United Arab Emirates

While Transformer-based language models are generally very robust to pruning, there is the recently discovered outlier phenomenon: disabling only 48 out of 110M parameters in BERT-base drops its performance by nearly 30% on MNLI. We replicate the original evidence for the outlier phenomenon and we link it to the geometry of the embedding space. We find that in both BERT and RoBERTa the magnitude of hidden state coefficients corresponding to outlier dimensions correlate with the frequencies of encoded tokens in pre-training data, and they also contribute to the &quot;vertical&quot; self-attention pattern enabling the model to focus on the special tokens. This explains the drop in performance from disabling the outliers, and it suggests that to decrease anisotopicity in future models we need pre-training schemas that would better take into account the skewed token distributions.

EMNLP 2022

Outlier Dimensions that Disrupt Transformers are Driven by Frequency

model inspection

outliers

bertology

## Welcome to EMNLP 2022!
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EMNLP 2022 will take place in Abu Dhabi from December 7th to December 11th, 2022. And it will be held in hybrid mode, both online and offline.

While Transformer-based language models are generally very robust to pruning, there is the recently discovered outlier phenomenon: disabling only 48 out of 110M parameters in BERT-base drops its performance by nearly 30% on MNLI. We replicate the original evidence for the outlier phenomenon and we link it to the geometry of the embedding space. We find that in both BERT and RoBERTa the magnitude of hidden state coefficients corresponding to outlier dimensions correlate with the frequencies of encoded tokens in pre-training data, and they also contribute to the "vertical" self-attention pattern enabling the model to focus on the special tokens. This explains the drop in performance from disabling the outliers, and it suggests that to decrease anisotopicity in future models we need pre-training schemas that would better take into account the skewed token distributions.

workshop paper

Explanation faithfulness of model predictions in natural language processing is typically evaluated on held-out data from the same temporal distribution as the training data (i.e. synchronous settings). While model performance often deteriorates due to temporal variation (i.e. temporal concept drift), it is currently unknown how explanation faithfulness is impacted when the time span of the target data is different from the data used to train the model (i.e. asynchronous settings). For this purpose, we examine the impact of temporal variation on model explanations extracted by eight feature attribution methods and three select-then-predict models across six text classification tasks. Our experiments show that (i) faithfulness is not consistent under temporal variations across feature attribution methods (e.g. it decreases or increases depending on the method), with an attention-based method demonstrating the most robust faithfulness scores across datasets; and (ii) select-then-predict models are mostly robust in asynchronous settings with only small degradation in predictive performance. Finally, feature attribution methods show conflicting behavior when used in FRESH (i.e. a select-and-predict model) and for measuring sufficiency/comprehensiveness (i.e. as post-hoc methods), suggesting that we need more robust metrics to evaluate post-hoc explanation faithfulness. Code will be made publicly available.

On the Impact of Temporal Concept Drift on Model Explanations

While fine-tuned language models perform well on many language tasks, they were also shown to rely on superficial surface features such as lexical overlap. Excessive utilization of such heuristics can lead to failure on challenging inputs. We analyze the use of lexical overlap heuristics in natural language inference, paraphrase detection, and reading comprehension (using a novel contrastive dataset), and find that larger models are much less susceptible to adopting lexical overlap heuristics. We also find that longer training leads models to abandon lexical overlap heuristics. Finally, We provide evidence that the disparity between models size has its source in the pre-trained model.

Lexical Generalization Improves with Larger Models and Longer Training

A number of knowledge integration (KI) methods have recently been proposed to incorporate external knowledge into pretrained language models (LMs). Even though knowledge-enhanced LMs (KELMs) outperform base LMs on knowledge-intensive tasks, the inner-workings of these KI methods are not well-understood. For instance, it is unclear which knowledge is effectively integrated into KELMs and which is not; and if such integration led to catastrophic forgetting of already learned knowledge. We show that existing model interpretation methods such as linear probes and prompts have some key limitations in answering these questions. Then, we revisit KI from an information-theoretic view and propose a new theoretically sound probe model called Graph Convolution Simulator (GCS) for KI interpretation. GCS is eventually quite simple -- it uses graph attention on the corresponding knowledge graph for interpretation. We conduct various experiments to verify that GCS provides reasonable interpretation results for two well-known KELMs: ERNIE and K-Adapter. Our experiments reveal that only little knowledge is successfully integrated in these models, and simply increasing the size of the KI corpus may not lead to better KELMs.

What Has Been Enhanced in my Knowledge-Enhanced Language Model?

Adding interpretability to word embeddings represents an area of active research in text representation. Recent work has explored the potential of embedding words via so-called polar dimensions (e.g. good vs. bad, correct vs. wrong). Examples of such recent approaches include SemAxis, POLAR, FrameAxis, and BiImp. Although these approaches provide interpretable dimensions for words, they have not been designed to deal with polysemy, i.e. they can not easily distinguish between different senses of words. To address this limitation, we present SensePOLAR, an extension of the original POLAR framework that enables wordsense aware interpretability for pre-trained contextual word embeddings. The resulting interpretable word embeddings achieve a level of performance that is comparable to original contextual word embeddings across a variety of natural language processing tasks including the GLUE and SQuAD benchmarks. Our work removes a fundamental limitation of existing approaches by offering users sense aware interpretations for contextual word embeddings.

