Dominican Republic

Despite showing increasingly human-like conversational abilities, state-of-the-art dialogue models often suffer from factual incorrectness and hallucination of knowledge (Roller et al., 2020). In this work we explore the use of neural-retrieval-in-the-loop architectures - recently shown to be effective in open-domain QA (Lewis et al., 2020b; Izacard and Grave, 2020) - for knowledge-grounded dialogue, a task that is arguably more challenging as it requires querying based on complex multi-turn dialogue context and generating conversationally coherent responses. We study various types of architectures with multiple components - retrievers, rankers, and encoder-decoders - with the goal of maximizing knowledgeability while retaining conversational ability. We demonstrate that our best models obtain state-of-the-art performance on two knowledge-grounded conversational tasks. The models exhibit open-domain conversational capabilities, generalize effectively to scenarios not within the training data, and, as verified by human evaluations, substantially reduce the well-known problem of knowledge hallucination in state-of-the-art chatbots.

EMNLP 2021

Retrieval Augmentation Reduces Hallucination in Conversation

EMNLP 2021 is planned to be a hybrid event in Punta Cana, Dominican Republic, with both on-site and fully virtual participation possible. The experience for on-site participants would closely approximate a normal pre-COVID *ACL conference, with 5-6 thematically organized parallel sessions and live Q/A and interactive discussion immediately after the talks. Presentations by virtual participants will be equitably interleaved with those of on-site participants, projected on the auditorium screens as if on-site, and also followed immediately by live Q/A and interactive discussion at a time during reasonable waking hours for the virtual presenter. For all participants, on-site and virtual, who are unable to attend a session due to either time-zone issues or because they are participating in another session live, talk recordings and slides will be available online at a minimum after the live presentation (and in many cases before as well), and questions may be submitted in advance on session-specific discussion boards and answered live in session with the usual visual aids if desired.

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EMNLP 2021 is planned to be a hybrid event in Punta Cana, Dominican Republic, with both on-site and fully virtual participation possible.

technical paper

Existing conversational systems are mostly agent-centric, which assumes the user utterances will closely follow the system ontology. However, in real-world scenarios, it is highly desirable that users can speak freely and naturally. In this work, we attempt to build a user-centric dialogue system for conversational recommendation. As there is no clean mapping for a user's free form utterance to an ontology, we first model the user preferences as estimated distributions over the system ontology and map the user's utterances to such distributions. Learning such a mapping poses new challenges on reasoning over various types of knowledge, ranging from factoid knowledge, commonsense knowledge to the users' own situations. To this end, we build a new dataset named NUANCED that focuses on such realistic settings, with 5.1k dialogues, 26k turns of high-quality user responses. 
We conduct experiments, showing both the usefulness and challenges of our problem setting.
We believe NUANCED can serve as a valuable resource to push existing research from the agent-centric system to the user-centric system. The code and data are publicly available.

NUANCED: Natural Utterance Annotation for Nuanced Conversation with Estimated Distributions

Humans use commonsense reasoning (CSR) implicitly to produce natural and coherent responses in conversations. Aiming to close the gap between current response generation (RG) models and human communication abilities, we want to understand why RG models respond as they do by probing RG model's understanding of commonsense reasoning that elicits proper responses. We formalize the problem by framing commonsense as a latent variable in the RG task and using explanations for responses as textual form of commonsense. We collect 6k annotated explanations justifying responses from four dialogue datasets and ask humans to verify them and propose two probing settings to evaluate RG models' CSR capabilities. Probing results show that models fail to capture the logical relations between commonsense explanations and responses and fine-tuning on in-domain data and increasing model sizes do not lead to understanding of CSR for RG. We hope our study motivates more research in making RG models emulate the human reasoning process in pursuit of smooth human-AI communication.

