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Recent work has found that large language models with retrieval-augmented generation are easily influenced by the order of retrieved documents in the context. However, the lack of in-depth analysis limits the practical exploitation of this phenomenon for improved prompt engineering. In this study, we show that likelihoods can be an effective gauge for language model performance. Through experiments on two question-answering datasets with a variety of state-of-the-art language models, we reveal the correlation between answer accuracy and the likelihood of the question at both the corpus level and the instance level. In addition, we find that question likelihood can also indicate the position of the task-relevant information in the context. Based on these findings, we propose two methods that use question likelihood as a gauge for selecting and constructing prompts that lead to better performance. We demonstrate their effectiveness with experiments. In addition, our likelihood-based methods are efficient, as they only need to compute the likelihood of the input, requiring much fewer language model passes than heuristic prompt engineering methods that require generating responses. Our analysis deepens our understanding of how input prompts affect model performance and provides a promising direction for efficient prompt optimization.

NAACL 2025

Pointwise Mutual Information as a Performance Gauge for Retrieval-Augmented Generation

prompting

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ACL 2024

The 62nd Annual Meeting of the Association for Computational Linguistics (ACL 2024) will take place in Bangkok, Thailand from August 11th to 16th, 2024. More information will be announced soon.

poster

### Welcome to 2025 Annual Conference of the Nations of the Americas Chapter of the Association for Computational Linguistics

Welcome to the 2025 meeting of the Nations of the Americas Chapter of the Association for Computational Linguistics! I am proud to help organize the first NAACL conference to carry the new name of our organization, one that emphasizes inclusion for all of the Americas. I am also pleased to welcome you to Albuquerque, New Mexico, a state whose unique blend of cultural influences will make for an excellent backdrop for NAACL 2025, especially with this year’s special theme on NLP in a Multicultural World. 
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*- Colin Cherry, Google, NAACL 2025 General Chair* 

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Welcome to 2025 Annual Conference of the Nations of the Americas Chapter of the Association for Computational Linguistics

The recent success of specialized Large Language Models (LLMs) in domains such as mathematical reasoning and coding has led to growing interest in methods for merging these expert LLMs into a unified Mixture-of-Experts (MoE) model, with the goal of enhancing performance in each domain while retaining effectiveness on general tasks. However, effective merging of expert models remains an open challenge, especially for models with highly divergent weight parameters or different architectures. State-of-the-art MoE merging methods only work with homogeneous model architectures and rely on simple unweighted averaging to merge expert layers, which does not address parameter interference and requires extensive fine-tuning of the merged MoE to restore performance. To address these limitations, this paper introduces new MoE merging techniques, including strategies to mitigate parameter interference, routing heuristics to reduce the need for MoE fine-tuning, and a novel method for merging experts with different architectures. Extensive experiments across multiple domains demonstrate the effectiveness of our proposed methods, reducing fine-tuning costs, improving performance over state-of-the-art methods, and expanding the applicability of MoE merging.

MergeME: Model Merging Techniques for Homogeneous and Heterogeneous MoEs

We introduce thoughts of words (ToW), a novel training-time data-augmentation method for next-word prediction. ToW views next-word prediction as a core reasoning task and injects fine-grained thoughts explaining what the next word should be and how it is related to the previous contexts in pre-training texts. Our formulation addresses two fundamental drawbacks of existing next-word prediction learning schemes: they induce factual hallucination and are inefficient for models to learn the implicit reasoning processes in raw texts. While there are many ways to acquire such thoughts of words, we explore the first step of acquiring ToW annotations through distilling from larger models. After continual pre-training with only 70K ToW annotations, we effectively improve models' reasoning performances by 7% to 9% on average and reduce model hallucination by up to 10%. At the same time, ToW is entirely agnostic to tasks and applications, introducing no additional biases on labels or semantics.

ToW: Thoughts of Words Improve Reasoning in Large Language Models

Large Language Models (LLMs) have emerged as a dominant approach for a wide range of NLP tasks, with their access to external information further enhancing their capabilities. However, this introduces new vulnerabilities, known as prompt injection attacks, where external content embeds malicious instructions that manipulate the LLM’s output. Recently, the Base64 defense has been recognized as one of the most effective methods for reducing success rate of prompt injection attacks. Despite its efficacy, this method can degrade LLM performance on certain NLP tasks. To address this challenge, we propose a novel defense mechanism: mixture of encodings, which utilizes multiple character encodings, including Base64. Extensive experimental results show that our method achieves one of the lowest attack success rates under prompt injection attacks, while maintaining high performance across all NLP tasks, outperforming existing character encoding-based defense methods. This underscores the effectiveness of our mixture of encodings strategy for both safety and task performance metrics.

