the reproducibility in a comparison of NLP models is limited attributed to a lack of investigation on the relationship between the reproducibility and the estimator induced by a splitting strategy. In this paper, we formulate the reproducibility in a model comparison into a probabilistic function with regard to a conclusion. Furthermore, we theoretically illustrate that the reproducibility is qualitatively dominated by the signal-to-noise ratio (SNR) of a model performance estimator obtained on a corpus splitting strategy. Specifically, a higher value of the SNR of an estimator probably indicates a better reproducibility. On the basis of the theoretical motivations, we develop a novel mixture estimator of the performance of an NLP model with a regularized corpus splitting strategy based on a blocked $3\times 2$ cross-validation. We conduct numerical experiments on multiple NLP tasks to show that the proposed estimator achieves a high SNR, and it substantially increases the reproducibility. Therefore, we recommend the NLP practitioners to use the proposed method to compare NLP models instead of the methods based on the widely-used standard splits and the random splits with multiple repetitions.

We Need to Talk About Reproducibility in NLP Model Comparison | VIDEO

In spite of the potential for ground-breaking achievements offered by large language models (LLMs) (e.g., GPT-3) via in-context learning (ICL), they still lag significantly behind fully-supervised baselines (e.g., fine-tuned BERT) in relation extraction (RE). This is due to the two major shortcomings of ICL for RE: (1) low relevance regarding entity and relation in existing sentence-level demonstration retrieval approaches for ICL; and (2) the lack of explaining input-label mappings of demonstrations leading to poor ICL effectiveness. 
In this paper, we propose GPT-RE to successfully address the aforementioned issues by (1) incorporating task-aware representations in demonstration retrieval; and (2) enriching the demonstrations with gold label-induced reasoning logic. We evaluate GPT-RE on four widely-used RE datasets, and observe that GPT-RE achieves improvements over not only existing GPT-3 baselines, but also fully-supervised baselines as in Figure 1. Specifically, GPT-RE achieves SOTA performances on the Semeval and SciERC datasets, and competitive performances on the TACRED and ACE05 datasets. Additionally, a critical issue of LLMs revealed by previous work, the strong inclination to wrongly classify NULL examples into other pre-defined labels, is substantially alleviated by our method. We show an empirical analysis.

GPT-RE: In-context Learning for Relation Extraction using Large Language Models | VIDEO

The impact of AI models on marginalized communities has traditionally been measured by identifying performance differences between specified demographic subgroups. Though this approach aims to center vulnerable groups, it risks obscuring patterns of harm faced by intersectional subgroups or shared across multiple groups. To address this, we draw on theories of marginalization from disability studies and related disciplines, which state that people farther from the norm face greater adversity, to consider the "margins" in the domain of toxicity detection. We operationalize the "margins" of a dataset by employing outlier detection to identify text about people with demographic attributes distant from the "norm". We find that model performance is consistently worse for demographic outliers, with mean squared error (MSE) between outliers and non-outliers up to 70.4% worse across toxicity types. It is also worse for text outliers, with a MSE up to 68.4% higher for outliers than non-outliers. We also find text and demographic outliers to be particularly susceptible to errors in the classification of severe toxicity and identity attacks. Compared to analysis of disparities using traditional demographic breakdowns, we find that our outlier analysis frequently surfaces greater harms faced by a larger, more intersectional group, which suggests that outlier analysis is particularly beneficial for identifying harms against those groups.

Centering the Margins: Outlier-Based Identification of Harmed Populations in Toxicity Detection

Generative AI models have shown impressive performance on many Natural Language Processing tasks such as language understanding, reasoning, and language generation. An important question being asked by the AI community today is about the capabilities and limits of these models, and it is clear that evaluating generative AI is very challenging. Most studies on generative LLMs have been restricted to English and it is unclear how capable these models are at understanding and generating text in other languages. We present the first comprehensive benchmarking of generative LLMs - MEGA, which evaluates models on standard NLP benchmarks, covering 16 NLP datasets across 70 typologically diverse languages. We compare the performance of generative LLMs including Chat-GPT and GPT-4 to State of the Art (SOTA) non-autoregressive models on these tasks to determine how well generative models perform compared to the previous generation of LLMs. We present a thorough analysis of the performance of models across languages and tasks and discuss challenges in improving the performance of generative LLMs on low-resource languages. We create a framework for evaluating generative LLMs in the multilingual setting and provide directions for future progress in the field.

MEGA: Multilingual Evaluation of Generative AI | VIDEO

Large language models (LLMs) have shown impressive achievements in solving a broad range of tasks. Augmented by instruction fine-tuning, LLMs have also been shown to generalize in zero-shot settings as well. However, whether LLMs closely align with the human disagreement distribution has not been well-studied, especially within the scope of natural language inference (NLI). In this paper, we evaluate the performance and alignment of LLM distribution with humans using two different techniques to estimate the multinomial distribution: Monte Carlo Estimation (MCE) and Log Probability Estimation (LPE). As a result, we show LLMs exhibit limited ability in solving NLI tasks and simultaneously fail to capture human disagreement distribution. The inference and human alignment performances plunge even further on data samples with high human disagreement levels, raising concerns about their natural language understanding (NLU) ability and their representativeness to a larger human population.

