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Transformer architectures are complex and their use in NLP, while it has engendered many successes, makes their interpretability or explainability challenging. Recent debates have shown that attention maps and attribution methods are unreliable (Pruthi et al., 2019; Brunner et al., 2019). In this paper, we present some of their limitations and introduce COCKATIEL, which successfully addresses some of them. COCKATIEL is a novel, post-hoc, concept-based, model-agnostic XAI technique that generates meaningful explanations from the last layer of a neural net model trained on an NLP classification task by using Non-Negative Matrix Factorization (NMF) to discover the concepts the model leverages to make predictions and by exploiting a Sensitivity Analysis to estimate accurately the importance of each of these concepts for the model. It does so without compromising the accuracy of the underlying model or requiring a new one to be trained. We conduct experiments in single and multi-aspect sentiment analysis tasks and we show COCKATIEL&#39;s superior ability to discover concepts that align with humans&#39; on Transformer models without any supervision, we objectively verify the faithfulness of its explanations through fidelity metrics, and we showcase its ability to provide meaningful explanations in two different datasets.Our code is freely available: https://github.com/fanny-jourdan/cockatiel

ACL 2023

COCKATIEL: COntinuous Concept ranKed ATtribution with Interpretable ELements for explaining neural net classifiers on NLP

concept-based

explainability

transformers

### Welcome to ACL 2023, the 61st Annual Meeting of the Association for Computational Linguistics! 
<br>The conference will be held in Toronto, Canada, July 9-14, 2023.<br><br>
Following the succession of the recent conferences in our field, ACL 2023 will adopt a hybrid format.
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you join us in person or virtually, we sincerely hope everyone has a remarkable conference experience.<br>
This General Chair’s message is where I express my gratitude to the many individuals who have made
enormous contributions to the conference over the past year.

Read [**ACL 2023 General Chair's message**](https://docs.google.com/document/d/1WobYM7norbG4dI48s75HfJoD89qgX5a_F-6U8AteLSA/edit?usp=sharing/) in full.

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The Association for Computational Linguistics (ACL) is the premier international scientific and professional society for people working on computational problems involving human language, a field often referred to as either computational linguistics or natural language processing.

Transformer architectures are complex and their use in NLP, while it has engendered many successes, makes their interpretability or explainability challenging. Recent debates have shown that attention maps and attribution methods are unreliable (Pruthi et al., 2019; Brunner et al., 2019). In this paper, we present some of their limitations and introduce COCKATIEL, which successfully addresses some of them. COCKATIEL is a novel, post-hoc, concept-based, model-agnostic XAI technique that generates meaningful explanations from the last layer of a neural net model trained on an NLP classification task by using Non-Negative Matrix Factorization (NMF) to discover the concepts the model leverages to make predictions and by exploiting a Sensitivity Analysis to estimate accurately the importance of each of these concepts for the model. It does so without compromising the accuracy of the underlying model or requiring a new one to be trained. We conduct experiments in single and multi-aspect sentiment analysis tasks and we show COCKATIEL's superior ability to discover concepts that align with humans' on Transformer models without any supervision, we objectively verify the faithfulness of its explanations through fidelity metrics, and we showcase its ability to provide meaningful explanations in two different datasets.Our code is freely available: https://github.com/fanny-jourdan/cockatiel

poster

Without any explicit cross-lingual training data, multilingual language models can achieve cross-lingual transfer. One common way to improve this transfer is to perform realignment steps before fine-tuning, i.e., to train the model to build similar representations for pairs of words from translated sentences. But such realignment methods were found to not always improve results across languages and tasks, which raises the question of whether aligned representations are truly beneficial for cross-lingual transfer. We provide evidence that alignment is actually significantly correlated with cross-lingual transfer across languages, models and random seeds. We show that fine-tuning can have a significant impact on alignment, depending mainly on the downstream task and the model. Finally, we show that realignment can, in some instances, improve cross-lingual transfer, and we identify conditions in which realignment methods provide significant improvements. Namely, we find that realignment works better on tasks for which alignment is correlated with cross-lingual transfer when generalizing to a distant language and with smaller models, as well as when using a bilingual dictionary rather than FastAlign to extract realignment pairs. For example, for POS-tagging, between English and Arabic, realignment can bring a +15.8 accuracy improvement on distilmBERT, even outperforming XLM-R Large by 1.7. We thus advocate for further research on realignment methods for smaller multilingual models as an alternative to scaling.

