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One widely-cited barrier to the adoption of LLMs as proxies for humans in subjective tasks is their sensitivity to prompt wordingbut interestingly, humans also display sensitivities to instruction changes in the form of response biases. We investigate the extent to which LLMs reflect human response biases, if at all. We look to survey design, where human response biases caused by changes in the wordings of prompts&#39;&quot; have been extensively explored in social psychology literature. Drawing from these works, we design a dataset and framework to evaluate whether LLMs exhibit human-like response biases in survey questionnaires. Our comprehensive evaluation of nine models shows that popular open and commercial LLMs generally fail to reflect human-like behavior, particularly in models that have undergone RLHF. Furthermore, even if a model shows a significant change in the same direction as humans, we find that they are sensitive to perturbations that do not elicit significant changes in humans. These results highlight the pitfalls of using LLMs as human proxies, and underscore the need for finer-grained characterizations of model behavior.

EMNLP 2024

Do LLMs Exhibit Human-like Response Biases? A Case Study in Survey Design

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One widely-cited barrier to the adoption of LLMs as proxies for humans in subjective tasks is their sensitivity to prompt wordingbut interestingly, humans also display sensitivities to instruction changes in the form of response biases. We investigate the extent to which LLMs reflect human response biases, if at all. We look to survey design, where human response biases caused by changes in the wordings of prompts'" have been extensively explored in social psychology literature. Drawing from these works, we design a dataset and framework to evaluate whether LLMs exhibit human-like response biases in survey questionnaires. Our comprehensive evaluation of nine models shows that popular open and commercial LLMs generally fail to reflect human-like behavior, particularly in models that have undergone RLHF. Furthermore, even if a model shows a significant change in the same direction as humans, we find that they are sensitive to perturbations that do not elicit significant changes in humans. These results highlight the pitfalls of using LLMs as human proxies, and underscore the need for finer-grained characterizations of model behavior.

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Are LLMs cultural technologies like photocopiers or printing presses, which transmit information but cannot create new content? A challenge for this idea, which we call bibliotechnism, is that LLMs generate novel text. We begin with a defense of bibliotechnism, showing how even novel text may inherit its meaning from original human-generated text. We then argue that bibliotechnism faces an independent challenge from examples in which LLMs generate novel reference, using new names to refer to new entities. Such examples could be explained if LLMs were not cultural technologies but had beliefs, desires, and intentions. According to interpretationism in the philosophy of mind, a system has such attitudes if and only if its behavior is well explained by the hypothesis that it does. Interpretationists may hold that LLMs have attitudes, and thus have a simple solution to the novel reference problem. We emphasize, however, that interpretationism is compatible with very simple creatures having attitudes and differs sharply from views that presuppose these attitudes require consciousness, sentience, or intelligence (topics about which we make no claims).

Are Language Models More Like Libraries or Like Librarians? Bibliotechnism, the Novel Reference Problem, and the Attitudes of LLMs

We propose a method for unsupervised abstractive opinion summarization, that combines the attributability and scalability of extractive approaches with the coherence and fluency of Large Language Models (LLMs). Our method, HIRO, learns an index structure that maps sentences to a path through a semantically organized discrete hierarchy. At inference time, we populate the index and use it to identify and retrieve clusters of sentences containing popular opinions from input reviews. Then, we use a pretrained LLM to generate a readable summary that is grounded in these extracted evidential clusters. The modularity of our approach allows us to evaluate its efficacy at each stage. We show that HIRO learns an encoding space that is more semantically structured than prior work, and generates summaries that are more representative of the opinions in the input reviews. Human evaluation confirms that HIRO generates more coherent, detailed and accurate summaries that are significantly preferred by annotators compared to prior work.