Can Large Language Models Capture Dissenting Human Voices? | VIDEO

Existing Text-to-SQL generators require the entire schema to be encoded with the user text. This is expensive or impractical for large databases with tens of thousands of columns. Standard dense retrieval techniques are inadequate for schema subsetting of a large structured database, where the correct semantics of retrieval demands that we rank sets of schema elements rather than individual documents. In response, we propose a two-stage process for effective coverage during retrieval. First, we use an LLM to hallucinate a minimal DB schema that it deems adequate to answer the query. We use the hallucinated schema to retrieve a subset of the actual schema, by composing the results from multiple dense retrievals. Remarkably, hallucination --- generally considered a nuisance --- turns out to be actually useful as a bridging mechanism. Since no existing benchmarks exist for schema subsetting on large databases, we introduce two benchmarks: (1) A semi-synthetic dataset of 4502 schema elements, by taking a union of schema on the well-known SPIDER dataset, and (2) A real-life benchmark called SocialDB sourced from an actual large data warehouse comprising of 17844 schema elements. We show that our method leads to significantly higher recall than SOTA retrieval-based augmentation methods.

CRUSH4SQL: Collective Retrieval Using Schema Hallucination For Text2SQL

Large Language Models (LLMs) prompted to generate chain-of-thought (CoT) exhibit impressive reasoning capabilities. Recent attempts at prompt decomposition toward solving complex, multi-step reasoning problems depend on the ability of the LLM to simultaneously decompose and solve the problem. A significant disadvantage is that foundational LLMs are typically not available for fine-tuning, making adaptation computationally prohibitive. We believe (and demonstrate) that problem decomposition and solution generation are distinct capabilites, better addressed in separate modules, than by one monolithic LLM. We introduce DaSLaM, which uses a decomposition generator to decompose complex problems into subproblems that require fewer reasoning steps. These subproblems are answered by a solver. 
We use a relatively small (13B parameters) LM as the decomposition generator, which we train using policy gradient optimization to interact with a solver LM (regarded as black-box) and guide it through subproblems, thereby rendering our method solver-agnostic. Evaluation on multiple different reasoning datasets reveal that with our method, a 175 billion parameter LM (text-davinci-003) can produce competitive or even better performance, compared to its orders-of-magnitude larger successor, GPT-4. Additionally, we show that DaSLaM is not limited by the solver's capabilities as a function of scale; e.g., solver LMs with diverse sizes give significant performance improvement with our solver-agnostic decomposition technique. Exhaustive ablation studies evince the superiority of our modular finetuning technique over exorbitantly large decomposer LLMs, based on prompting alone.

Small Language Models Fine-tuned to Coordinate Larger Language Models improve Complex Reasoning

Debiasing methods in NLP models traditionally focus on isolating information related to a sensitive attribute (e.g., gender or race).
We instead argue that a favorable debiasing method should use sensitive information 'fairly,' with explanations, rather than blindly eliminating it. This fair balance is often subjective and can be challenging to achieve algorithmically. We explore two interactive setups with a frozen predictive model and show that users able to provide feedback can achieve a better and \emph{fairer} balance between task performance and bias mitigation. In one setup, users, by interacting with test examples, further decreased bias in the explanations (5-8%) while maintaining the same prediction accuracy. In the other setup, human feedback was able to disentangle associated bias and predictive information from the input leading to superior bias mitigation and improved task performance (4-5%) simultaneously.

InterFair: Debiasing with Natural Language Feedback for Fair Interpretable Predictions

Recent instruction fine-tuned models can solve multiple NLP tasks when prompted to do so, with machine translation (MT) being a prominent use case. However, current research often focuses on standard performance benchmarks, leaving compelling fairness and ethical considerations behind. In MT, this might lead to misgendered translations, resulting, among other harms, in the perpetuation of stereotypes and prejudices. 
In this work, we address this gap by investigating whether and to what extent such models exhibit gender bias in machine translation and how we can mitigate it.
Concretely, we compute established gender bias metrics on the WinoMT corpus from English to German and Spanish. We discover that IFT models default to male-inflected translations, even disregarding female occupational stereotypes. 
Next, using interpretability methods, we unveil that models systematically overlook the pronoun indicating the gender of a target occupation in misgendered translations.
Finally, based on this finding, we propose an easy-to-implement and effective bias mitigation solution based on few-shot learning that leads to significantly fairer translations.

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Gender Biases in Automatic Evaluation Metrics for Image Captioning

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FactKB: Generalizable Factuality Evaluation using Language Models Enhanced with Factual Knowledge