United States

With the increased use of machine learning systems for decision making, questions about the fairness properties of such systems start to take center stage. Most existing work on algorithmic fairness assume complete observation of features at prediction time, as is the case for popular notions like statistical parity and equal opportunity. However, this is not sufficient for models that can make predictions with partial observation as we could miss patterns of bias and incorrectly certify a model to be fair. To address this, a recently introduced notion of fairness asks whether the model exhibits any discrimination pattern, in which an individual—characterized by (partial) feature observations—receives vastly different decisions merely by disclosing one or more sensitive attributes such as gender and race. By explicitly accounting for partial observations, this provides a much more fine-grained notion of fairness.

In this paper, we propose an algorithm to search for discrimination patterns in a general class of probabilistic models, namely probabilistic circuits. Previously, such algorithms were limited to naive Bayes classifiers which make strong independence assumptions; by contrast, probabilistic circuits provide a unifying framework for a wide range of tractable probabilistic models and can even be compiled from certain classes of Bayesian networks and probabilistic programs, making our method much more broadly applicable. Furthermore, for an unfair model, it may be useful to quickly find discrimination patterns and distill them for better interpretability. As such, we also propose a sampling-based approach to more efficiently mine discrimination patterns, and introduce new classes of patterns such as minimal, maximal, and Pareto optimal patterns that can effectively summarize exponentially many discrimination patterns. 

AAAI 2023

Certifying Fairness of Probabilistic Circuits

ru: stochastic models & probabilistic inference

fairness & equity

peai: bias

The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines. AAAI-23 is the Thirty-Seventh AAAI Conference on Artificial Intelligence. The theme of this conference is to create collaborative bridges within and beyond AI. Like previous AAAI conferences, AAAI-23 will feature technical paper presentations, special tracks, invited speakers, workshops, tutorials, poster sessions, senior member presentations, competitions, and exhibit programs, and two new activities: a Bridge Program and a Lab Program. Many of these activities are tailored to the theme of bridges and all are selected according to the highest standards, with additional programs for students and young researchers. 
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The purpose of the AAAI conference series is to promote research in Artificial Intelligence (AI) and foster scientific exchange between researchers, practitioners, scientists, students, and engineers across the entirety of AI and its affiliated disciplines.

poster

Incorporating external knowledge into the response generation process is essential to building more helpful and reliable dialog agents. However, collecting knowledge-grounded conversations is often costly, calling for a better pre-trained model for grounded dialog generation that generalizes well w.r.t. different types of knowledge. In this work, we propose KPT (Keyword-guided Pre-Training), a novel self-supervised pre-training method for grounded dialog generation without relying on extra knowledge annotation. Specifically, we use a pre-trained language model to extract the most uncertain tokens in the dialog as keywords. With these keywords, we construct two kinds of knowledge and pre-train a knowledge-grounded response generation model, aiming at handling two different scenarios: (1) the knowledge should be faithfully grounded; (2) it can be selectively used. For the former, the grounding knowledge consists of keywords extracted from the response. For the latter, the grounding knowledge is additionally augmented with keywords extracted from other utterances in the same dialog. Since the knowledge is extracted from the dialog itself, KPT can be easily performed on a large volume and variety of dialogue data.  We considered three data sources (open-domain, task-oriented, conversational QA) with a total of 2.5M dialogues. We conduct extensive experiments on various few-shot knowledge-grounded generation tasks, including grounding on dialog acts, knowledge graphs, persona descriptions, and Wikipedia passages. Our comprehensive experiments and analyses demonstrate that KPT consistently outperforms state-of-the-art methods on these tasks with diverse grounding knowledge.

KPT: Keyword-guided Pre-training for Grounded Dialog Generation

We present a method for introducing a text encoder into pre-trained end-to-end speech translation systems. It enhances the ability of adapting one modality (i.e., source-language speech) to another (i.e., source-language text). Thus, the speech translation model can learn from both unlabeled and labeled data, especially when the source-language text data is abundant. Beyond this, we present a denoising method to build a robust text encoder that can deal with both normal and noisy text data. Our system sets new state-of-the-arts on the MuST-C En-De, En-Fr, and LibriSpeech En-Fr tasks.

Improving End-to-end Speech Translation by Leveraging Auxiliary Speech and Text Data

We study the problem of learning a hierarchical tree representation of data from labeled samples, taken from an arbitrary (and possibly adversarial) distribution, which has low distributional error. Consider a collection of data tuples labeled according to their hierarchical structure. The smallest number of such tuples required in order to be able to accurately label subsequent tuples is of interest for data collection in machine learning. We present optimal sample complexity bounds for this problem in several learning settings, including (agnostic) PAC-learning and online learning. Our results are based on a tight bound of the Natarajan and Littlestone dimension of the associated problem. The corresponding tree classifiers can be constructed efficiently in near-linear time.

