Singapore

The ability to proactively engage with users towards pitching products is highly desired for conversational assistants. However, existing conversational recommendation methods overemphasize on acquiring user preferences while ignore the strategic planning for nudging users towards accepting a designated item. Hence, these methods fail to promote specified items with engaging responses. In this work, we propose a Reinforced Target-driven Conversational Promotion (RTCP) framework for conversational promotion. RTCP integrates short-term and long-term planning via a balanced gating mechanism. Inside which, the dialogue actions are predicted via a knowledge-integrated multi-head attention and guided via reinforcement learning rewards. RTCP then employs action-guided prefix tuning to generate relevant responses. Experimental results demonstrate that our model outperforms state-of-the-art models on both automatic metrics and human evaluation. Moreover, RTCP has a strong capability in quickly adapting to unseen scenarios just by updating prefix parameters without re-training the whole model.

EMNLP 2023

Reinforced Target-driven Conversational Promotion

target-driven recommendation

dialogue planning

conversational recommendation

response generation

poster

**Welcome to EMNLP 2023!**

On behalf of the EMNLP 2023 Organizing Committee, I extend a warm and heartfelt welcome to all of you to the 2023 Conference on Empirical Methods in Natural Language Processing (EMNLP). It is with immense pleasure and excitement that we gather here in Singapore, a vibrant hub of innovation and technological advancement.

The conference program is packed with insightful presentations, thought-provoking workshops, and engaging networking opportunities. In addition to the technical sessions, we have also planned several social events that will provide you with the opportunity to connect with your colleagues.

The conference is held in person at the Resorts World Convention Centre in Singapore, and available on-line with the help of Underline.

For those in Singapore, I hope that you will find time to explore the exciting Sentosa Island, Gardens by the Bay, Singapore Botanic Gardens and the many other attractions unique to Singapore.

Of course, we are grateful to our sponsors and partners for their generous support of EMNLP 2023, whose contributions make it possible for us to host this world-class event.

Yuji Matsumoto (RIKEN AIP) 
EMNLP 2023 General Chair

To access the **EMNLP 2023** event page on Underline, you need to register for the Conference. 
Please follow **[this link](https://2023.emnlp.org/registration/)** for more details.

EMNLP 2023 took place in Singapore from Dec 6th to Dec 10th, 2023.

Entity linking methods based on dense retrieval are widely adopted in large-scale applications for their efficiency, but they can fall short of generative models, as they are sensitive to the structure of the embedding space. To address this issue, this paper introduces DUCK, an approach to infusing structural information in the space of entity representations, using prior knowledge of entity types. Inspired by duck typing in programming languages, we define the type of an entity based on its relations with other entities in a knowledge graph. Then, porting the concept of box embeddings to spherical polar coordinates, we represent relations as boxes on the hypersphere. We optimize the model to place entities inside the boxes corresponding to their relations, thereby clustering together entities of similar type. Our experiments show that our method sets new state-of-the-art results on standard entity-disambiguation benchmarks. It improves the performance of the model by up to 7.9 F1 points, outperforms other type-aware approaches, and matches the results of generative models with 18 times more parameters.

Polar Ducks and Where to Find Them: Enhancing Entity Linking with Duck Typing and Polar Box Embeddings | VIDEO

Eye movements in reading play a crucial role in psycholinguistic research studying the cognitive mechanisms underlying human language processing. More recently, the tight coupling between eye movements and cognition has also been leveraged for language-related machine learning tasks such as the interpretability, enhancement, and pre-training of language models, as well as the inference of reader- and text-specific properties. However, scarcity of eye movement data and its unavailability at application time poses a major challenge for this line of research. Initially, this problem was tackled by resorting to cognitive models for synthesizing eye movement data. However, for the sole purpose of generating human-like scanpaths, purely data-driven machine-learning-based methods have proven to be more suitable. Following recent advances in adapting diffusion processes to discrete data, we propose ScanDL, a novel discrete sequence-to-sequence diffusion model that generates synthetic scanpaths on texts. By leveraging pre-trained word representations and jointly embedding both the stimulus text and the fixation sequence, our model captures multi-modal interactions between the two inputs. We evaluate ScanDL within- and across-dataset and demonstrate that it significantly outperforms state-of-the-art scanpath generation methods. Finally, we provide an extensive psycholinguistic analysis that underlines the model's ability to exhibit human-like reading behavior. Our implementation is made available at https://github.com/DiLi-Lab/ScanDL.