Probing Commonsense Explanation in Dialogue Response Generation

Training implicit discourse relation classifiers suffers from data sparsity. Variational AutoEncoder (VAE) appears to be the proper solution. It is because ideally VAE is capable of generating inexhaustible varying samples, and this facilitates selective data augmentation. However, our experiments show that coupling VAE with the RoBERTa-based classifier results in severe performance degradation. We ascribe the unusual phenomenon to erroneous sampling that would happen when VAE pursued variations. To overcome the problem, we develop a re-anchoring strategy, where Conditional VAE (CVAE) is used for estimating the risk of erroneous sampling, and meanwhile migrating the anchor to reduce the risk. The test results on PDTB v2.0 illustrate that, compared to the RoBERTa-based baseline, re-anchoring yields substantial improvements. Besides, we observe that re-anchoring can cooperate with other auxiliary strategies (transfer learning and interactive attention mechanism) to further improve the baseline, obtaining the F-scores of about 55\%, 63\%, 80\% and 44\% for the four main relation types (Comparison, Contingency, Expansion, Temporality) in the binary classification (Yes/No) scenario.

CVAE-based Re-anchoring for Implicit Discourse Relation Classification

Most previous studies on information status (IS) classification and bridging anaphora recognition assume that the gold mention or syntactic tree information is given (Hou et al., 2013; Roesiger et al., 2018; Hou, 2020; Yu and Poesio, 2020). In this paper, we propose an end-to-end neural approach for information status classification. Our approach consists of a mention extraction component and an information status assignment component. During the inference time, our system takes a raw text as the input and generates mentions together with their information status. On the ISNotes corpus (Markert et al., 2012), we show that our information status assignment component achieves new state-of-the-art results on fine-grained IS classification based on gold mentions. Furthermore, our system performs significantly better than other baselines for both mention extraction and fine-grained IS classification in the end-to-end setting. Finally, we apply our system on BASHI (Roesiger, 2018) and SciCorp (Roesiger, 2016) to recognize referential bridging anaphora. We find that our end-to-end system trained on ISNotes achieves competitive results on bridging anaphora recognition compared to the previous state-of-the-art system that relies on syntactic information and is trained on the in-domain datasets (Yu and Poesio, 2020).

End-to-end Neural Information Status Classification

We introduce Classification with Alternating Normalization (CAN), a non-parametric post-processing step for classification. CAN improves classification accuracy for challenging examples by re-adjusting their predicted class probability distribution using the predicted class distributions of high-confidence validation examples. CAN is easily applicable to any probabilistic classifier, with minimal computation overhead. We analyze the properties of CAN using simulated experiments, and empirically demonstrate its effectiveness across a diverse set of classification tasks.

When in Doubt: Improving Classification Performance with Alternating Normalization

Extractive summarization has been the mainstay of automatic summarization for decades. Despite all the progress, extractive summarizers still suffer from shortcomings including coreference issues arising from extracting sentences away from their original context in the source document. This affects the coherence and readability of extractive summaries. In this work, we propose a lightweight post-editing step for extractive summaries that centers around a single linguistic decision: the definiteness of noun phrases. We conduct human evaluation studies that show that human expert judges substantially prefer the output of our proposed system over the original summaries. Moreover, based on an automatic evaluation study, we provide evidence for our system's ability to generate linguistic decisions that lead to improved extractive summaries. We also draw insights about how the automatic system is exploiting some local cues related to the writing style of the main article texts or summary texts to make the decisions, rather than reasoning about the contexts pragmatically.

Post-Editing Extractive Summaries by Definiteness Prediction

Natural language processing systems such as dialogue agents should be able to reason about other people's beliefs, intentions and desires. This capability, called theory of mind (ToM), is crucial, as it allows a model to predict and interpret the needs of users based on their mental states. A recent line of research evaluates the ToM capability of existing memory-augmented neural models through question-answering. These models perform poorly on false belief tasks where beliefs differ from reality, especially when the dataset contains distracting sentences. In this paper, we propose a new temporally informed approach for improving the ToM capability of memory-augmented neural models. Our model incorporates priors about the entities' minds and tracks their mental states as they evolve over time through an extended passage. It then responds to queries through textual time travel--i.e., by accessing the stored memory of an earlier time step. We evaluate our model on ToM datasets and find that this approach improves performance, particularly by correcting the predicted mental states to match the false belief.

