United Arab Emirates

Summarizing legal decisions requires the expertise of law practitioners, which is both time- and cost-intensive. This paper presents techniques for extractive summarization of legal decisions in a low-resource setting using limited expert annotated data. We test a set of models that locate relevant content using a sequential model and tackle redundancy by leveraging maximal marginal relevance to compose summaries. We also demonstrate an implicit approach to help train our proposed models generate more informative summaries. Our multi-task learning model variant leverages rhetorical role identification as an auxiliary task to further improve the summarizer. We perform extensive experiments on datasets containing legal decisions from the US Board of Veterans&#39; Appeals and conduct quantitative and expert-ranked evaluations of our models. Our results show that the proposed approaches can achieve ROUGE scores vis-à-vis expert extracted summaries that match those achieved by inter-annotator comparison.

EMNLP 2022

Extractive Summarization of Legal Decisions using Multi-task Learning and Maximal Marginal Relevance

legal tech

natural language processing

summarization

The AACL, Asia-Pacific Chapter of the Association for Computational Linguistics, and the AFNLP, Asian Federation of Natural Language Processing, invite you to participate in the 1st Conference of the Asia-Pacific Chapter of the Association for Computational Linguistics (AACL) and the 10th International Joint Conference on Natural Language Processing (IJCNLP).

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IJCNLP-AACL 2022

The AACL, Asia-Pacific Chapter of the Association for Computational Linguistics, and the AFNLP, Asian Federation of Natural Language Processing, invite you to participate in the 1st Conference of the Asia-Pacific Chapter of the Association for Computational Linguistics (AACL) and the 10th International Joint Conference on Natural Language Processing (IJCNLP). 

Summarizing legal decisions requires the expertise of law practitioners, which is both time- and cost-intensive. This paper presents techniques for extractive summarization of legal decisions in a low-resource setting using limited expert annotated data. We test a set of models that locate relevant content using a sequential model and tackle redundancy by leveraging maximal marginal relevance to compose summaries. We also demonstrate an implicit approach to help train our proposed models generate more informative summaries. Our multi-task learning model variant leverages rhetorical role identification as an auxiliary task to further improve the summarizer. We perform extensive experiments on datasets containing legal decisions from the US Board of Veterans' Appeals and conduct quantitative and expert-ranked evaluations of our models. Our results show that the proposed approaches can achieve ROUGE scores vis-à-vis expert extracted summaries that match those achieved by inter-annotator comparison.

findings / work in progress

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Data-to-text generation is challenging due to the great variety of the input data in terms of domains (e.g., finance vs sports) or schemata (e.g., diverse predicates). Recent end-to-end neural methods thus require substantial training examples to learn to disambiguate and describe the data. Yet, real-world data-to-text problems often suffer from various data-scarce issues: one may have access to only a handful of or no training examples, and/or have to rely on examples in a different domain or schema. To fill this gap, we propose Any-Shot Data-to-Text (ASDOT), a new approach flexibly applicable to diverse settings by making efficient use of any given (or no) examples. ASDOT consists of two steps, data disambiguation and sentence fusion, both of which are amenable to be solved with off-the-shelf pretrained language models (LMs) with optional finetuning. In the data disambiguation stage, we employ the prompted GPT-3 model to understand possibly ambiguous triples from the input data and convert each into a short sentence with reduced ambiguity. The sentence fusion stage then uses an LM like T5 to fuse all the resulting sentences into a coherent paragraph as the final description. We evaluate extensively on various datasets in different scenarios, including the zero-/few-/full-shot settings, and generalization to unseen predicates and out-of-domain data. Experimental results show that ASDOT consistently achieves significant improvement over baselines, e.g., a 30.81 BLEU gain on the DART dataset under the zero-shot setting.

ASDOT: Any-Shot Data-to-Text Generation with Pretrained Language Models

Adopting contextually appropriate, audience-tailored linguistic styles is critical to the success of user-centric language generation systems (e.g., chatbots, computer-aided writing, dialog systems). While existing approaches demonstrate text style transfer (TST) with large volumes of parallel or non-parallel data, we argue that grounding style on audience-independent external factors is innately limiting for two reasons. First, it is difficult to collect large volumes of audience-specific stylistic data. Second, some stylistic objectives (e.g., persuasiveness, memorability, empathy) are hard to define without audience feedback. 