ScanDL: A Diffusion Model for Generating Synthetic Scanpaths on Texts

We illustrate how a calibrated model can help balance common trade-offs in task-oriented parsing. 
In a simulated annotator-in-the-loop experiment, we show that well-calibrated confidence scores allow us to balance cost with annotator load, improving accuracy with a small number of interactions. 
We then examine how confidence scores can help optimize the trade-off between usability and safety. 
We show that confidence-based thresholding can substantially reduce the number of incorrect low-confidence programs executed; however, this comes at a cost to usability. 
We propose the DidYouMean system which better balances usability and safety by rephrasing low-confidence inputs.

Did You Mean...? Confidence-based Trade-offs in Semantic Parsing

Multilingual language models (MLMs) are jointly trained on data from many different languages such that representation of individual languages can benefit from other languages' data. Impressive performance in zero-shot cross-lingual transfer shows that these models are able to exploit this property. Yet, it remains unclear to what extent, and under which conditions, languages rely on each other's data. To answer this question, we use TracIn (Pruthi et al., 2020), a training data attribution (TDA) method, to retrieve training samples from multilingual data that are most influential for test predictions in a given language. This allows us to analyse cross-lingual sharing mechanisms of MLMs from a new perspective. While previous work studied cross-lingual sharing at the model parameter level, we present the first approach to study it at the data level. We find that MLMs rely on data from multiple languages during fine-tuning and this reliance increases as fine-tuning progresses. We further find that training samples from other languages can both reinforce and complement the knowledge acquired from data of the test language itself.

How do languages influence each other? Studying cross-lingual data sharing during LM fine-tuning

Generative language models (LMs) are increasingly used for document class-prediction tasks and promise enormous improvements in cost and efficiency. Existing research often examines simple classification tasks, but the capability of LMs to classify on complex or specialized tasks is less well understood. We consider a highly complex task that is challenging even for humans: the classification of legal reasoning according to jurisprudential philosophy. Using a novel dataset of historical United States Supreme Court opinions annotated by a team of domain experts, we systematically test the performance of a variety of LMs. We find that generative models perform poorly when given instructions (i.e. prompts) equal to the instructions presented to human annotators through our codebook. Our strongest results derive from fine-tuning models on the annotated dataset; the best performing model is an in-domain model, LEGAL-BERT. We apply predictions from this fine-tuned model to study historical trends in jurisprudence, an exercise that both aligns with prominent qualitative historical accounts and points to areas of possible refinement in those accounts. Our findings generally sound a note of caution in the use of generative LMs on complex tasks without fine-tuning and point to the continued relevance of human annotation-intensive classification methods.

Modeling Legal Reasoning: LM Annotation at the Edge of Human Agreement | VIDEO

Generating mathematical equations from natural language requires an accurate understanding of the relations among math expressions. Existing approaches can be broadly categorized into token-level and expression-level generation. The former treats equations as a mathematical language, sequentially generating math tokens. Expression-level methods generate each expression one by one. However, each expression represents a solving step, and there naturally exist parallel or dependent relations between these steps, which are ignored by current sequential methods. Therefore, we integrate tree structure into the expression-level generation and advocate an expression tree decoding strategy. To generate a tree with expression as its node, we employ a layer-wise parallel decoding strategy: we decode multiple independent expressions (leaf nodes) in parallel at each layer and repeat parallel decoding layer by layer to sequentially generate these parent node expressions that depend on others. Besides, a bipartite matching algorithm is adopted to align multiple predictions with annotations for each layer. Experiments show our method outperforms other baselines, especially for these equations with complex structures.

