United States

This work investigates the impact of data augmentation on confidence calibration and uncertainty estimation in Named Entity Recognition (NER) tasks. For the future advance of NER in safety-critical fields like healthcare and finance, it is essential to achieve accurate predictions with calibrated confidence when applying Deep Neural Networks (DNNs), including Pre-trained Language Models (PLMs), as a real-world application. However, DNNs are prone to miscalibration, which limits their applicability. Moreover, existing methods for calibration and uncertainty estimation are computational expensive. Our investigation in NER found that data augmentation improves calibration and uncertainty in cross-genre and cross-lingual setting, especially in-domain setting. Furthermore, we showed that the calibration for NER tends to be more effective when the perplexity of the sentences generated by data augmentation is lower, and that increasing the size of the augmentation further improves calibration and uncertainty.

EMNLP 2024

Are Data Augmentation Methods in Named Entity Recognition Applicable for Uncertainty Estimation?

neurological disease research

clinicaltrials.gov

clinical trial registry data

data annotation

named entity recognition

# Welcome everyone to ACL 2022!

The 60th Annual Meeting of the Association for Computational Linguistics is taking place May 22-27, 2022 as a hybrid event, in Dublin and online. We are happy to welcome all of you to this anniversary edition with an almost 50-50 in-person and virtual participation. 
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ACL 2022

The Association for Computational Linguistics (ACL) is the premier international scientific and professional society for people working on computational problems involving human language, a field often referred to as either computational linguistics or natural language processing (NLP). 

poster

## Welcome to EMNLP 2024! 
We are excited to welcome you to one of the most prominent conferences in the field of Natural Language Processing. This year, EMNLP 2024 is being held in a hybrid format,
offering both virtual and in-person participation in beautiful Miami. Due to a record-breaking number of submissions, we've expanded the total number of accepted papers to accommodate more cutting-edge research from around the globe.
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EMNLP 2024 will take place in Miami, Florida from Nov 12th to Nov 16th, 2024, at the Hyatt Regency Miami Hote and on Underline for remote participants.

We introduce a new dynamic vocabulary for language models. It can involve arbitrary text spans during generation. These text spans act as basic generation bricks, akin to tokens in the traditional static vocabularies. We show that, the ability to generate multi-tokens atomically improve both generation quality and efficiency (compared to the standard language model, the MAUVE metric is increased by $25$%, the latency is decreased by $20 $%). The dynamic vocabulary can be deployed in a plug-and-play way, thus is attractive for various downstream applications. For example, we demonstrate that dynamic vocabulary can be applied to different domains in a training-free manner. It also helps to generate reliable citations in question answering tasks (substantially enhancing citation results without compromising answer accuracy).

Generation with Dynamic Vocabulary

The high power consumption and latency-sensitive deployments of large language models (LLMs) have motivated efficiency techniques like quantization and sparsity. Contextual sparsity, where the sparsity pattern is input-dependent, is crucial in LLMs because the permanent removal of attention heads or neurons from LLMs can significantly degrade accuracy. Prior work has attempted to model contextual sparsity using neural networks trained to predict activation magnitudes, which can be used to dynamically prune structures with low predicted activation magnitude. In this paper, we look beyond magnitude-based pruning criteria to assess attention head and neuron importance in LLMs. We develop a novel predictor called ShadowLLM, which can shadow the LLM behavior and enforce better sparsity patterns, resulting in over 15% improvement in end-to-end accuracy compared to prior methods. In addition, ShadowLLM achieves up to a 20% speed-up over the state-of-the-art DejaVu framework. These enhancements are validated on Llama-2 and OPT models with up to 30 billion parameters. Our code is available at https://github.com/abdelfattah-lab/shadow_llm/

ShadowLLM: Predictor-based Contextual Sparsity for Large Language Models

It is often desirable to distill the capabilities of large language models (LLMs) into smaller student models due to compute and memory constraints. One way to do this for classification tasks is via dataset synthesis, which can be accomplished by generating examples of each label from the LLM. Prior approaches to synthesis use few-shot prompting, which relies on the LLM's parametric knowledge to generate usable examples. However, this leads to issues of repetition, bias towards popular entities, and stylistic differences from human text. In this work, we propose Synthesize by Retrieval and Refinement (SynthesizRR), which uses retrieval augmentation to introduce variety into the dataset synthesis process: as retrieved passages vary, the LLM is seeded with different content to generate its examples. We empirically study the synthesis of six datasets, covering topic classification, sentiment analysis, tone detection, and humor, requiring complex synthesis strategies. We find SynthesizRR greatly improves lexical and semantic diversity, similarity to human-written text, and distillation performance, when compared to 32-shot prompting and four prior approaches.

SynthesizRR: Generating Diverse Datasets with Retrieval Augmentation

Parameter-Efficient Fine-Tuning (PEFT) and Retrieval-Augmented Generation (RAG) have become popular methods for adapting large language models while minimizing compute requirements. In this paper, we apply PEFT methods (P-tuning, Adapters, and LoRA) to a modified Retrieval-Enhanced Transformer (RETRO) and a baseline GPT model across several sizes, ranging from 823 million to 48 billion parameters. We show that RETRO models outperform GPT models in zero-shot settings due to their unique pre-training process but GPT models have higher performance potential with PEFT. Additionally, our study indicates that 8B parameter models strike an optimal balance between cost and performance and P-tuning lags behind other PEFT techniques. We further provide a comparative analysis of between applying PEFT to Instruction-tuned RETRO model and base RETRO model. This work presents the first comprehensive comparison of various PEFT methods integrated with RAG, applied to both GPT and RETRO models, highlighting their relative performance.