In this paper, we propose the novel task of style infusion - infusing the stylistic preferences of audiences in pretrained language generation models. Since humans are better at pairwise comparisons than direct scoring - i.e., is Sample-A more persuasive/polite/empathic than Sample-B - we leverage limited pairwise human judgments to bootstrap a style analysis model and augment our seed set of judgments. We then infuse the learned textual style in a GPT-2 based text generator while balancing fluency and style adoption. With quantitative and qualitative assessments, we show that our infusion approach can generate compelling stylized examples with generic text prompts. We make the anonymized code and data accessible.

Audience-Centric Natural Language Generation via Style Infusion

Financial prediction is complex due to the stochastic nature of the stock market. Semi-structured financial documents present comprehensive financial data in tabular formats, such as earnings, profit-loss statements, and balance sheets, and can often contain rich technical analysis along with a textual discussion of corporate history, and management analysis, compliance, and risks. Existing research focuses on the textual and audio modalities of financial disclosures from company conference calls to forecast stock volatility and price movement, but ignores the rich tabular data available in financial reports. Moreover, the economic realm is still plagued with a severe under-representation of various communities spanning diverse demographics, gender, and native speakers. In this work, we show that combining tabular data from financial semi-structured documents with text transcripts and audio recordings not only improves stock volatility and price movement prediction by 5-12% but also reduces gender bias caused due to audio-based neural networks by over 30%.

DocFin: Multimodal Financial Prediction and Bias Mitigation using Semi-structured Documents

Pre-trained speech Transformers have facilitated great success across various speech processing tasks. However, fine-tuning these encoders for downstream tasks require sufficiently large training data to converge or to achieve state-of-the-art. In text domain this has been partly attributed to sub-optimality of the representation space in pre-trained Transformers. In this work, we take a sober look into pre-trained speech encoders and rewire their representation space without requiring any task-specific labels. Our method utilises neutrally synthesised version of audio inputs along with frame masking to construct positive pairs for contrastive self-supervised learning. When used for augmenting the wav2vec 2 encoder, we observe consistent improvement of isotropy in the representation space. Our experiments on 6 speech processing tasks, exhibit a significant convergence speedup during task fine-tuning as well as consistent task improvement, specially in low-resource settings.

Self-supervised Rewiring of Pre-trained Speech Encoders: \\Towards Faster Fine-tuning with Less Labels in Speech Processing

Pre-trained speech Transformers in speech translation (ST) have facilitated state-of-the-art (SotA) results; yet, using such encoders is computationally expensive. To improve this, we present a novel Reducer Adaptor block, RedApt, that could be seamlessly integrated within any Transformer-based speech encoding architecture. Integrating the pretrained wav2vec 2 speech encoder with RedAptbrings 41% speedup, 33% memory reduction with 24% fewer FLOPs at inference. To our positive surprise, our ST model with RedApt outperforms the SotA architecture by an average of 0.68 BLEU score on 8 language pairs from Must-C.

RedApt: An Adaptor for wav2vec 2 Encoding \\ Faster and Smaller Speech Translation without Quality Compromise

Neural Machine Translation systems built on top of Transformer-based architectures are routinely improving the state-of-the-art in translation quality according to word-overlap metrics. However, a growing number of studies also highlight the inherent gender bias that these models incorporate during training, which reflects poorly in their translations. In this work, we investigate whether these models can be instructed to fix their bias during inference using targeted, guided instructions as contexts. By translating relevant contextual sentences during inference along with the input, we observe large improvements in reducing the gender bias in translations, across three popular test suites (WinoMT, BUG, SimpleGen). We further propose a novel metric to assess several large pre-trained models (OPUS-MT, M2M-100) on their sensitivity towards using contexts during translation to correct their biases. Our approach requires no fine-tuning, and thus can be used easily in production systems to de-bias translations from stereotypical gender-occupation bias. We hope our method, along with our metric, can be used to build better, bias-free translation systems.

