United States

Retrieval-augmented generation has gained popularity as a framework to enhance large language models with external knowledge. However, its effectiveness hinges on the retrieval robustness of the model. If the model lacks retrieval robustness, its performance is constrained by the accuracy of the retriever, resulting in significant compromises when the retrieved context is irrelevant. In this paper, we evaluate the ``implicit&#39;&#39; retrieval robustness of various large language models, instructing them to directly output the final answer without explicitly judging the relevance of the retrieved context. Our findings reveal that fine-tuning on a mix of gold and distracting context significantly enhances the model&#39;s robustness to retrieval inaccuracies, while still maintaining its ability to extract correct answers when retrieval is accurate. This suggests that large language models can implicitly handle relevant or irrelevant retrieved context by learning solely from the supervision of the final answer in an end-to-end manner. Introducing an additional process for explicit relevance judgment can be unnecessary and disrupts the end-to-end approach.

EMNLP 2024

Assessing “Implicit” Retrieval Robustness of Large Language Models

truthfulness

alignment

politics

Welcome to the 18th Conference of the European Chapter of the Association for Computational Linguistics (EACL). Continuing its mission of expanding and involving the science community of all European countries, EACL has selected the Malta community for the 18th EACL. Considering the importance of physical interaction among researchers, the conference will be held at the Hotel Radisson Blu, St. Julians, in Malta, from 17 to 22 of March, 2024. The conference will also feature the possibility to participate virtually. As the flagship European conference in the field of computational linguistics, EACL welcomes European and international researchers covering a broad spectrum of research areas that are concerned with computational approaches to natural language. 
#### [Conference Handbook](https://drive.google.com/file/d/13Wn38q0yev6U3RTgnf4Tn5T9GuAuZ-xW/view?usp=sharing) *downloadable*

To access the EACL 2024 event page you need to register [**here**](https://acl.swoogo.com/EACL2024). 

Please register!

EACL 2024

As the flagship European conference in the field of computational linguistics, EACL welcomes European and international researchers covering a broad spectrum of research areas that are concerned with computational approaches to natural language.

Retrieval-augmented generation has gained popularity as a framework to enhance large language models with external knowledge. However, its effectiveness hinges on the retrieval robustness of the model. If the model lacks retrieval robustness, its performance is constrained by the accuracy of the retriever, resulting in significant compromises when the retrieved context is irrelevant. In this paper, we evaluate the ``implicit'' retrieval robustness of various large language models, instructing them to directly output the final answer without explicitly judging the relevance of the retrieved context. Our findings reveal that fine-tuning on a mix of gold and distracting context significantly enhances the model's robustness to retrieval inaccuracies, while still maintaining its ability to extract correct answers when retrieval is accurate. This suggests that large language models can implicitly handle relevant or irrelevant retrieved context by learning solely from the supervision of the final answer in an end-to-end manner. Introducing an additional process for explicit relevance judgment can be unnecessary and disrupts the end-to-end approach.

poster

## Welcome to EMNLP 2024! 
We are excited to welcome you to one of the most prominent conferences in the field of Natural Language Processing. This year, EMNLP 2024 is being held in a hybrid format,
offering both virtual and in-person participation in beautiful Miami. Due to a record-breaking number of submissions, we've expanded the total number of accepted papers to accommodate more cutting-edge research from around the globe.
### [Conference Handbook](https://drive.google.com/file/d/1WPROgxjLAC96AJL7Ugy0tEnYm7dkrbHt/view?usp=sharing)

You are required to register for this event. **Please register [here](https://2024.emnlp.org/registration/).** The EMNLP 2024 event page on Underline will be open to public one week prior to the event.

EMNLP 2024 will take place in Miami, Florida from Nov 12th to Nov 16th, 2024, at the Hyatt Regency Miami Hote and on Underline for remote participants.

High-quality distractors are crucial to both the assessment and pedagogical value of multiple-choice questions (MCQs), where manually crafting ones that anticipate knowledge deficiencies or misconceptions among real students is difficult. Meanwhile, automated distractor generation, even with the help of large language models (LLMs), remains challenging for subjects like math. It is crucial to not only identify plausible distractors but also understand the error behind them. In this paper, we introduce DiVERT (Distractor Generation with Variational Errors Represented as Text), a novel variational approach that learns an interpretable representation of errors behind distractors in math MCQs. Through experiments on a real-world math MCQ dataset with 1,434 questions used by hundreds of thousands of students, we show that DiVERT, despite using a base open-source LLM with 7B parameters, outperforms state-of-the-art approaches using GPT-4o on downstream distractor generation. We also conduct a human evaluation with math educators and find that DiVERT leads to error labels that are of comparable quality to human-authored ones.