Tree Learning: Optimal Algorithms and Sample Complexity

Symbolic regression, the task of extracting mathematical expressions from the observed data $\{ \vx_i, y_i \}$, plays a crucial role in scientific discovery. Despite the promising performance of existing methods, most of them conduct symbolic regression in an offline setting. That is, they treat the observed data points as given ones that are simply sampled from uniform distributions without exploring the expressive potential of data. However, for real-world scientific problems, the data used for symbolic regression are usually actively obtained by doing experiments, which is an online setting. Thus, how to obtain informative data that can facilitate the symbolic regression process is an important problem that remains challenging. 

In this paper, we propose QUOSR, a query-based framework for online symbolic regression that can automatically obtain informative data in an iterative manner. Specifically, at each step, QUOSR receives historical data points, generates new $\vx$, and then queries the symbolic expression to get the corresponding $y$, where the $(\vx, y)$ serves as new data points. This process repeats until the maximum number of query steps is reached. To make the generated data points informative, we implement the framework with a neural network and train it by maximizing the mutual information between generated data points and the target expression. Through comprehensive experiments, we show that QUOSR can facilitate modern symbolic regression methods by generating informative data. 

Online Symbolic Regression with Informative Query

In the wake of a cybersecurity incident, it is crucial to promptly discover how the threat actors breached security in order to assess the impact of the incident and to develop and deploy countermeasures that can protect against further attacks. To this end, defenders can launch a cyber-forensic investigation, which discovers the techniques that the threat actors used in the incident. A fundamental challenge in such an investigation is prioritizing the investigation of particular techniques since the investigation of each technique requires time and effort, but forensic analysts cannot know which ones were actually used before investigating them. To ensure prompt discovery, it is imperative to provide decision support that can help forensic analysts with this prioritization. A recent study demonstrated that data-driven decision support, based on a dataset of prior incidents, can provide state-of-the-art prioritization. However, this data-driven approach, called DISCLOSE, is based on a heuristic that utilizes only a subset of the available information and does not approximate optimal decisions. To improve upon this heuristic, we introduce a principled approach for data-driven decision support for cyber-forensic investigations. We formulate the decision-support problem using a Markov decision process, whose states represent the states of a forensic investigation. To solve the decision problem, we propose a Monte Carlo tree search based method, which relies on a k-NN regression over prior incidents to estimate state-transition probabilities. We evaluate our proposed approach on multiple versions of the MITRE ATT&CK dataset, which is a knowledge base of adversarial techniques and tactics based on real-world cyber incidents, and demonstrate that our approach outperforms DISCLOSE in terms of techniques discovered per effort spent.

Principled Data-Driven Decision Support for Cyber-Forensic Investigations

Spiking camera, a novel retina-inspired vision sensor, has shown its great potential for capturing high-speed dynamic scenes with a sampling rate of 40,000 Hz. The spiking camera abandons the concept of exposure window, with each of its photosensitive units continuously capturing photons and firing spikes asynchronously. However, the special sampling mechanism prevents the frame-based algorithm from being used to spiking camera. It remains to be a challenge to reconstruct dynamic scenes and perform common computer vision tasks for spiking camera. In this paper, we propose a self-supervised joint learning framework for optical flow estimation and reconstruction of spiking camera. The framework reconstructs clean frame-based spiking representations in a self-supervised manner, and then uses them to train the optical flow networks. We also propose an optical flow based inverse rendering process to achieve self-supervision by minimizing the difference with respect to the original spiking temporal aggregation image. The experimental results demonstrate that our method bridges the gap between synthetic and real-world scenes and achieves desired results in real-world scenarios. To the best of our knowledge, this is the first attempt to jointly reconstruct dynamic scenes and estimate optical flow for spiking camera from a self-supervised learning perspective.

