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Learning from human feedback via proxy reward modeling has been studied to align Large Language Models (LLMs) with human values. However, achieving reliable training through that proxy reward model (RM) is not a trivial problem, and its behavior remained as a black-box. In this paper, we study the role of proxy rewards in the LLM alignment via `reverse reward engineering&#39; by composing interpretable features as a white-box reward function. We aim to replicate the ground truth (gold) reward signal by achieving a monotonic relationship between the proxy and gold reward signals after training the model using the proxy reward in reinforcement learning (RL). Our findings indicate that successfully emulating the gold reward requires generating responses that are relevant with enough length to open-ended questions, while also ensuring response consistency in closed-ended questions. Furthermore, resulting models optimizing our devised white-box reward show competitive performances with strong open-source RMs in alignment benchmarks. We highlight its potential usage as a simple but strong reward baseline for the LLM alignment, not requiring explicit human feedback dataset and RM training.

EMNLP 2024

Rethinking the Role of Proxy Rewards in Language Model Alignment

visual nlp.

visual text entity linking

knowledge aware visual question answering

cross-modal application

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AAAI 2026

We are pleased to announce the Fortieth AAAI Conference on Artificial Intelligence (AAAI-26), which will be held in Singapore EXPO from January 20 to January 27, 2026.

Learning from human feedback via proxy reward modeling has been studied to align Large Language Models (LLMs) with human values. However, achieving reliable training through that proxy reward model (RM) is not a trivial problem, and its behavior remained as a black-box. In this paper, we study the role of proxy rewards in the LLM alignment via `reverse reward engineering' by composing interpretable features as a white-box reward function. We aim to replicate the ground truth (gold) reward signal by achieving a monotonic relationship between the proxy and gold reward signals after training the model using the proxy reward in reinforcement learning (RL). Our findings indicate that successfully emulating the gold reward requires generating responses that are relevant with enough length to open-ended questions, while also ensuring response consistency in closed-ended questions. Furthermore, resulting models optimizing our devised white-box reward show competitive performances with strong open-source RMs in alignment benchmarks. We highlight its potential usage as a simple but strong reward baseline for the LLM alignment, not requiring explicit human feedback dataset and RM training.

poster

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Knowledge graph–grounded dialog generation requires retrieving a dialog-relevant subgraph from the given knowledge base graph and integrating it with the dialog history. Previous works typically represent the graph using an external encoder, such as graph neural networks, and retrieve relevant triplets based on the similarity between single-vector representations of triplets and the dialog history. However, these external encoders fail to leverage the rich knowledge of pretrained language models, and the retrieval process is also suboptimal due to the information bottleneck caused by the single-vector abstraction of the dialog history. In this work, we propose Dialog generation with Generative Subgraph Retrieval (DialogGSR), which retrieves relevant knowledge subgraphs by directly generating their token sequences on top of language models. For effective generative subgraph retrieval, we introduce two key methods: (i) structure-aware knowledge graph linearization with self-supervised graph-specific tokens and (ii) graph-constrained decoding utilizing graph structural proximity-based entity informativeness scores for valid and relevant generative retrieval. DialogGSR achieves state-of-the-art performance in knowledge graph–grounded dialog generation, as demonstrated on OpenDialKG and KOMODIS datasets.

Generative Subgraph Retrieval for Knowledge Graph–Grounded Dialog Generation

The New York Times Connections game has emerged as a popular and challenging pursuit for word puzzle enthusiasts. We collect
438 Connections games to evaluate the performance of state-of-the-art large language models (LLMs) against expert and novice human
players. Our results show that even the best-performing LLM, Claude 3.5 Sonnet, which has otherwise shown impressive reasoning abilities on a wide variety of benchmarks, can only fully solve 18% of the games. Novice and expert players perform better than Claude 3.5 Sonnet, with expert human players significantly outperforming it. We create a taxonomy of the knowledge types required to successfully cluster and categorize words in the Connections game. We find that while LLMs are decent at categorizing words based on semantic relations they struggle with other types of knowledge such as Encyclopedic Knowledge, Multiword Expressions or knowledge that combines both Word Form and Meaning. Our results establish the New York Times Connections game as a challenging benchmark for evaluating abstract reasoning capabilities in humans and AI systems.