An Expression Tree Decoding Strategy for Mathematical Equation Generation | VIDEO

Toxicity annotators and content moderators often default to mental shortcuts when making decisions. This can lead to subtle toxicity being missed, and seemingly toxic but harmless content being over-detected. We introduce BiasX, a framework that enhances content moderation setups with free-text explanations of statements' implied social biases, and explore its effectiveness through a large-scale crowdsourced user study. We show that indeed, participants substantially benefit from explanations for correctly identifying subtly (non-)toxic content. The quality of explanations is critical: imperfect machine-generated explanations (+2.4% on hard toxic examples) help less compared to expert-written human explanations (+7.2%). Our results showcase the promise of using free-text explanations to encourage more thoughtful toxicity moderation.

BiasX: “Thinking Slow” in Toxic Content Moderation with Explanations of Implied Social Biases

The choice of input text prompt plays a critical role in the performance of Vision-Language Pretrained (VLP) models such as CLIP. We present APoLLo, a unified multi-modal approach that combines Adapter and Prompt learning for Vision-Language models. Our method is designed to substantially improve the generalization capabilities of VLP models when they are fine-tuned in a few-shot setting. We introduce trainable cross-attention-based adapter layers in conjunction with vision and language encoders to strengthen the alignment between the two modalities. We enforce consistency between the respective encoder branches (receiving augmented inputs) to prevent overfitting in downstream tasks. Our method is evaluated on three representative tasks: generalization to novel classes, cross-dataset evaluation, and unseen domain shifts. In practice, APoLLo achieves a relative gain up to 6.03% over MaPLe (SOTA) on novel classes for 10 diverse image recognition datasets.

APoLLo : Unified Adapter and Prompt Learning for Vision Language Models

Generating images with a Text-to-Image model often requires multiple trials, where human users iteratively update their prompt based on feedback, namely the output image. Taking inspiration from cognitive work on reference games and dialogue alignment, this paper analyzes the dynamics of the user prompts along such iterations. We compile a dataset of iterative interactions of human users with Midjourney. Our analysis then reveals that prompts predictably converge toward specific traits along these iterations.
We further study whether this convergence is due to human users, realizing they missed important details, or due to adaptation to the model's ``preferences'', producing better images for a specific language style. We show initial evidence that both possibilities are at play.
The possibility that users adapt to the model's preference raises concerns about reusing user data for further training. The prompts may be biased towards the preferences of a specific model, rather than align with human intentions and natural manner of expression.

Human Learning by Model Feedback: The Dynamics of Iterative Prompting with Midjourney

For subjective NLP problems, such as classification of hate speech, aggression, or emotions, personalized solutions can be exploited. Then, the learned models infer about the perception of the content independently for each reader. To acquire training data, texts are commonly randomly assigned to users for annotation, which is expensive and highly inefficient. Therefore, for the first time, we suggest applying an active learning paradigm in a personalized context to better learn individual preferences. It aims to alleviate the labeling effort by selecting more relevant training samples. In this paper, we present novel Personalized Active Learning techniques for Subjective NLP tasks (PALS) to either reduce the cost of the annotation process or to boost the learning effect. Our five new measures allow us to determine the relevance of a text in the context of learning users personal preferences. We validated them on three datasets: Wiki discussion texts individually labeled with aggression and toxicity, and on Unhealthy Conversations dataset. Our PALS techniques outperform random selection even by more than 30%. They can also be used to reduce the number of necessary annotations while maintaining a given quality level. Personalized annotation assignments based on our controversy measure decrease the amount of data needed to just 25%-40% of the initial size.

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Next from EMNLP 2023

Polar Ducks and Where to Find Them: Enhancing Entity Linking with Duck Typing and Polar Box Embeddings | VIDEO