DiVERT: Distractor Generation with Variational Errors Represented as Text for Math Multiple-choice Questions

Prompt-based ``diversity interventions'' are commonly adopted to improve the diversity of Text-to-Image (T2I) models depicting individuals with various racial or gender traits. However, will this strategy result in nonfactual demographic distribution, especially when generating real historical figures? In this work, we propose **DemOgraphic FActualIty Representation (DoFaiR)**, a benchmark to systematically quantify the trade-off between using diversity interventions and preserving demographic factuality in T2I models. DoFaiR consists of 756 meticulously fact-checked test instances to reveal the factuality tax of various diversity prompts through an automated evidence-supported evaluation pipeline. Experiments on DoFaiR unveil that diversity-oriented instructions increase the number of different gender and racial groups in DALLE-3's generations at the cost of historically inaccurate demographic distributions. To resolve this issue, we propose **Fact-Augmented Intervention** (FAI), which instructs a Large Language Model (LLM) to reflect on verbalized or retrieved factual information about gender and racial compositions of generation subjects in history, and incorporate it into the generation context of T2I models. By orienting model generations using the reflected historical truths, FAI significantly improves the demographic factuality under diversity interventions while preserving diversity.

The Factuality Tax of Diversity-Intervened Text-to-Image Generation: Benchmark and Fact-Augmented Intervention

The remarkable performance of large language models (LLMs) in generation tasks has enabled practitioners to leverage publicly available models to power custom applications, such as chatbots and virtual assistants. However, the data used to train or fine-tune these LLMs is often undisclosed, allowing an attacker to compromise the data and inject backdoors into the models. In this paper, we develop a novel inference time defense, named CleanGen, to mitigate backdoor attacks for generation tasks in LLMs. CleanGen is a lightweight and effective decoding strategy that is compatible with the state-of-the-art (SOTA) LLMs. Our insight behind CleanGen is that compared to other LLMs, backdoored LLMs assign significantly higher probabilities to tokens representing the attacker-desired contents. These discrepancies in token probabilities enable CleanGen to identify suspicious tokens favored by the attacker and replace them with tokens generated by another LLM that is not compromised by the same attacker, thereby avoiding generation of attacker-desired content. We evaluate CleanGen against five SOTA backdoor attacks. Our results show that CleanGen achieves lower attack success rates (ASR) compared to five SOTA baseline defenses for all five backdoor attacks. Moreover, LLMs deploying CleanGen maintain helpfulness in their responses when serving benign user queries with minimal added computational overhead.

CleanGen: Mitigating Backdoor Attacks for Generation Tasks in Large Language Models

Reinforcement learning (RL) can align language models with non-differentiable reward signals, such as human preferences. However, a major challenge arises from the sparsity of these reward signals - typically, there is only a single reward for an entire output. This sparsity of rewards can lead to inefficient and unstable learning. To address this challenge, our paper introduces an novel framework that utilizes the critique capability of Large Language Models (LLMs) to produce intermediate-step rewards during RL training. Our method involves coupling a policy model with a critic language model, which is responsible for providing comprehensive feedback of each part of the output. This feedback is then translated into token or span-level rewards that can be used to guide the RL training process. We investigate this approach under two different settings: one where the policy model is smaller and is paired with a more powerful critic model, and another where a single language model fulfills both roles. We assess our approach on three text generation tasks: sentiment control, language model detoxification, and summarization. Experimental results show that incorporating artificial intrinsic rewards significantly improve both sample efficiency and the overall performance of the policy model, supported by both automatic and human evaluation.

Enhancing Reinforcement Learning with Intrinsic Rewards from Language Model Critique

Compositionality is a core property of natural language, and compositional behavior (CB) is a crucial goal for modern NLP systems. The research literature, however, includes conflicting perspectives on how CB should be defined, evaluated, and achieved. We propose a conceptual framework to address these questions and survey researchers active in this area.

We find consensus on several key points. Researchers broadly accept our proposed definition of CB, agree that it is not solved by current models, and doubt that scale alone will achieve the target behavior. In other areas, we find the field is split on how to move forward, identifying diverse opportunities for future research.

Toward Compositional Behavior in Neural Models: A Survey of Current Views

Numerous previous studies have sought to determine to what extent language models, pretrained on natural language text, can serve as useful models of human cognition.
In this paper, we are interested in the opposite question: whether we can directly optimize a language model to be a useful cognitive model by aligning it to human psychometric data.
To achieve this, we introduce a novel alignment technique in which we fine-tune a language model to implicitly optimize the parameters of a linear regressor that directly predicts humans' reading times of in-context linguistic units, e.g., phonemes, morphemes, or words, using surprisal estimates derived from the language model. 
Using words as a test case, we evaluate our technique across multiple model sizes and datasets and find that it improves language models' psychometric predictive power.
However, we find an inverse relationship between psychometric power and a model's performance on downstream NLP tasks as well as its perplexity on held-out test data.
While this latter trend has been observed before (Oh et al., 2022; Shain et al., 2024), we are the first to induce it by manipulating a model's alignment to psychometric data.