Connecting the Dots: Evaluating Abstract Reasoning Capabilities of LLMs Using the New York Times Connections Word Game

Retrieval-augmented generation supports language models to strengthen their factual groundings by providing external contexts. However, language models often face challenges when given extensive information, diminishing their effectiveness in solving questions. Context compression tackles this issue by filtering out irrelevant information, but current methods still struggle in realistic scenarios where crucial information cannot be captured with a single-step approach. To overcome this limitation, we introduce CompAct, a novel framework that employs an active strategy to condense extensive documents without losing key information. Our experiments demonstrate that CompAct brings significant improvements in both performance and compression rate on multi-hop question-answering benchmarks. CompAct flexibly operates as a cost-efficient plug-in module with various off-the-shelf retrievers or readers, achieving exceptionally high compression rates (47x).

COMPACT: Compressing Retrieved Documents Actively for Question Answering

Recent advances in large language models (LLM) have enabled richer social simulations, allowing for the study of various social phenomena. However, most recent work has used a more omniscient perspective on these simulations (e.g., single LLM to generate all interlocutors), which is fundamentally at odds with the non-omniscient, information asymmetric interactions that involve humans and AI agents in the real world. To examine these differences, we develop an evaluation framework to simulate social interactions with LLMs in various settings (omniscient, non-omniscient). Our experiments show that LLMs perform better in unrealistic, omniscient simulation settings but struggle in ones that more accurately reflect real-world conditions with information asymmetry. Moreover, we illustrate the limitations inherent in learning from omniscient simulations. Our findings indicate that addressing information asymmetry remains a fundamental challenge for LLM-based agents.

Is this the real life? Is this just fantasy? The Misleading Success of Simulating Social Interactions With LLMs

Research on jailbreaking has been valuable for testing and understanding the safety and security issues of large language models (LLMs). In this paper, we introduce Iterative Refinement Induced Self-Jailbreak (IRIS), a novel approach that leverages the reflective capabilities of LLMs for jailbreaking with only black-box access. Unlike previous methods, IRIS simplifies the jailbreaking process by using a single model as both the attacker and target. This method first iteratively refines adversarial prompts through self-explanation, which is crucial for ensuring that even well-aligned LLMs obey adversarial instructions. IRIS then rates and enhances the output given the refined prompt to increase its harmfulness. We find that IRIS achieves jailbreak success rates of 98% on GPT-4, 92% on GPT-4 Turbo, and 94% on Llama-3.1-70B in under 7 queries. It significantly outperforms prior approaches in automatic, black-box, and interpretable jailbreaking, while requiring substantially fewer queries, thereby establishing a new standard for interpretable jailbreaking methods.

GPT-4 Jailbreaks Itself with Near-Perfect Success Using Self-Explanation

The Retrieval Augmented Generation (RAG) framework utilizes a combination of parametric knowledge and external knowledge to demonstrate state-of-the-art performance on open-domain question answering tasks. However, the RAG framework suffers from performance degradation when the query is accompanied by irrelevant contexts. In this work, we propose the RE-RAG framework, which introduces a relevance estimator (RE) that not only provides relative relevance between contexts as previous rerankers did, but also provide confidence, which can be used to classify whether given context is useful for answering the given question. We propose a weakly supervised method for training the RE simply utilizing question-answer data without any labels for correct contexts. We show that RE trained with a small generator (sLM) can not only improve the sLM fine-tuned together with RE but also improve previously unreferenced large language models (LLMs). Furthermore, we investigate new decoding strategies that utilize the proposed confidence measured by RE such as choosing to let the user know that it is “unanswerable” to answer the question given the retrieved contexts or choosing to rely on LLM’s parametric knowledge rather than unrelated contexts.

