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To explain NLP models a popular approach is to use importance measures, such as attention, which inform input tokens are important for making a prediction. However, an open question is how well these explanations accurately reflect a model&#39;s logic, a property called faithfulness. To answer this question, we propose Recursive ROAR, a new faithfulness metric. This works by recursively masking allegedly important tokens and then retraining the model. The principle is that this should result in worse model performance compared to masking random tokens. The result is a performance curve given a masking-ratio. Furthermore, we propose a summarizing metric using area-between-curves (ABC), which allows for easy comparison across papers, models, and tasks. We evaluate 4 different importance measures on 8 different datasets, using both LSTM-attention models and RoBERTa models. We find that the faithfulness of importance measures is both model-dependent and task-dependent. This conclusion contradicts previous evaluations in both computer vision and faithfulness of attention literature.

EMNLP 2022

Evaluating the Faithfulness of Importance Measures in NLP by Recursively Masking Allegedly Important Tokens and Retraining

importance measure

faithfulness

benchmark

## Welcome to EMNLP 2022!
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EMNLP 2022 will take place in Abu Dhabi from December 7th to December 11th, 2022. And it will be held in hybrid mode, both online and offline.

To explain NLP models a popular approach is to use importance measures, such as attention, which inform input tokens are important for making a prediction. However, an open question is how well these explanations accurately reflect a model's logic, a property called faithfulness. To answer this question, we propose Recursive ROAR, a new faithfulness metric. This works by recursively masking allegedly important tokens and then retraining the model. The principle is that this should result in worse model performance compared to masking random tokens. The result is a performance curve given a masking-ratio. Furthermore, we propose a summarizing metric using area-between-curves (ABC), which allows for easy comparison across papers, models, and tasks. We evaluate 4 different importance measures on 8 different datasets, using both LSTM-attention models and RoBERTa models. We find that the faithfulness of importance measures is both model-dependent and task-dependent. This conclusion contradicts previous evaluations in both computer vision and faithfulness of attention literature.

workshop paper

Are Large Pre-Trained Language Models Leaking Your Personal Information? In this paper, we analyze whether Pre-Trained Language Models (PLMs) are prone to leaking personal information. Specifically, we query PLMs for email addresses with contexts of the email address or prompts containing the owner's name. We find that PLMs do leak personal information due to memorization. However, since the models are weak at association, the risk of specific personal information being extracted by attackers is low. We hope this work could help the community to better understand the privacy risk of PLMs and bring new insights to make PLMs safe.

Are Large Pre-Trained Language Models Leaking Your Personal Information?

We conduct a large empirical evaluation to investigate the landscape of distributional robustness in question answering. Our investigation spans over 350 models and 16 question answering datasets, including a diverse set of architectures, model sizes, and adaptation methods (e.g., fine-tuning, adapter tuning, in-context learning, etc.). We find that, in many cases, model variations do not affect robustness and in-distribution performance alone determines out-of-distribution performance. Moreover, our findings indicate that i) zero-shot and in-context learning methods are more robust to distribution shifts than fully fine-tuned models; ii) few-shot prompt fine-tuned models exhibit better robustness than few-shot fine-tuned span prediction models; iii) parameter-efficient and robustness enhancing training methods provide no significant robustness improvements. In addition, we publicly release all evaluations to encourage researchers to further analyze robustness trends for question answering models.

Exploring The Landscape of Distributional Robustness for Question Answering Models

Large language models (LMs) have rapidly become a mainstay in Natural Language Processing. These models are known to acquire rich linguistic knowledge from training on large amounts of text. In this paper, we investigate if pre-training on text also confers these models with helpful `inductive biases' for non-linguistic reasoning. On a set of 19 diverse non-linguistic tasks involving quantitative computations, recognizing regular expressions and reasoning over strings. We find that pretrained models significantly outperform comparable non-pretrained neural models. This remains true also in experiments with training non-pretrained models with fewer parameters to account for model regularization effects. We further explore the effect of text domain on LMs by pretraining models from text from different domains and provenances. Our experiments surprisingly reveal that the positive effects of pre-training persist even when pretraining on multi-lingual text or computer code, and even for text generated from synthetic languages. Our findings suggest a hithertho unexplored deep connection between pre-training and inductive learning abilities of language models

What do Large Language Models Learn beyond Language?

The attention mechanism is considered the backbone of the widely-used Transformer architecture. It contextualizes the input by computing input-specific attention matrices. We find that this mechanism, while powerful and elegant, is not as important as typically thought for pretrained language models. We introduce PAPA, a new probing method that replaces the input-dependent attention matrices with constant ones---the average attention weights over multiple inputs. We use PAPA to analyze several established pretrained Transformers on six downstream tasks. We find that without any input-dependent attention, all models achieve competitive performance---an average relative drop of only 8% from the probing baseline. Further, little or no performance drop is observed when replacing half of the input-dependent attention matrices with constant (input-independent) ones. Interestingly, we show that better-performing models lose more from applying our method than weaker models, suggesting that the utilization of the input-dependent attention mechanism might be a factor in their success. Our results motivate research on simpler alternatives to input-dependent attention, as well as on methods for better utilization of this mechanism in the Transformer architecture.

How Much Does Attention Actually Attend? Questioning the Importance of Attention in Pretrained Transformers

In this paper, we investigate to which extent contextual neural language models (LMs) implicitly learn syntactic structure. More concretely, we focus on constituent structure as represented in the Penn Treebank (PTB). Using standard probing techniques based on diagnostic classifiers, we assess the accuracy of representing constituents of different categories within the neuron activations of a LM such as RoBERTa. In order to make sure that our probe focuses on syntactic knowledge and not on implicit semantic generalizations, we also experiment on a PTB version that is obtained by randomly replacing constituents with each other while keeping syntactic structure, i.e., a semantically ill-formed but syntactically well-formed version of the PTB. We find that 4 pretrained transfomer LMs obtain high performance on our probing tasks even on manipulated data, suggesting that semantic and syntactic knowledge in their representations can be separated and that constituency information is in fact learned by the LM. Moreover, we show that a complete constituency tree can be linearly separated from LM representations.