Self-Supervised Joint Dynamic Scene Reconstruction and Optical Flow Estimation for Spiking Camera

Simultaneous machine translation (SiMT) is usually done via sequence-level knowledge distillation (Seq-KD) from a full-sentence neural machine translation (NMT) model. However, there is still a significant performance gap between NMT and SiMT. In this work, we propose to leverage monolingual data to improve SiMT, which trains a SiMT student on the combination of bilingual data and external monolingual data distilled by Seq-KD. Preliminary experiments on En-Zh and En-Ja news domain corpora demonstrate that monolingual data can significantly improve translation quality (e.g., +3.15 BLEU on En-Zh). Inspired by the behavior of human simultaneous interpreters, we propose a novel monolingual sampling strategy for SiMT, considering both chunk length and monotonicity. Experimental results show that our sampling strategy consistently outperforms the random sampling strategy (and other conventional typical NMT monolingual sampling strategies) by avoiding the key problem of SiMT -- hallucination, and has better scalability. We achieve +0.72 BLEU improvements on average against random sampling on En-Zh and En-Ja. Data and codes can be found at https://github.com/hexuandeng/Mono4SiMT.

Improving Simultaneous Machine Translation with Monolingual Data

In reinforcement learning (RL), the ability to utilize prior knowledge from previously solved tasks can allow agents to quickly solve new problems. In some cases, these new problems may be approximately solved by composing the solutions of previously solved primitive tasks (task composition). Otherwise, prior knowledge can be used to adjust the reward function for a new problem, in a way that leaves the optimal policy unchanged but enables quicker learning (reward shaping). In this work, we develop a general framework for reward shaping and task composition in entropy-regularized RL. To do so, we derive an exact relation connecting the optimal soft value functions for two entropy-regularized RL problems with different reward functions and dynamics. We show how the derived relation leads to a general result for reward shaping in entropy-regularized RL. We then generalize this approach to derive an exact relation connecting optimal value functions for the composition of multiple tasks in entropy-regularized RL. We validate these theoretical contributions with experiments showing that reward shaping and task composition lead to faster learning in various settings.


Utilizing Prior Solutions for Reward Shaping and Composition in Entropy-Regularized Reinforcement Learning

Several works have proven that finetuning is an applicable approach for debiasing contextualized word embeddings. Similarly, discrete prompts with semantic meanings have shown to be effective in debiasing tasks. With unfixed mathematical representation at the token level, continuous prompts usually surpass discrete ones at providing a pre-trained language model (PLM) with additional task-specific information. Despite this, relatively few efforts have been made to debias PLMs by prompt tuning with continuous prompts compared to its discrete counterpart. Furthermore, for most debiasing methods that alter a PLM's original parameters, a major problem is the need to not only decrease the bias in the PLM but also to ensure that the PLM does not lose its representation ability. Finetuning methods typically have a hard time maintaining this balance, as they tend to violently remove meanings of attribute words (like the words developing our concepts of "male" and "female" for gender), which also leads to an unstable and unpredictable training process. In this paper, we propose ADEPT, a method to debias PLMs using prompt tuning while maintaining the delicate balance between removing biases and ensuring representation ability. To achieve this, we propose a new training criterion inspired by manifold learning and equip it with an explicit debiasing term to optimize prompt tuning. In addition, we conduct several experiments with regard to the reliability, quality, and quantity of a previously proposed attribute training corpus in order to obtain a clearer prototype of a certain attribute, which indicates the attribute's position and relative distances to other words on the manifold. We evaluate ADEPT on several widely acknowledged debiasing benchmarks and downstream tasks, and find that it achieves competitive results while maintaining (and in some cases even improving) the PLM's representation ability. We further visualize words' correlation before and after debiasing a PLM, and give some possible explanations for the visible effects.

ADEPT: A DEbiasing PrompT Framework

Maintaining engagement and consistency is particularly important in dialogue systems. Existing works have improved the performance of dialogue systems by intentionally learning interlocutor personas with sophisticated network structures. One issue with this approach is that it requires more personal corpora with annotations. Additionally, these models typically perform the next utterance prediction to generate a response but neglect the discourse coherence in the entire conversation. To address these issues, this study proposes a method of learning to memorize entailment and discourse relations for persona-consistent dialogue tasks. Entailment text pairs in natural language inference dataset were applied to learn latent entailment relations as external memories by premise-to-hypothesis generation task. Furthermore, an internal memory with a similar architecture was applied to the discourse information in the dialogue. Placing orthogonality restrictions on these two memory spaces ensures that the latent entailment relations remain dialogue-independent. Both memories collaborate to obtain entailment and discourse representation for the generation, allowing a deeper understanding of both consistency and coherence. Experiments on two large public datasets, PersonaChat and DSTC7-AVSD, demonstrated the effectiveness of the proposed method. Both automatic and human evaluations indicate that the proposed model outperforms several strong baselines in terms of both persona consistency and response coherence. Our source code is availabled at https://github.com/Chenrj233/LMEDR.

Certifying Fairness of Probabilistic Circuits

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