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Recent work has shown that infusing layout features into language models (LMs) improves processing of visually-rich documents such as scientific papers. Layout-infused LMs are often evaluated on documents with familiar layout features (e.g., papers from the same publisher), but in practice models encounter documents with unfamiliar distributions of layout features, such as new combinations of text sizes and styles, or new spatial configurations of textual elements. In this work we test whether layout-infused LMs are robust to layout distribution shifts. As a case study we use the task of scientific document structure recovery, segmenting a scientific paper into its structural categories (e.g., &quot;title&quot;, &quot;caption&quot;, &quot;reference&quot;). To emulate distribution shifts that occur in practice we re-partition the GROTOAP2 dataset. We find that under layout distribution shifts model performance degrades by up to 20 F1. Simple training strategies, such as increasing training diversity, can reduce this degradation by over 35% relative F1; however, models fail to reach in-distribution performance in any tested out-of-distribution conditions. This work highlights the need to consider layout distribution shifts during model evaluation, and presents a methodology for conducting such evaluations.

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ACL 2023

Are Layout-Infused Language Models Robust to Layout Distribution Shifts? A Case Study with Scientific Documents

distribution shift

layout

generalization

robustness

### Welcome to ACL 2023, the 61st Annual Meeting of the Association for Computational Linguistics! 
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The Association for Computational Linguistics (ACL) is the premier international scientific and professional society for people working on computational problems involving human language, a field often referred to as either computational linguistics or natural language processing.

Recent work has shown that infusing layout features into language models (LMs) improves processing of visually-rich documents such as scientific papers. Layout-infused LMs are often evaluated on documents with familiar layout features (e.g., papers from the same publisher), but in practice models encounter documents with unfamiliar distributions of layout features, such as new combinations of text sizes and styles, or new spatial configurations of textual elements. In this work we test whether layout-infused LMs are robust to layout distribution shifts. As a case study we use the task of scientific document structure recovery, segmenting a scientific paper into its structural categories (e.g., "title", "caption", "reference"). To emulate distribution shifts that occur in practice we re-partition the GROTOAP2 dataset. We find that under layout distribution shifts model performance degrades by up to 20 F1. Simple training strategies, such as increasing training diversity, can reduce this degradation by over 35% relative F1; however, models fail to reach in-distribution performance in any tested out-of-distribution conditions. This work highlights the need to consider layout distribution shifts during model evaluation, and presents a methodology for conducting such evaluations.

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poster

While existing work on studying bias in NLP focues on negative or pejorative language use, Govindarajan et al. (2023) offer a revised framing of bias in terms of intergroup social context, and its effects on language behavior. In this paper, we investigate if two pragmatic features (specificity and affect) systematically vary in different intergroup contexts --- thus connecting this new framing of bias to language output. Preliminary analysis finds modest correlations between specificity and affect of tweets with supervised intergroup relationship (IGR) labels. Counterfactual probing further reveals that while neural models finetuned for predicting IGR reliably use affect in classification, the model's usage of specificity is inconclusive.

Counterfactual Probing for the Influence of Affect and Specificity on Intergroup Bias

Despite their widespread adoption, neural conversation models have yet to exhibit natural chat capabilities with humans. In this research, we examine user utterances as causes and generated responses as effects, recognizing that changes in a cause should produce a different effect. To further explore this concept, we have compiled and expanded upon a new dataset called CausalDialogue through crowd-sourcing. This dataset includes multiple cause-effect pairs within a directed acyclic graph (DAG) structure. Our analysis reveals that traditional loss functions struggle to effectively incorporate the DAG structure, leading us to propose a causality-enhanced method called Exponential Maximum Average Treatment Effect (ExMATE) to enhance the impact of causality at the utterance level in training neural conversation models. To evaluate the needs of considering causality in dialogue generation, we built a comprehensive benchmark on CausalDialogue dataset using different models, inference, and training methods. Through experiments, we find that a causality-inspired loss like ExMATE can improve the diversity and agility of conventional loss function and there is still room for improvement to reach human-level quality on this new dataset.

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CausalDialogue: Modeling Utterance-level Causality in Conversations

Recent work studies the cognitive capabilities of language models through psychological tests designed for humans. While these studies are helpful for understanding the general capabilities of these models, there is no guarantee that a model possessing sufficient capabilities to pass those tests would actually use those capabilities in performing real-life tasks. In this work, we formulate task-oriented cognitive capabilities, which are human-like cognitive capabilities that language models leverage to perform tasks. These capabilities are (i) the ability to quickly generate good candidate utterances (the search capability) (ii) the ability to predict how a listener interprets those utterances and choose the most appropriate one (the pragmatic capability). We design an evaluation scheme for comparing these capabilities of a language model with those of a human. Applying this scheme to examine various models in a navigation instruction generation problem, we find that their pragmatic capability is severely lacking. This insight leads us to augment them with better models of the listener and obtain a significant boost of 11% in success rate in guiding real humans. Our work advocates for having a principled procedure for aligning language models with humans that involves (i) formulating task-oriented capabilities, (ii) devising a method to quantify their deficiency, and (iii) iteratively improving them.

Define, Evaluate, and Improve Task-Oriented Cognitive Capabilities for Instruction Generation Models

Multimodal Sentiment Analysis (MSA) has made great progress that benefits from extraordinary fusion scheme. However, there is a lack of labeled data, resulting in severe overfitting and poor generalization for supervised models applied in this field. In this paper, we propose Sentiment Knowledge Enhanced Self-supervised Learning (SKESL) to capture common sentimental patterns in unlabeled videos, which facilitates further learning on limited labeled data. Specifically, with the help of sentiment knowledge and non-verbal behavior, SKESL conducts sentiment word masking and predicts fine-grained word sentiment intensity, so as to embed sentiment information at the word level into pre-trained multimodal representation. In addition, a non-verbal injection method is also proposed to integrate non-verbal information into the word semantics. Experiments on two standard benchmarks of MSA clearly show that SKESL significantly outperforms the baseline, and achieves new State-Of-The-Art (SOTA) results.