Hierarchical Indexing for Retrieval-Augmented Opinion Summarization

Humans appear to have a critical period (CP) for language acquisition: Second language (L2) acquisition becomes harder after early childhood, and ceasing exposure to a first language (L1) after this period (but not before) typically does not lead to substantial loss of L1 proficiency. It is unknown whether these CP effects result from innately determined brain maturation or as a stabilization of neural connections naturally induced by experience. In this study, we use language models (LMs) to test the extent to which these phenomena are peculiar to humans, or shared by a broader class of language learners. We vary the age of exposure by training LMs on language pairs in various experimental conditions, and find that LMs, which lack any direct analog to innate maturational stages, do not show CP effects when the age of exposure of L2 is delayed. Our results contradict the claim that CP effects are an inevitable result of statistical learning, and they are consistent with an innate mechanism for CP effects. We show that we can reverse-engineer the CP by introducing a regularizer partway through training to simulate a maturational decrease in plasticity. All in all, our results suggest that L1 learning on its own may not be enough to induce a CP, and additional engineering is necessary to make language models more cognitively plausible.

Investigating Critical Period Effects in Language Acquisition through Neural Language Models

Large Language Models (LLMs) excel at understanding the semantic relationships between queries and documents, even with lengthy and complex long-tail queries. These queries are challenging for feedback-based rankings due to sparse user engagement and limited feedback, making LLMs' ranking ability highly valuable. However, the large size and slow inference of LLMs necessitate the development of smaller, more efficient models (sLLMs). Recently, integrating ranking label generation into distillation techniques has become crucial, but existing methods underutilize LLMs' capabilities and are cumbersome. Our research, RRADistill: Re-Ranking Ability Distillation, propose an efficient label generation pipeline and novel sLLM training methods for both encoder and decoder models. We introduce an encoder-based method using a Term Control Layer to capture term matching signals and a decoder-based model with a ranking layer for enhanced understanding. A/B testing on a Korean-based search platform, validates the effectiveness of our approach in improving re-ranking for long-tail queries.

RRADistill: Distilling LLMs' Passage Ranking Ability for Long-Tail Queries Document Re-Ranking on a Search Engine

Automated claim verification plays an essential role in fostering trust in the digital space. Despite the growing interest, the verification of temporal claims has not received much attention in the community. Temporal claim verification brings new challenges where cues of the temporal information need to be extracted, and temporal reasoning involving various temporal aspects of the text must be applied. In this work, we describe an end-to-end solution for temporal claim verification that considers the temporal information in claims to obtain relevant evidence sentences and harnesses the power of a large language model for temporal reasoning. We curate two datasets comprising a diverse range of temporal claims to learn time-sensitive representations that encapsulate not only the semantic relationships among the events, but also their chronological proximity. Experiment results demonstrate that the proposed approach significantly enhances the accuracy of temporal claim verification, thereby advancing current state-of-the-art in automated claim verification.

Time Matters: An End-to-End Solution for Temporal Claim Verification

With the ever-increasing demands on Question Answering (QA) systems for IT operations and maintenance, an efficient and supervised fine-tunable framework is necessary to ensure the data security, private deployment and continuous upgrading. Although Large Language Models (LLMs) have notably improved the open-domain QA's performance, how to efficiently handle enterprise-exclusive corpora and build domain-specific QA systems are still less-studied for industrial applications. In this paper, we propose a general and comprehensive framework based on Retrieval Augmented Generation (RAG) and facilitate the whole business process of establishing QA systems for IT operations and maintenance. In accordance with the prevailing RAG method, our proposed framework, named with RAG4ITOps, composes of two major stages: (1) Models Fine-tuning \& Data Vectorization, and (2) Online QA System Process. At the Stage 1, we leverage a contrastive learning method with two negative sampling strategies to fine-tune the embedding model, and design the instruction templates to fine-tune the LLM with a Retrieval Augmented Fine-Tuning method. At the Stage 2, an efficient process of QA system is built for serving. We collect enterprise-exclusive corpora from the domain of cloud computing, and the extensive experiments show that our method achieves superior results than counterparts on two kinds of QA tasks. Our experiment also provide a case for applying the RAG4ITOps to real-world enterprise-level applications.