How sensitive are translation systems to extra contexts? Mitigating gender bias in Neural Machine Translation models through relevant contexts.

Automatic document summarization aims to produce a concise summary covering the input document's salient information. Within a report document, the salient information can be scattered in the textual and non-textual content. However, existing document summarization datasets and methods usually focus on the text and filter out the non-textual content. Missing tabular data can limit produced summaries' informativeness, especially when summaries require covering quantitative descriptions of critical metrics in tables. Existing datasets and methods cannot meet the requirements of summarizing long text and multiple tables in each report. To deal with the scarcity of available data, we propose FINDSum, the first large-scale dataset for long text and multi-table summarization. Built on 21,125 annual reports from 3,794 companies, it has two subsets for summarizing each company's results of operations and liquidity. To summarize the long text and dozens of tables in each report, we present three types of summarization methods. Besides, we propose a set of evaluation metrics to assess the usage of numerical information in produced summaries. Dataset analyses and experimental results indicate the importance of jointly considering input textual and tabular data when summarizing report documents.

Long Text and Multi-Table Summarization: Dataset and Method

Text ranking plays a key role in providing content that best answers user queries. It is usually divided into two sub-tasks to perform efficient information retrieval given a query: text retrieval and text re-ranking. Recent research on pretrained language models (PLM) has demonstrated efficiency and gain on both sub-tasks. However, while existing methods have benefited from pre-trained language models and achieved high recall rates on passage retrieval, the ranking performance still demands further improvement. In this paper, we propose MatRank, which learns to re-rank the text retrieved for a given query by learning to predict the most relevant passage based on a latent preference matrix. Specifically, MatRank uses a PLM to generate an asymmetric latent matrix of relative preference scores between all pairs of retrieved passages. Then, the latent matrix is aggregated row-wise and column-wise to obtain global preferences and predictions of the most relevant passage in two of these directions, respectively. We conduct extensive experiments on MS MACRO, WikiAQ, and SemEval datasets. Experimental results show that MatRank has achieved new state-of-the-art results on these datasets, outperforming all prior methods on ranking performance metrics.

MatRank: Text Re-ranking by Latent Preference Matrix

Recent progress regarding the use of language models (LMs) as knowledge bases (KBs) has shown that language models can act as structured knowledge bases for storing relational facts. However, most existing works only considered the LM-as-KB paradigm in a static setting, which ignores the analysis of temporal dynamics of world knowledge. Furthermore, a basic function of KBs, i.e., the ability to store conflicting information (i.e., 1-N, N-1, and N-M relations), is underexplored. In this paper, we formulate two practical requirements for treating LMs as temporal KBs: (i) The capacity to store temporally-scoped knowledge that contains conflicting information and (ii) the ability to use stored knowledge for temporally-scoped knowledge queries. We introduce a new dataset called LAMA-TK which is aimed at probing temporally-scoped knowledge, and investigate the two above requirements to explore the LM-as-KB paradigm in the temporal domain. On the one hand, experiments show that LMs can memorize millions of temporally-scoped facts with relatively high accuracy and transfer stored knowledge to temporal knowledge queries, thereby expanding the LM-as-KB paradigm to the temporal domain. On the other hand, we show that memorizing conflicting information, which has been neglected by previous works, is still challenging for LMs and hinders the memorization of other unrelated one-to-one relationships.

Can Language Models Serve as Temporal Knowledge Bases?

Are Large Pre-Trained Language Models Leaking Your Personal Information? In this paper, we analyze whether Pre-Trained Language Models (PLMs) are prone to leaking personal information. Specifically, we query PLMs for email addresses with contexts of the email address or prompts containing the owner's name. We find that PLMs do leak personal information due to memorization. However, since the models are weak at association, the risk of specific personal information being extracted by attackers is low. We hope this work could help the community to better understand the privacy risk of PLMs and bring new insights to make PLMs safe.

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