Defense against Prompt Injection Attacks via Mixture of Encodings

Pretrained on massive amounts of code and text data, large language models (LLMs) have demonstrated remarkable achievements in performing code generation tasks. With additional execution-based feedback, these models can act as agents with capabilities to self-refine and improve generated code autonomously. However, on challenging coding tasks with extremely large search space, current agentic approaches still struggle with multi-stage planning, generating, and debugging. To address this problem, we propose CodeTree, a framework for LLM agents to efficiently explore the search space in different stages of the code generation process. Specifically, we adopted a unified tree structure to explicitly explore different coding strategies, generate corresponding coding solutions, and subsequently refine the solutions. In each stage, critical decision-making (ranking, termination, expanding) of the exploration process is guided by both the environmental execution-based feedback and LLM-agent-generated feedback. We comprehensively evaluated CodeTree on 7 code generation benchmarks and demonstrated the significant performance gains of CodeTree against strong baselines. Using GPT-4o as the base model, we consistently achieved top results of 95.1% on HumanEval, 98.7% on MBPP, and 43.0% on CodeContests. On the challenging SWEBench benchmark, our approach led to significant performance gains, achieving a 31.9% solving rate.

CodeTree: Agent-guided Tree Search for Code Generation with Large Language Models

Efforts to ensure the safety of large language models (LLMs) include safety fine-tuning, evaluation, and red teaming. However, despite the widespread use of the Retrieval-Augmented Generation (RAG) framework, AI safety work focuses on standard LLMs, which means we know little about how RAG use cases change a model's safety profile. We conduct a detailed comparative analysis of RAG and non-RAG frameworks with eleven LLMs. We find that RAG can make models less safe and change their safety profile. We explore the causes of this change and find that even combinations of safe models with safe documents can cause unsafe generations. In addition, we evaluate some existing red teaming methods for RAG settings and show that they are less effective than when used for non-RAG settings. Our work highlights the need for safety research and red-teaming methods specifically tailored for RAG LLMs.

RAG LLMs are Not Safer: A Safety Analysis of Retrieval-Augmented Generation for Large Language Models

The alignment process changes several properties of a large language model's (LLM's) output distribution. We analyze two aspects of post-alignment distributional shift of LLM responses. First, we re-examine previously reported reductions in response diversity post-alignment. Our analysis suggests that an apparent drop in the diversity of responses is largely explained by quality control and information aggregation. Alignment suppresses irrelevant and unhelpful content while shifting the output distribution toward longer responses that cover information spanning several responses from the base LLM, essentially presenting diverse information in a single response. Finding little evidence that alignment suppresses useful information, it is natural to ask the opposite question: do aligned models surface information that cannot be recovered from base models? Our second investigation shows this is not the case and the behavior of aligned models is recoverable from base models without fine-tuning. A combination of in-context examples and lower-resolution semantic hints about response content can elicit responses from base LLMs that are as similar to alignment-tuned LLM responses as alignment-tuned LLM responses are to each other. Taken together, these results indicate that current alignment techniques capture but do not extend the useful subset of assistant-like base LLM behavior, providing further evidence for the Superficial Alignment Hypothesis. They also show that in-context alignment can go surprisingly far as a strategy for imitating aligned LLMs without fine-tuning. Our code and data is available at [github.com/thomlake/investigating-alignment](https://github.com/thomlake/investigating-alignment).