RAG4ITOps: A Supervised Fine-Tunable and Comprehensive RAG Framework for IT Operations and Maintenance

Meeting summarization is crucial in digital communication, but existing solutions struggle with salience identification to generate personalized, workable summaries, and context understanding to fully comprehend the meetings' content. Previous attempts to address these issues by considering related supplementary resources (e.g., presentation slides) alongside transcripts are hindered by models' limited context sizes and handling the additional complexities of the multi-source tasks, such as identifying relevant information in additional files and seamlessly aligning it with the meeting content. This work explores multi-source meeting summarization considering supplementary materials through a three-stage large language model approach: identifying transcript passages needing additional context, inferring relevant details from supplementary materials and inserting them into the transcript, and generating a summary from this enriched transcript. Our multi-source approach enhances model understanding, increasing summary relevance by ~9% and producing more content-rich outputs. We introduce a personalization protocol that extracts participant characteristics and tailors summaries accordingly, improving informativeness by ~10%. This work further provides insights on performance-cost trade-offs across four leading model families, including edge-device capable options. Our approach can be extended to similar complex generative tasks benefitting from additional resources and personalization, such as dialogue systems and action planning.

Tell me what I need to know: Exploring LLM-based (Personalized) Abstractive Multi-Source Meeting Summarization

In recent years, significant advancements in conversational question and answering (CQA) have been driven by the exponential growth of large language models and the integration of retrieval mechanisms that leverage external knowledge to generate accurate and contextually relevant responses. Consequently, the fields of conversational search and retrieval-augmented generation (RAG) have obtained substantial attention for their capacity to address two key challenges: query rewriting within conversational histories and generating responses by employing retrieved knowledge. However, both fields are often independently studied, and comprehensive study on entire systems remains underexplored. In this work, we present a novel retrieval-augmented conversation (RAC) dataset and develop a RAC system comprising query rewriting, retrieval, reranking, and response generation stages. Experimental results demonstrate the competitiveness of the system and extensive analyses are conducted to apprehend the impact of retrieval results to response generation.

RAC: Retrieval-augmented Conversation Dataset for Open-domain Question Answering in Conversational Settings

Discovering meaningful insights from a large dataset, known as Exploratory Data Analysis (EDA), is a challenging task that requires thorough exploration and analysis of the data. Automated Data Exploration (ADE) systems use goal-oriented methods with Large Language Models and Reinforcement Learning towards full automation. However, these methods require human involvement to anticipate goals that may limit insight extraction, while fully automated systems demand significant computational resources and retraining for new datasets. We introduce QUIS, a fully automated EDA system that operates in two stages: insight generation (ISGen) driven by question generation (QUGen). The QUGen module generates questions in iterations, refining them from previous iterations to enhance coverage without human intervention or manually curated examples. The ISGen module analyzes data to produce multiple relevant insights in response to each question, requiring no prior training and enabling QUIS to adapt to new datasets.

QUIS: Question-guided Insights Generation for Automated Exploratory Data Analysis

Utilizing Large Language Models (LLM) as chatbots in diverse business scenarios often presents the challenge of maintaining topic continuity. Abrupt shifts in topics can lead to poor user experiences and inefficient utilization of computational resources. In this paper, we present a topic continuity model aimed at assessing whether a response aligns with the initial conversation topic. Our model is built upon the expansion of the corresponding natural language understanding (NLU) model into quantifiable terms using a Naive Bayes approach. Subsequently, we have introduced an attention mechanism and logarithmic nonlinearity to enhance its capability to capture topic continuity. This approach allows us to convert the NLU model into an interpretable analytical formula. In contrast to many NLU models constrained by token limits, our proposed model can seamlessly handle conversations of any length with linear time complexity. Furthermore, the attention mechanism significantly improves the model's ability to identify topic continuity in complex conversations. According to our experiments, our model consistently outperforms traditional methods, particularly in handling lengthy and intricate conversations. This unique capability offers us an opportunity to ensure the responsible and interpretable use of LLMs.

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Are Language Models More Like Libraries or Like Librarians? Bibliotechnism, the Novel Reference Problem, and the Attitudes of LLMs

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