SensePOLAR: Word sense aware interpretability for pre-trained contextual word embeddings

Adversarial examples in NLP are receiving increasing research attention. One line of investigation is the generation of word-level adversarial examples against fine-tuned Transformer models that preserve naturalness and grammaticality. Previous work found that human- and machine-generated adversarial examples are comparable in their naturalness and grammatical correctness. Most notably, humans were able to generate adversarial examples much more effortlessly than automated attacks. In this paper, we provide a detailed analysis of exactly how humans create these adversarial examples. By exploring the behavioural patterns of human workers during the generation process, we identify statistically significant tendencies based on which words humans prefer to select for adversarial replacement (e.g., word frequencies, word saliencies, sentiment) as well as where and when words are replaced in an input sequence. With our findings, we seek to inspire efforts that harness human strategies for more robust NLP models.

Identifying Human Strategies for Generating Word-Level Adversarial Examples

Causal transformer language models (LMs), such as GPT-3, typically require some form of positional encoding, such as positional embeddings. 
However, we show that LMs without any explicit positional encoding are still competitive with standard models and that this phenomenon is robust across different datasets, model sizes, and sequence lengths.
Probing experiments reveal that such models acquire an implicit notion of absolute positions throughout the network, effectively compensating for the missing information.
We conjecture that causal attention enables the model to infer the number of predecessors that each token can attend to, thereby approximating its absolute position.
Our findings indicate that causal LMs might derive positional awareness not only from the explicit positioning mechanism but also from the effects of the causal mask.

Transformer Language Models without Positional Encodings Still Learn Positional Information

Understanding relational knowledge plays an integral part in natural language comprehension. When it comes to pre-trained language models (PLM), prior work has been focusing on probing relational knowledge this by filling the blanks in pre-defined prompts such as "The capital of France is ---". However, these probes may be affected by the co-occurrence of target relation words and entities (e.g. "capital", "France" and "Paris") in the pre-training corpus. In this work, we extend these probing methodologies leveraging analogical proportions as a proxy to probe relational knowledge in transformer-based PLMs without directly presenting the desired relation. In particular, we analysed the ability of PLMs to understand (1) the directionality of a given relation (e.g. Paris-France is not the same as France-Paris); (2) the ability to distinguish types on a given relation (both France and Japan are countries); and (3) the relation itself (Paris is the capital of France, but not Rome). Our results show how PLMs are extremely accurate at (1) and (2), but have clear room for improvement for (3). To better understand the reasons behind this behaviour and mistakes made by PLMs, we provide an extended quantitative analysis based on relevant factors such as frequency.

Probing Relational Knowledge in Language Models via Word Analogies

Training a model to provide natural language explanations (NLEs) for its predictions usually requires the acquisition of task-specific NLEs, which is time- and resource-consuming. A potential solution is the few-shot out-of-domain transfer of NLEs from a parent task with many NLEs to a child task. In this work, we examine the setup in which the child task has few NLEs but abundant labels. We establish four few-shot transfer learning methods that cover the possible fine-tuning combinations of the labels and NLEs for the parent and child tasks. We transfer explainability from a large natural language inference dataset (e-SNLI) separately to two child tasks: (1) hard cases of pronoun resolution, where we introduce the small-e-WinoGrande dataset of NLEs on top of the WinoGrande dataset, and (2)~commonsense validation (ComVE). Our results demonstrate that the parent task helps with NLE generation and we establish the best methods for this setup.

Few-Shot Out-of-Domain Transfer Learning of Natural Language Explanations in a Label-Abundant Setup

Transformer language models encode the notion of word order using positional information. Most commonly, this positional information is represented by absolute position embeddings (APEs), that are learned from the pretraining data. However, in natural language, it is not absolute position that matters, but relative position, and the extent to which APEs can capture this type of information has not been studied. In this work, we observe that models trained with APE over-rely on positional information to the point that they break-down when subjected to sentences with shifted position information. Specifically, when models are subjected to sentences starting from a non-zero position (excluding the effect of priming), they exhibit noticeably degraded performance on zero- to full-shot tasks, across a range of model families and model sizes. Our findings raise questions about the efficacy of APEs to model the relativity of position information, and invite further introspection on the sentence and word order processing strategies employed by these models.

The Curious Case of Absolute Position Embeddings

To explain NLP models a popular approach is to use importance measures, such as attention, which inform input tokens are important for making a prediction. However, an open question is how well these explanations accurately reflect a model's logic, a property called faithfulness. To answer this question, we propose Recursive ROAR, a new faithfulness metric. This works by recursively masking allegedly important tokens and then retraining the model. The principle is that this should result in worse model performance compared to masking random tokens. The result is a performance curve given a masking-ratio. Furthermore, we propose a summarizing metric using area-between-curves (ABC), which allows for easy comparison across papers, models, and tasks. We evaluate 4 different importance measures on 8 different datasets, using both LSTM-attention models and RoBERTa models. We find that the faithfulness of importance measures is both model-dependent and task-dependent. This conclusion contradicts previous evaluations in both computer vision and faithfulness of attention literature.

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