RE-RAG: Improving Open-Domain QA Performance and Interpretability with Relevance Estimator in Retrieval-Augmented Generation

Current Large Language Models (LLMs) have shown strong reasoning capabilities in commonsense question answering benchmarks, but the process underlying their success remains largely opaque. As a consequence, recent approaches have equipped LLMs with mechanisms for knowledge retrieval, reasoning and introspection, not only to improve their capabilities but also to enhance the interpretability of their outputs. However, these methods require additional training, hand-crafted templates or human-written explanations. To address these issues, we introduce ZEBRA, a zero-shot question answering framework that combines retrieval, case-based reasoning and introspection and dispenses with the need for additional training of the LLM. Given an input question, ZEBRA retrieves relevant question-knowledge pairs from a knowledge base and generates new knowledge by reasoning over the relationships in these pairs. This generated knowledge is then used to answer the input question, improving the model's performance and interpretability. We evaluate our approach across 8 well-established commonsense reasoning benchmarks, demonstrating that ZEBRA consistently outperforms strong LLMs and previous knowledge integration approaches, achieving an average accuracy improvement of up to 4.5 points.

ZEBRA: Zero-Shot Example-Based Retrieval Augmentation for Commonsense Question Answering

Long-Context Question Answering (LCQA), a challenging task, aims to reason over long-context documents to yield accurate answers to questions. Existing long-context Large Language Models (LLMs) for LCQA often struggle with the "lost in the middle" issue. Retrieval-Augmented Generation (RAG) mitigates this issue by providing external factual evidence. However, its chunking strategy disrupts the global long-context information, and its low-quality retrieval in long contexts hinders LLMs from identifying effective factual details due to substantial noise. To this end, we propose LongRAG, a general, dual-perspective, and robust LLM-based RAG system paradigm for LCQA to enhance RAG’s understanding of complex long-context knowledge (i.e., global information and factual details). We design LongRAG as a plug-and-play paradigm, facilitating adaptation to various domains and LLMs. Extensive experiments on three multi-hop datasets demonstrate that LongRAG significantly outperforms long-context LLMs (up by 6.94%), advanced RAG (up by 6.16%), and Vanilla RAG (up by 17.25%). Furthermore, we conduct quantitative ablation studies and multi-dimensional analyses, highlighting the effectiveness of the system’s components and fine-tuning strategies.Data and code are available at [https://github.com/QingFei1/LongRAG](https://github.com/QingFei1/LongRAG).

LongRAG: A Dual-perspective Retrieval-Augmented Generation Paradigm for Long-Context Question Answering

While recent years have seen rapid progress in image-conditioned text generation, image captioning still suffers from the fundamental issue of hallucinations, namely, the generation of spurious details that cannot be inferred from the given image. Existing methods largely use closed-vocabulary object lists to mitigate or evaluate hallucinations in image captioning, ignoring the long-tailed nature of hallucinations that occur in practice. To this end, we propose a framework for addressing hallucinations in image captioning in the open-vocabulary setting. Our framework includes a new benchmark, OpenCHAIR, that leverages generative foundation models to evaluate open-vocabulary object hallucinations for image captioning, surpassing the popular and similarly-sized CHAIR benchmark in both diversity and accuracy. Furthermore, to mitigate open-vocabulary hallucinations without using a closed object list, we propose MOCHa, an approach harnessing advancements in reinforcement learning. Our multi-objective reward function explicitly targets the trade-off between fidelity and adequacy in generations without requiring any strong supervision. MOCHa improves a large variety of image captioning models, as captured by our OpenCHAIR benchmark and other existing metrics. We will release our code and models.

Mitigating Open-Vocabulary Caption Hallucinations

Loss spikes, a phenomenon in which the loss value diverges suddenly, is a fundamental issue in the pre-training of large language models. This paper supposes that the non-uniformity of the norm of the parameters is one of the causes of loss spikes. Here, in training of neural networks, the scale of the gradients is required to be kept constant throughout the layers to avoid the vanishing and exploding gradients problem. However, to meet these requirements in the Transformer model, the norm of the model parameters must be non-uniform, and thus, parameters whose norm is smaller are more sensitive to the parameter update. To address this issue, we propose a novel technique, weight scaling as reparameterization (WeSaR). WeSaR introduces a gate parameter per parameter matrix and adjusts it to the value satisfying the requirements. Because of the gate parameter, WeSaR sets the norm of the original parameters uniformly, which results in stable training. Experimental results with the Transformer decoders consisting of 130 million, 1.3 billion, and 13 billion parameters showed that WeSaR stabilizes and accelerates training and that it outperformed compared methods including popular initialization methods.

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Next from EMNLP 2024

Generative Subgraph Retrieval for Knowledge Graph–Grounded Dialog Generation

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