Sentiment Knowledge Enhanced Self-supervised Learning for Multimodal Sentiment Analysis

As the foundation of current natural language processing methods, pre-trained language model has achieved excellent performance. However, the black-box structure of the deep neural network in pre-trained language models seriously limits the interpretability of the language modeling process. After revisiting the coupled requirement of deep neural representation and semantics logic of language modeling, a Word-Context-Coupled Space (W2CSpace) is proposed by introducing the alignment processing between uninterpretable neural representation and interpretable statistical logic. Moreover, a clustering process is also designed to connect the word- and context-level semantics. Specifically, an associative knowledge network (AKN), considered interpretable statistical logic, is introduced in the alignment process for word-level semantics. Furthermore, the context-relative distance is employed as the semantic feature for the downstream classifier, which is greatly different from the current uninterpretable semantic representations of pre-trained models. Our experiments for performance evaluation and interpretable analysis are executed on several types of datasets, including SIGHAN, Weibo, and ChnSenti. Wherein a novel evaluation strategy for the interpretability of machine learning models is first proposed. According to the experimental results, our language model can achieve better performance and highly credible interpretable ability compared to related state-of-the-art methods.

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Constructing Word-Context-Coupled Space Aligned with Associative Knowledge Relations for Interpretable Language Modeling

Existing factual consistency evaluation approaches for text summarization provide binary predictions and limited insights into the weakness of summarization systems. Therefore, we propose the task of fine-grained inconsistency detection, the goal of which is to predict the fine-grained types of factual errors in a summary. Motivated by how humans inspect factual inconsistency in summaries, we propose an interpretable fine-grained inconsistency detection model, FineGrainFact, which explicitly represents the facts in the documents and summaries with semantic frames extracted by semantic role labeling, and highlights the related semantic frames to predict inconsistency. The highlighted semantic frames help verify predicted error types and correct inconsistent summaries. Experiment results demonstrate that our model outperforms strong baselines and provides evidence to support or refute the summary.

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Interpretable Automatic Fine-grained Inconsistency Detection in Text Summarization

Word embedding methods like word2vec and GloVe have been shown to learn strong representations of words. However, these methods only learn representations for words in the training corpus and therefore struggle to handle unknown and new words, known as out-of-vocabulary (OOV) words. As a result, there have been multiple attempts to learn OOV word representations in a similar fashion to how humans learn new words, using word roots/subwords and/or surrounding words. However, while most of these approaches use advanced architectures like attention on the context of the OOV word, they tend to use simple structures like ngram addition or character based convolutional neural networks (CNN) to handle processing subword information. In response to this, we propose SubAtt, a transformer based OOV estimation model that uses attention mechanisms on both the context and the subwords. In addition to attention, we also show that pretraining subword representations also leads to improvement in OOV estimation. We show SubAtt outperforms current state-of-the-art OOV estimation models.

Enhancing Out-of-Vocabulary Estimation with Subword Attention

Building cross-model intelligence that can understand charts and communicate the salient information hidden behind them is an appealing challenge in the vision and language (V+L) community. The capability to uncover the underlined table data of chart figures is a critical key to automatic chart understanding. We introduce ChartT5, a V+L model that learns how to interpret table information from chart images via cross-modal pre-training on plot table pairs. Specifically, we propose two novel pre-training objectives: Masked Header Prediction (MHP) and Masked Value Prediction (MVP) to facilitate the model with different skills to interpret the table information. We have conducted extensive experiments on chart question answering and chart summarization to verify the effectiveness of the proposed pre-training strategies. In particular, on the ChartQA benchmark, our ChartT5 outperforms the state-of-the-art non-pretraining methods by over $8\%$ performance gains.

Enhanced Chart Understanding via Visual Language Pre-training on Plot Table Pairs

Code-switching, or switching between languages, occurs for many reasons and has important linguistic, sociological, and cultural implications. Multilingual speakers code-switch for a variety of communicative functions, such as expressing emotions, borrowing terms, making jokes, introducing a new topic, etc. The function of code-switching may be quite useful for the analysis of linguists, cognitive scientists, speech therapists, and others, but is not readily apparent. To remedy this situation, we annotate and release a new dataset of functions of code-switching in Spanish-English. We build the first system (to our knowledge) to automatically identify a wide range of functions for which speakers code-switch in everyday speech, achieving an accuracy of 75% across all functions.

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Automatic Identification of Code-Switching Functions in Speech Transcripts

Until now, few studies have been explored on Automated Creative Essay Scoring (ACES), in which a pre-trained model automatically labels an essay as a creative or a non-creative. Since the creativity evaluation of essays is very subjective, each evaluator often has his or her own criteria for creativity. For this reason, quantifying creativity in essays is very challenging. In this work, as one of preliminary studies in developing a novel model for ACES, we deeply investigate the correlation between creative essays and expressiveness. Specifically, we explore how rare tokens affect the evaluation of creativity for essays. For such a journey, we present five distinct methods to extract rare tokens, and conduct a comparative study on the correlation between rare tokens and creative essay evaluation results using BERT. Our experimental results showed clear correlation between rare tokens and creative essays. In all test sets, accuracies of our rare token masking-based BERT (ramBERT) model were improved over the existing BERT model up to 14%.

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Counterfactual Probing for the Influence of Affect and Specificity on Intergroup Bias

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Are Layout-Infused Language Models Robust to Layout Distribution Shifts? A Case Study with Scientific Documents