Reverse-Engineering the Reader

Retrieval-augmented language models (RALMs) have shown strong performance and wide applicability in knowledge-intensive tasks. However, there are significant trustworthiness concerns as RALMs are prone to generating unfaithful outputs, including baseless information or contradictions with the retrieved context. This paper proposes SynCheck, a lightweight monitor that leverages fine-grained decoding dynamics including sequence likelihood, uncertainty quantification, context influence, and semantic alignment to synchronously detect unfaithful sentences. By integrating efficiently measurable and complementary signals, SynCheck enables accurate and immediate feedback and intervention. Experiments show that SynCheck significantly outperforms existing faithfulness detection baselines, achieving over 0.85 AUROC across a suite of six long-form retrieval-augmented generation tasks. Leveraging SynCheck, we further introduce FOD, a faithfulness-oriented decoding algorithm guided by beam search for long-form retrieval-augmented generation. Empirical results demonstrate that FOD outperforms traditional strategies such as abstention, reranking, or contrastive decoding significantly in terms of faithfulness, achieving over 10% improvement across six datasets.

Synchronous Faithfulness Monitoring for Trustworthy Retrieval-Augmented Generation

Graphical User Interfaces (GUIs) are central to our interaction with digital devices and growing efforts have been made to build models for various GUI understanding tasks. However, these efforts largely overlook an important GUI-referring task: screen reading based on user-indicated points, which we name the Screen Point-and-Read (ScreenPR) task. Currently, this task is predominantly handled by rigid accessible screen reading tools, in great need of new models driven by advancements in Multimodal Large Language Models (MLLMs). In this paper, we propose a Tree-of-Lens (ToL) agent, utilizing a novel ToL grounding mechanism, to address the ScreenPR task. Based on the input point coordinate and the corresponding GUI screenshot, our ToL agent constructs a Hierarchical Layout Tree. Based on the tree, our ToL agent not only comprehends the content of the indicated area but also articulates the layout and spatial relationships between elements. Such layout information is crucial for accurately interpreting information on the screen, distinguishing our ToL agent from other screen reading tools. We also thoroughly evaluate the ToL agent against other baselines on a newly proposed ScreenPR benchmark, which includes GUIs from mobile, web, and operating systems. Last but not least, we test the ToL agent on mobile GUI navigation tasks, demonstrating its utility in identifying incorrect actions along the path of agent execution trajectories. Code and data: https://screen-point-and-read.github.io.

Read Anywhere Pointed: Layout-aware GUI Screen Reading with Tree-of-Lens Grounding

Recent studies show evidence for emergent cognitive abilities in Large Pre-trained Language Models (PLMs). The increasing cognitive alignment of these models has made them candidates for cognitive science theories. Prior research into the emergent cognitive abilities of PLMs has been path-independent to model training, i.e. has only looked at the final model weights and not the intermediate steps. However, building plausible models of human cognition using PLMs also requires aligning their performance during training to the developmental trajectories of children's thinking. Guided by psychometric tests of human intelligence, we choose four task categories to investigate the alignment of ten popular families of PLMs and evaluate each of their available intermediate and final training steps: Numerical ability, Linguistic abilities, Conceptual understanding, and Fluid reasoning. We find a striking regularity: regardless of model size, the developmental trajectories of PLMs consistently exhibit a window of maximal alignment to human cognitive development. Before that window, training appears to endow models with the requisite structure to be poised to rapidly learn from experience. After that window, training appears to serve the engineering goal of reducing loss but not the scientific goal of increasing alignment with human cognition.

Development of Cognitive Intelligence in Pre-trained Language Models

Recent works often assume that Vision-Language Model (VLM) representations are based on visual attributes like shape. However, it is unclear to what extent VLMs prioritize this information to represent concepts. We propose Extract and Explore (EX2), a novel approach to characterize textual features that are important for VLMs. EX2 uses reinforcement learning to align a large language model with VLM preferences and generates descriptions that incorporate features that are important for the VLM. Then, we inspect the descriptions to identify features that contribute to VLM representations. Using EX2, we find that spurious descriptions have a major role in VLM representations despite providing no helpful information, e.g., Click to enlarge photo of CONCEPT. More importantly, among informative descriptions, VLMs rely significantly on non-visual attributes like habitat (e.g., North America) to represent visual concepts. Also, our analysis reveals that different VLMs prioritize different attributes in their representations. Overall, we show that VLMs do not simply match images to scene descriptions and that non-visual or even spurious descriptions significantly influence their representations.

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Next from EMNLP 2024

DiVERT: Distractor Generation with Variational Errors Represented as Text for Math Multiple-choice Questions

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Context Tuning for Retrieval Augmented Generation