From Distributional to Overton Pluralism: Investigating Large Language Model Alignment

Large language models (LLMs) are susceptible to persuasion, which can pose risks when models are faced with an adversarial interlocutor. We take a first step towards defending models against persuasion while also arguing that defense against adversarial (i.e. *negative*) persuasion is only half of the equation: models should also be able to accept beneficial (i.e. *positive*) persuasion to improve their answers. We show that optimizing models for only one side results in poor performance on the other. In order to balance positive and negative persuasion, we introduce **P**ersuasion-**B**alanced **T**raining (or **PBT**), which leverages multi-agent recursive dialogue trees to create data and trains models via preference optimization to accept persuasion *when appropriate*. PBT allows us to use data generated from dialogues between smaller 7-8B models for training much larger 70B models. Moreover, PBT consistently improves resistance to misinformation and resilience to being challenged while also resulting in the best overall performance on holistic data containing both positive and negative persuasion. Crucially, we show that PBT models are better teammates in multi-agent debates across two domains (trivia and commonsense QA). We find that without PBT, pairs of stronger and weaker models have unstable performance, with the order in which the models present their answers determining whether the team obtains the stronger or weaker model's performance. PBT leads to better and more stable results and less order dependence, with the stronger model consistently pulling the weaker one up.

Teaching Models to Balance Resisting and Accepting Persuasion

Reverse thinking plays a crucial role in human reasoning. Humans can reason not only from a problem to a solution but also in reverse, i.e., start from the solution and reason towards the problem. This often enhances overall reasoning performance as it enables consistency checks between their forward and backward thinking. To enable Large Language Models (LLMs) to perform reverse thinking, we introduce Reverse-Enhanced Thinking (RevThink), a framework composed of data augmentation and learning objectives. In RevThink, we augment the dataset by collecting structured forward-backward reasoning from a teacher model, consisting of: (1) the original question, (2) forward reasoning, (3) backward question, and (4) backward reasoning. We then employ three objectives to train a smaller student model in a multi-task learning fashion: (a) generate forward reasoning from a question, (b) generate a backward question from a question, and (c) generate backward reasoning from the backward question. Experiments across 12 datasets covering commonsense, math, and logical reasoning show an average 13.53% improvement over the student model's zero-shot performance and a 6.84% improvement over the strongest knowledge distillation baselines. Moreover, our method demonstrates sample efficiency -- using only 10% of the correct forward reasoning from the training data, it outperforms a standard fine-tuning method trained on 10x more forward reasoning. RevThink also exhibits strong generalization to out-of-distribution held-out datasets.

Reverse Thinking Makes LLMs Stronger Reasoners

Large Language Models (LLMs), exemplified by Claude and LLama, have exhibited impressive proficiency in tackling a myriad of Natural Language Processing (NLP) tasks. Yet, in pursuit of the ambitious goal of attaining Artificial General Intelligence (AGI), there remains ample room for enhancing LLM capabilities. Chief among these is the pressing need to bolster long-context comprehension. Numerous real-world scenarios demand LLMs to adeptly reason across extended contexts, such as multi-turn dialogues or agent workflow. Hence, recent advancements have been dedicated to stretching the upper bounds of long-context comprehension, with models like Claude 3 accommodating up to 200k tokens, employing various techniques to achieve this feat. Aligned with this progression, we propose a leaderboard LongLeader that seeks to comprehensively assess different long-context comprehension abilities of diverse LLMs and context length extension strategies across meticulously selected benchmarks. Specifically, we aim to address the following questions: 1) Do LLMs genuinely deliver the long-context proficiency they purport? 2) Which benchmarks offer reliable metrics for evaluating long-context comprehension? 3) What technical strategies prove effective in extending the understanding of longer contexts? We streamline the evaluation process for LLMs on the benchmarks, offering open-source access to the benchmarks and maintaining a dedicated website for leaderboards. We will continuously curate new datasets and update models to the leaderboards.

LongLeader: A Comprehensive Leaderboard for Large Language Models in Long-context Scenarios

Reward modeling is crucial for aligning large language models (LLMs) with human preferences, especially in reinforcement learning from human feedback (RLHF). However, current reward models mainly produce scalar scores and struggle to incorporate critiques in a natural language format. We hypothesize that predicting both critiques and the scalar reward would improve reward modeling ability. Motivated by this, we propose Critic-RM, a framework that improves reward models using self-generated critiques without extra supervision. Critic-RM employs a two-stage process: generating and filtering high-quality critiques, followed by joint fine-tuning on reward prediction and critique generation. Experiments across benchmarks show that Critic-RM improves reward modeling accuracy by 3.7%-7.3% compared to standard reward models and LLM judges, demonstrating strong performance and data efficiency. Additional studies further validate the effectiveness of the generated critiques.

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MergeME: Model Merging Techniques for Homogeneous and Heterogeneous MoEs

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