Probing for Constituency Structure in Neural Language Models

A recent line of work in NLP focuses on the (dis)ability of models to generalise compositionally for artificial languages. However, when considering natural language tasks, the data involved is not strictly, or locally, compositional. Quantifying the compositionality of data is a challenging task, which has been investigated primarily for short utterances. We use recursive neural models (Tree-LSTMs) with bottlenecks that limit the transfer of information between nodes. We illustrate that comparing data's representations in models with and without the bottleneck can be used to produce a compositionality metric. The procedure is applied to the evaluation of arithmetic expressions using synthetic data, and sentiment classification using natural language data. We demonstrate that compression through a bottleneck impacts non-compositional examples disproportionately and then use the bottleneck compositionality metric (BCM) to distinguish compositional from non-compositional samples, yielding a compositionality ranking over a dataset.

Recursive Neural Networks with Bottlenecks Diagnose (Non-)Compositionality

Code pre-trained models (CodePTMs) have recently demonstrated significant success in code intelligence. To interpret these models, some probing methods have been applied. However, these methods fail to consider the inherent characteristics of codes. In this paper, to address the problem, we propose a novel probing method CAT-probing to quantitatively interpret how CodePTMs attend code structure. We first denoise the input code sequences based on the token types pre-defined by the compilers to filter those tokens whose attention scores are too small. After that, we define a new metric CAT-score to measure the commonality between the token-level attention scores generated in CodePTMs and the pair-wise distances between corresponding AST nodes. The higher the CAT-score, the stronger the ability of CodePTMs to capture code structure. We conduct extensive experiments to integrate CAT-probing with representative CodePTMs for different programming languages. Experimental results show the effectiveness of CAT-probing in CodePTM interpretation. Our codes and data are publicly available at https://github.com/nchen909/CodeAttention.

CAT-probing: A Metric-based Approach to Interpret How Pre-trained Models for Programming Language Attend Code Structure

By explaining how humans would solve a given task, human rationales can provide strong learning signal for neural language models (NLMs). Explanation regularization (ER) aims to improve NLM generalization by pushing the NLM's machine rationales (Which input tokens did the NLM focus on?) to align with human rationales (Which input tokens would humans focus on). Though prior works primarily study ER via in-distribution (ID) evaluation, out-of-distribution (OOD) generalization is often more critical in real-world scenarios, yet ER's effect on OOD generalization has been underexplored. In this paper, we introduce ER-Test, a framework for evaluating ER models' OOD generalization along three dimensions: unseen datasets, contrast set tests, and functional tests. Using ER-Test, we comprehensively analyze how ER models' OOD generalization varies with the rationale alignment criterion (loss function), human rationale type (instance-level v/s task-level), number and choice of rationale-annotated instances, and time budget for rationale annotation. Across two tasks and six datasets, we show that ER has little impact on ID performance but yields large OOD performance gains, with the best ER criterion being task-dependent. Also, ER can improve OOD performance even with task-level or few human rationales. Finally, we find that rationale annotation is more time-efficient than label annotation for improving OOD performance. Our results with ER-Test help demonstrate ER's utility and establish best practices for using ER effectively.

ER-Test: Evaluating Explanation Regularization Methods for Language Models

Recent progress regarding the use of language models (LMs) as knowledge bases (KBs) has shown that language models can act as structured knowledge bases for storing relational facts. However, most existing works only considered the LM-as-KB paradigm in a static setting, which ignores the analysis of temporal dynamics of world knowledge. Furthermore, a basic function of KBs, i.e., the ability to store conflicting information (i.e., 1-N, N-1, and N-M relations), is underexplored. In this paper, we formulate two practical requirements for treating LMs as temporal KBs: (i) The capacity to store temporally-scoped knowledge that contains conflicting information and (ii) the ability to use stored knowledge for temporally-scoped knowledge queries. We introduce a new dataset called LAMA-TK which is aimed at probing temporally-scoped knowledge, and investigate the two above requirements to explore the LM-as-KB paradigm in the temporal domain. On the one hand, experiments show that LMs can memorize millions of temporally-scoped facts with relatively high accuracy and transfer stored knowledge to temporal knowledge queries, thereby expanding the LM-as-KB paradigm to the temporal domain. On the other hand, we show that memorizing conflicting information, which has been neglected by previous works, is still challenging for LMs and hinders the memorization of other unrelated one-to-one relationships.

Can Language Models Serve as Temporal Knowledge Bases?

Neural language models have been analyzed for their linguistic and extra-linguistic knowledge via probing. Of particular interest has been the following question: how much can a language model trained only on form learn about meaning? Recent work has demonstrated via probing classifiers that in the setting of simple procedural text, where by "meaning" we mean the underlying world state, language models have a non-trivial performance on world state tracking. However, our proposed evaluation based on model predictions shows differing results, suggesting that these models are either not capturing the world state or not using it. How do these results change if the model has access to the world state? We explore this alternate setting with access to the underlying world state only during training and investigate ways of "baking in” the state knowledge along with the primary task of language modeling. Our proposed approaches allow for state probing during inference simply via text prompts, avoiding any probing classifier machinery. In terms of performance, we show that baking in the state knowledge during training leads to significant improvements in state tracking performance and text generation quality,

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