<iframe src="https://app.sli.do/event/jQes3hFZo3TYjGXEHm6w95/embed/polls/ce872524-5534-4d95-8ad5-0fd316f4d790" width="300" height="400"></iframe>

Exploring the Relationship between Alignment and Cross-lingual Transfer in Multilingual Transformers

Transferring information retrieval (IR) models from a high-resource language (typically English) to other languages in a zero-shot fashion has become a widely adopted approach. In this work, we show that the effectiveness of zero-shot rankers diminishes when queries and documents are present in different languages. Motivated by this, we propose to train ranking models on artificially code-switched data instead, which we generate by utilizing bilingual lexicons. To this end, we experiment with lexicons induced from (1) cross-lingual word embeddings and (2) parallel Wikipedia page titles. We use the mMARCO dataset to extensively evaluate reranking models on 36 language pairs spanning Monolingual IR (MoIR), Cross-lingual IR (CLIR), and Multilingual IR (MLIR). Our results show that code-switching can yield consistent and substantial gains of 5.1 MRR@10 in CLIR and 3.9 MRR@10 in MLIR, while maintaining stable performance in MoIR. Encouragingly, the gains are especially pronounced for distant languages (up to 2x absolute gain). We further show that our approach is robust towards the ratio of code-switched tokens and also extends to unseen languages. Our results demonstrate that training on code-switched data is a cheap and effective way of generalizing zero-shot rankers for cross-lingual and multilingual retrieval.

<iframe src="https://app.sli.do/event/jQes3hFZo3TYjGXEHm6w95/embed/polls/ccca5dba-4fea-4342-aa53-10d32022b143" width="300" height="400"></iframe>

Boosting Zero-shot Cross-lingual Retrieval by Training on Artificially Code-Switched Data

The usefulness of part-of-speech tags for parsing has been heavily questioned due to the success of word-contextualized parsers. Yet, most studies are limited to coarse-grained tags and high quality written content; while we know little about their influence when it comes to models in production that face lexical errors. We expand these setups and design an adversarial attack to verify if the use of morphological information by parsers: (i) contributes to error propagation or (ii) if on the other hand it can play a role to correct mistakes that word-only neural parsers make. The results on 14 diverse UD treebanks show that under such attacks, for transition- and graph-based models their use contributes to degrade the performance even faster, while for the (lower-performing) sequence labeling parsers they are helpful. We also show that if morphological tags were utopically robust against lexical perturbations, they would be able to correct parsing mistakes.

Another Dead End for Morphological Tags? Perturbed Inputs and Parsing

Task-oriented dialogue (ToD) systems have been widely deployed in many industries as they deliver more efficient customer support. These systems are typically constructed for a single domain or language and do not generalise well beyond this. To support work on Natural Language Understanding (NLU) in ToD across multiple languages and domains simultaneously, we constructed Multi3NLU++, a multilingual, multi-intent, multi-domain dataset. Multi3NLU++ extends the English-only NLU++ dataset to include manual translations into a range of high, medium, and low resource languages (Spanish, Marathi, Turkish and Amharic), in two domains (banking and hotels). Because of its multi-intent property, Multi3NLU++ represents complex and natural user goals, and therefore allows us to measure the realistic performance of ToD systems in a varied set of the world's languages. We use Multi3NLU++ to benchmark state-of-the-art multilingual models for the NLU tasks of intent detection and slot labeling for ToD systems in the multilingual setting. The results demonstrate the challenging nature of the dataset, particularly in the low-resource language setting, offering ample room for future experimentation in multi-domain multilingual ToD setups.

Multi3NLU++: A Multilingual, Multi-Intent, Multi-Domain Dataset for Natural Language Understanding in Task-Oriented Dialogue

In this paper, we propose MPC (Modular Prompted Chatbot), a new approach for creating high-quality conversational agents without the need for fine-tuning. Our method utilizes pre-trained large language models (LLMs) as individual modules for long-term consistency and flexibility, by using techniques such as few-shot prompting, chain-of-thought (CoT), and external memory. Our human evaluation results show that MPC is on par with fine-tuned chatbot models in open-domain conversations, making it an effective solution for creating consistent and engaging chatbots.