GPT vs RETRO: Exploring the Intersection of Retrieval and Parameter-Efficient Fine-Tuning

Function calling using Large Language Models (LLMs) is an active research area that aims to empower LLMs with the ability to execute APIs to perform real-world tasks. However, sequential function calling using LLMs with interdependence between functions is still under-explored. To this end, we introduce GraphQLRestBench, a dataset consisting of natural language utterances paired with function call sequences representing real-world REST API calls with variable mapping between functions. In order to represent the response structure of the functions in the LLM prompt, we use the GraphQL schema of the REST APIs. We also introduce a custom evaluation framework for our dataset consisting of four specially designed metrics. We evaluate various open-source LLMs on our dataset using few-shot Chain-of-Thought and ReAct prompting to establish a reasonable baseline.

Sequential API Function Calling Using GraphQL Schema

We examine how users perceive the limitations of an AI system when it encounters a task that it cannot perform perfectly and whether providing explanations alongside its answers aids users in constructing an appropriate mental model of the system's capabilities and limitations. We employ a visual question answer and explanation task where we control the AI system's limitations by manipulating the visual inputs: during inference, the system either processes full-color or grayscale images. Our goal is to determine whether participants can perceive the limitations of the system. We hypothesize that explanations will make limited AI capabilities more transparent to users. However, our results show that explanations do not have this effect. Instead of allowing users to more accurately assess the limitations of the AI system, explanations generally increase users' perceptions of the system's competence -- regardless of its actual performance.

The Illusion of Competence: Evaluating the Effect of Explanations on Users' Mental Models of Visual Question Answering Systems

In the last decade, the generalization and adaptation abilities of deep learning models were typically evaluated on fixed training and test distributions. Contrary to traditional deep learning, large language models (LLMs) are (i) even more overparameterized, (ii) trained on unlabeled text corpora curated from the Internet with minimal human intervention, and (iii) trained in an online fashion. These stark contrasts prevent researchers from transferring lessons learned on model generalization and adaptation in deep learning contexts to LLMs.

To this end, our short paper introduces empirical observations that aim to shed light on further training of already pretrained language models. Specifically, we demonstrate that training a model on a text domain could degrade its perplexity on the test portion of the same domain. We observe with our subsequent analysis that the performance degradation is positively correlated with the similarity between the additional and the original pretraining dataset of the LLM. Our further token-level perplexity analysis reveals that the perplexity degradation is due to a handful of tokens that are not informative about the domain. We hope these findings will guide us in determining when to adapt a model vs when to rely on its foundational capabilities.

Adaptation Odyssey in LLMs: Why Does Additional Pretraining Sometimes Fail to Improve?

A diverse array of reasoning strategies has been proposed to elicit the capabilities of large language models. However, in this paper, we point out that traditional evaluations which focus solely on performance metrics miss a key factor: the increased effectiveness due to additional compute. By overlooking this aspect, a skewed view of strategy efficiency is often presented. This paper introduces a framework that incorporates the compute budget into the evaluation, providing a more informative comparison that takes into account both performance metrics and computational cost. In this budget-aware perspective, we find that complex reasoning strategies often don't surpass simpler baselines purely due to algorithmic ingenuity, but rather due to the larger computational resources allocated. When we provide a simple baseline like chain-of-thought self-consistency with comparable compute resources, it frequently outperforms reasoning strategies proposed in the literature. In this scale-aware perspective, we find that unlike self-consistency, certain strategies such as multi-agent debate or Reflexion can become worse if more compute budget is utilized.

Reasoning in Token Economies: Budget-Aware Evaluation of LLM Reasoning Strategies

Large language models (LLMs) are increasingly used for complex multi-turn conversations across diverse real-world applications. However, existing benchmarks mainly focus on single-turn evaluations, overlooking the models' capabilities in multi-turn interactions. To address this gap, we introduce {\name}, a comprehensive benchmark to evaluate the multi-turn conversational abilities of LLMs. By analyzing human-LLM conversations, we categorize interaction patterns into four types: recollection, expansion, refinement, and follow-up. We construct multi-turn queries for each category either by augmenting existing datasets or creating new examples using GPT-4 with a human-in-the-loop process to avoid data leakage. To study the factors impacting multi-turn abilities, we create single-turn versions of the 1170 multi-turn queries and compare performance. Our evaluation of 10 well-known LLMs shows that while closed-source models generally surpass open-source ones, certain open-source models exceed GPT-3.5-Turbo in specific tasks. We observe significant performance degradation in multi-turn settings compared to single-turn settings in most models, which is not correlated with the models' fundamental capabilities. Moreover, we identify the distance to relevant content and susceptibility to error propagation as the key factors influencing multi-turn performance.

MT-Eval: A Multi-Turn Capabilities Evaluation Benchmark for Large Language Models

This research addresses command-line embedding in cybersecurity, a field obstructed by the lack of comprehensive datasets due to privacy and regulation concerns. We propose the first dataset of similar command lines, named CyPHER, for training and unbiased evaluation. The training set is generated using a set of large language models (LLMs) comprising 28,520 similar command-line pairs. Our testing dataset consists of 2,807 similar command-line pairs sourced from authentic command-line data.

In addition, we propose a command-line embedding model named CmdCaliper, enabling the computation of semantic similarity with command lines. Performance evaluations demonstrate that the smallest version of CmdCaliper (30 million parameters) suppresses state-of-the-art (SOTA) sentence embedding models with ten times more parameters across various tasks (e.g., malicious command-line detection and similar command-line retrieval).

Our study explores the feasibility of data generation using LLMs in the cybersecurity domain. Furthermore, we release our proposed command-line dataset, embedding models’ weights and all program codes to the public. This advancement paves the way for more effective command-line embedding for future researchers.

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Next from EMNLP 2024

Generation with Dynamic Vocabulary

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Simple Semantic-based Data Augmentation for Named Entity Recognition in Biomedical Texts