Textual Time Travel: A Temporally Informed Approach to Theory of Mind

Latent Dirichlet allocation (LDA), a widely used topic model, is often employed as a fundamental tool for text analysis in various applications. However, the training process of the LDA model typically requires massive text corpus data. On one hand, such massive data may expose private information in the training data, thereby incurring significant privacy concerns. On the other hand, the efficiency of the LDA model training may be impacted, since LDA training often needs to handle these massive text corpus data. To address the privacy issues in LDA model training, some recent works have combined LDA training algorithms that are based on collapsed Gibbs sampling (CGS) with differential privacy. Nevertheless, these works usually have a high accumulative privacy budget due to vast iterations in CGS. Moreover, these works always have low efficiency due to handling massive text corpus data. To improve the privacy guarantee and efficiency, we combine a subsampling method with CGS and propose a novel LDA training algorithm with differential privacy, SUB-LDA. We find that subsampling in CGS naturally improves efficiency while amplifying privacy. We propose a novel metric, the efficiency--privacy function, to evaluate improvements of the privacy guarantee and efficiency. Based on a conventional subsampling method, we propose an adaptive subsampling method to improve the model's utility produced by SUB-LDA when the subsampling ratio is small. We provide a comprehensive analysis of SUB-LDA, and the experiment results validate its efficiency and privacy guarantee improvements.

Improving Privacy Guarantee and Efficiency of Latent Dirichlet Allocation Model Training Under Differential Privacy

Dynamic early exiting aims to accelerate the inference of pre-trained language models (PLMs) by emitting predictions in internal layers without passing through the entire model.
In this paper, we empirically analyze the working mechanism of dynamic early exiting and find that it faces a performance bottleneck under high speed-up ratios. 
On one hand, the PLMs' representations in shallow layers lack high-level semantic information and thus are not sufficient for accurate predictions. 
On the other hand, the exiting decisions made by internal classifiers are unreliable, leading to wrongly emitted early predictions.
We instead propose a new framework for accelerating the inference of PLMs, CascadeBERT, which dynamically selects proper-sized and complete models in a cascading manner, providing comprehensive representations for predictions. 
We further devise a difficulty-aware objective, encouraging the model to output the class probability that reflects the real difficulty of each instance for a more reliable cascading mechanism.
Experimental results show that CascadeBERT can achieve an overall 15% improvement under 4x speed-up compared with existing dynamic early exiting methods on six classification tasks, yielding more calibrated and accurate predictions.

{C}ascade{BERT}: Accelerating Inference of Pre-trained Language Models via Calibrated Complete Models Cascade

Knowledge Distillation (KD) is a model compression algorithm that helps transfer the knowledge in a large neural network into a smaller one. Even though KD has shown promise on a wide range of Natural Language Processing (NLP) applications, little is understood about how one KD algorithm compares to another and whether these approaches can be complimentary to each other.
In this work, we evaluate various KD algorithms on in-domain, out-of-domain and adversarial testing. We propose a framework to assess adversarial robustness of multiple KD algorithms. Moreover, we introduce a new KD algorithm, Combined-KD, which takes advantage of two promising approaches (better training scheme and more efficient data augmentation). Our extensive experimental results show that Combined-KD achieves state-of-the-art results on the GLUE benchmark, out-of-domain generalization, and adversarial robustness compared to competitive methods.

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NUANCED: Natural Utterance Annotation for Nuanced Conversation with Estimated Distributions

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Retrieval Augmentation Reduces Hallucination in Conversation

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