Prompted LLMs as Chatbot Modules for Long Open-domain Conversation

Domain generalization is hitherto an underexplored area applied in abstractive summarization. Moreover, most existing works on domain generalization have sophisticated training algorithms. In this paper, we propose a lightweight, weight averaging based, Domain Aligned Prefix Averaging approach to domain generalization for abstractive summarization. Given a number of source domains, our method first trains a prefix for each one of them. These source prefixes generate summaries for a small number of target domain documents. The similarity of the generated summaries to their corresponding source documents is used for calculating weights required to average source prefixes. In DAPA, prefix tuning allows for lightweight finetuning, and weight averaging allows for the computationally efficient addition of new source domains. When evaluated on four diverse summarization domains, DAPA shows comparable or better performance against the baselines demonstrating the effectiveness of its prefix averaging scheme.

<iframe src="https://app.sli.do/event/jQes3hFZo3TYjGXEHm6w95/embed/polls/dae4e3d1-5402-43d8-8bd7-08e22289caab" width="300" height="400"></iframe>

Domain Aligned Prefix Averaging for Domain Generalization in Abstractive Summarization

Motivated by the question of the extent to which large language models "understand" social intelligence, we investigate the ability of such models to generate correct responses to questions involving descriptions of faux pas situations. The faux pas test is a test used in clinical psychology, which is known to be more challenging for children than individual tests of theory-of-mind or social intelligence. Our results demonstrate that, while the models seem to sometimes offer correct responses, they in fact struggle with this task, and that many of the seemingly correct responses can be attributed to over-interpretation by the human reader ("the ELIZA effect"). An additional phenomenon observed is the failure of most models to generate a correct response to presupposition questions. Finally, in an experiment in which the models are tasked with generating original faux pas stories, we find that while some models are capable of generating novel faux pas stories, the stories are all explicit, as the models are limited in their abilities to describe situations in an implicit manner.

How Well Do Large Language Models Perform on Faux Pas Tests?

Automatic text simplification systems help to reduce textual information barriers on the internet. However, for languages other than English, only few parallel data to train these systems exists. We propose a two-step approach to overcome this data scarcity issue. First, we fine-tuned language models on a corpus of German Easy Language, a specific style of German. Then, we used these models as decoders in a sequence-to-sequence simplification task. We show that the language models adapt to the style characteristics of Easy Language and output more accessible texts. Moreover, with the style-specific pre-training, we reduced the number of trainable parameters in text simplification models. Hence, less parallel data is sufficient for training. Our results indicate that pre-training on unaligned data can reduce the required parallel data while improving the performance on downstream tasks.

<iframe src="https://app.sli.do/event/jQes3hFZo3TYjGXEHm6w95/embed/polls/35a82013-98ac-40ac-891d-34402022f756" width="300" height="400"></iframe>

Language Models for German Text Simplification: Overcoming Parallel Data Scarcity through Style-specific Pre-training

With the growing importance of detecting misinformation, many studies have focused on verifying factual claims by retrieving evidence. However, canonical fact verification tasks do not apply to catching subtle differences in factually consistent claims, which might still bias the readers, especially on contentious political or economic issues. Our underlying assumption is that among the trusted sources, one's argument is not necessarily more true than the other, requiring comparison rather than verification. In this study, we propose ClaimDIff, a novel dataset that primarily focuses on comparing the nuance between claim pairs. In ClaimDiff, we provide human-labeled 2,941 claim pairs from 268 news articles. We observe that while humans are capable of detecting the nuances between claims, strong baselines struggle to detect them, showing over a 19% absolute gap with the humans. We hope this initial study could help readers to gain an unbiased grasp of contentious issues through machine-aided comparison.

<iframe src="https://app.sli.do/event/jQes3hFZo3TYjGXEHm6w95/embed/polls/f8205401-bc7a-4945-974f-3aaa4787cc96" width="300" height="400"></iframe>

ClaimDiff: Comparing and Contrasting Claims on Contentious Issues

In recent years, pre-trained transformer-based language models (LM) have become a key resource for implementing most NLP tasks. However, pre-training such models demands large text collections not available in most languages. In this paper, we study the use of machine-translated corpora for pre-training LMs. We answer the following research questions: RQ1: Is MT-based data an alternative to real data for learning a LM?; RQ2: Can real data be complemented with translated data and improve the resulting LM? In order to validate these two questions, several BERT models for Basque have been trained, combining real data and synthetic data translated from Spanish.The evaluation carried out on 9 NLU tasks indicates that models trained exclusively on translated data offer competitive results. Furthermore, models trained with real data can be improved with synthetic data, although further research is needed on the matter.

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Exploring the Relationship between Alignment and Cross-lingual Transfer in Multilingual Transformers

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COCKATIEL: COntinuous Concept ranKed ATtribution with Interpretable ELements for explaining neural net classifiers on NLP tasks

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